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FINRA and Finder Fees; Broker Dealers by Laura Anthony, Palm Beach
 
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FINRA and Finder Fees; Broker Dealers by Laura Anthony, Palm Beach- Broker-dealers lack an incentive to engage in small private capital-raising transactions. In addition to regulatory and liability concerns, the amount of a capital raise by small and emerging companies is often small (less than $5 million) and accordingly, the potential commission for a broker-dealer is limited as compared to the time and risk associated with the transaction. Most small and middle market bankers have base-level criteria for acting as a placement agent in a deal, which includes the minimum amount of commission they would need to collect to become engaged. From a regulatory perspective, when acting as placement agent in a private offering, broker-dealers must consider FINRA filing rules, general know-your-customer and suitability requirements as well as statutory liability under Dodd-Frank and the SEC antifraud provisions. Even when a broker agrees to act as placement agent, it can often be difficult to locate investors for small companies. It would be helpful if unlicensed individuals could refer investors to such a broker-dealer, who would then ensure that proper disclosure has been made to the investor, and that the investment is suitable for such investor. However, FINRA Rule 2040 prohibits the payment of transaction-based compensation by member firms to unregistered persons. FINRA Rule 2040 expressly correlates with Section 15(a) of the Exchange Act and prohibits the payment of transaction-related compensation unless a person is licensed or properly exempt from such licensing. Rule 2040 prohibits member firms from directly or indirectly paying any compensation, fees, concessions, discounts or commissions to: (1) any person that is not registered as a broker-dealer under SEA Section 15(a) but, by reason of receipt of any such payments and the activities related thereto, is required to be so registered under applicable federal securities laws and SEA rules and regulations; or (2) any appropriately registered associated person, unless such payment complies with all applicable federal securities laws, FINRA rules and SEA rules and regulations. FINRA guidance on the Rule states that a member firm can (i) rely on published releases, no-action letters or interpretations from the SEC staff; (ii) seek SEC no-action relief; or (iii) obtain a legal opinion from an independent, reputable U.S. licensed attorney knowledgeable in the area. This list is not exclusive and FINRA specifically indicates that member firms can take any other reasonable inquiry or action in determining whether a transaction fee can be paid to an unlicensed person. FINRA Rule 2040 specifically allows the payments of finders’ fees to unregistered foreign finders where the finder’s sole involvement is the initial referral to the member firm of non-U.S. customers and certain conditions are met, including but not limited to that (i) the person is not otherwise required to be registered as a broker-dealer in the U.S.; (ii) the compensation does not violate foreign law; (iii) the finder is a foreign national domiciled abroad; (iv) the customers are foreign nationals domiciled abroad; (v) the payment of the finder’s fee is disclosed to the customer; (vi) the customers provide written acknowledgment of receipt of the notice related to the payment of the fee; (vii) proper records regarding the payments are maintained; and (viii) each transaction confirm indicates that the finder’s fee is being paid. #LegalAndComplianceLLC
What is a broker-dealer?
 
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What is a broker-dealer? In this video, we continue exploring the marketplace stack as we move towards trading. Referenced links: https://www.nyse.com/markets/nyse/membership https://www.sec.gov/reportspubs/investor-publications/divisionsmarketregbdguidehtm.html#II http://www.finra.org/investors/brokers https://www.coinbase.com/legal/user_agreement Follow deeplizard: YouTube: https://www.youtube.com/deeplizard Twitter: https://twitter.com/deeplizard Facebook: https://www.facebook.com/Deeplizard-145413762948316 Steemit: https://steemit.com/@deeplizard Instagram: https://www.instagram.com/deeplizard/ Support deeplizard on Patreon: https://www.patreon.com/deeplizard Support deeplizard with crypto: Bitcoin: 1AFgm3fLTiG5pNPgnfkKdsktgxLCMYpxCN Litecoin: LTZ2AUGpDmFm85y89PFFvVR5QmfX6Rfzg3 Ether: 0x9105cd0ecbc921ad19f6d5f9dd249735da8269ef Recommended books on AI: The Most Human Human: What Artificial Intelligence Teaches Us About Being Alive: http://amzn.to/2GtjKqu Recommended books on trading: --Beginner-- Real Money: http://amzn.to/2pDaf15 --Intermediate-- The Daily Trading Coach: http://amzn.to/2pA7Uni --Advanced-- The Black Swan: http://amzn.to/2GjusT4 Antifragile: http://amzn.to/2IKOvbn Skin in the Game: http://amzn.to/2pwbTBo Coinbase sign up (You get $10 in BTC & we get $10 in BTC): https://www.coinbase.com/join/5934c12567d6760847b9a8dd GDAX playlist: https://www.youtube.com/playlist?list=PLZbbT5o_s2xr17PqeytCKiCD-TJj89rII Crypto hardware wallets: Ledger Nano S: http://amzn.to/2FZGP7y Trezor: http://amzn.to/2FZHs0U
Views: 2708 deeplizard
Broker Dealer Registration and the CAB Rules
 
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FINRA created a new Broker Dealer registration category that allows for limited supervision and regulation of entities not engaged in active trading or management of client funds. The Capital Acquisition Broker (CAB) Rule Set is scheduled to take effect on April 14, 2017. This webinar discusses what the CAB rule set is, how it affects Broker Dealers and other types of firms, the regulatory requirements of a CAB and some of the pros and cons of registering as a CAB.
Views: 322 Cordium
What Non-US Asset Managers Need to Know about US Broker-Dealer Regulation
 
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US broker-dealer regulations can either provide the first step to expansion into the United States market for certain institutions—or a trap for the unwary. This webinar provides an overview of broker-dealer regulations, including basic registration requirements, available exemptions for private fund managers and recent SEC enforcement actions against firms marketing private funds in violation of US requirements. Topics include: • The basics – what to do if a manager wants to register • The exemptions – what to do if a manager wants to avoid registration at all costs • What can go wrong? Surprising fact patterns and unexpected wrinkles for asset managers
Views: 138 Dechert LLP
EB-5 Broker Dealer
 
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Full transcription can be seen at: https://www.eb5eb5.com/podcast/eb5-broker-dealer. Charles "Duke" Runnels speak about the role of a Broker Dealer (Investment Banker) in EB-5 Investments.
OFFICIALLY A LICENSED DEALER!
 
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Always wanted to start my own premium auto sales business and now is the time to start building. It's going to be a dope family venture so stay tuned!! HAIR PRODUCTS: http://chee-ping.com INSTAGRAM: http://instagram.com/nicoversace FACEBOOK: https://www.facebook.com/nicoversace1 NEW CHANNEL: https://www.youtube.com/c/nicokiana?sub_confirmation=1
Views: 8451 NicoVersace
21. Exchanges, Brokers, Dealers, Clearinghouses
 
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Financial Markets (2011) (ECON 252) As the starting point for this lecture, Professor Shiller contrasts the view of economics as the theory of the allocation of scarce resources with the view of economics as the study of exchange. After a discussion of the difference between brokers and dealers, he outlines the history of securities exchanges from ancient Rome, to the Amsterdam Stock Exchange and Jonathan's Coffee House in London, until the formation of the New York Stock Exchange. He complements this historic account with an overview of securities exchanges all over the world, covering India, China, Brazil, and Mexico. An example of a limit order book allows him to elaborate on the mechanics of trading at the National Association of Securities Dealers Automatic Quotation System (NASDAQ). Subsequently, he turns his attention to the growing importance of program trading and high frequency trading, but also discusses their impact on the stock market crash from October 19, 1987, as well as on the Flash Crash from May 6, 2010. When talking about fairness in financial markets, particularly with regard to the relation between private investors and brokers, he discusses the National Market System (NMS), the Intermarket Trading System (ITS), and consolidated quotation systems. He concludes this lecture with some reflections on the operations of dealers, addressing the role of inside information and the Gambler's Ruin problem. 00:00 - Chapter 1. Exchange as the Key Component of Economic Activity 05:50 - Chapter 2. Brokers vs. Dealers 12:25 - Chapter 3. History of Stock Exchanges around the World 24:28 - Chapter 4. Market Orders, Limit Orders, and Stop Orders 36:15 - Chapter 5. The Growing Importance of Electronic Trading 44:46 - Chapter 6. Instabilities Related to High Frequency Trading 59:14 - Chapter 7. The Frustrations as Trading as a Dealer Complete course materials are available at the Yale Online website: online.yale.edu This course was recorded in Spring 2011.
Views: 67974 YaleCourses
Best Way To Start A Car Dealership From Scratch! (Make $1000's Selling Cars!)
 
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KenyonKen Merch: http://kenyonken.com/ Step By Step Guide: http://californiausedcardealer.com/ https://www.paypal.me/DonateToKenyonKen/3 IG: https://www.instagram.com/kenyonken___/ Twitter(Just made): https://twitter.com/_kenyonKen?lang=en Instagram: Kenyonken___ (3 underscores) Thanks for watching!
Views: 721099 KenyonKen
How to get a dealer license without a car lot!
 
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CLICK HERE: http://dealer-license.com for resources for getting a dealer license. BBB A+ Rated Business Watch the video and you'll see a dealership that conforms to the rules but you'd never know it is a car "lot". You'll be surprised when you see it. It should encourage you to explore the possibilities of getting your own license. Does that sound good? Does the need for a car lot to get your dealer license make it seem impossible for you to get a dealer license? It doesn't have to be. This video will show you ONE way you can use to have your car dealership license without a lot. There are others. You'll learn you have to be able to understand and translate the bureaucratic language of your state's licensing department. The secret in reading the dealer license requirements about the business location requirements is to NOT interpret them with preconceived ideas of a used car business. You'll see examples of business location requirements from the Texas dealer license requirements; California dealer license requirements and Colorado dealer license requirements. You do have to have a business location for your license. You cannot sell cars from your home..... unless it happens to be zoned commercial. I know of one like that, just a few miles from me. He has the cars parked in the grass in his front yard! But most of us are not that lucky, so we need to know some inside info on getting your car dealer license without a lot. One way on how to get your dealer license without a lot is explained here.
Views: 201385 Don Massey
Broker Dealers   Year End Financial Requirements
 
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The year–end financial closing process and audit preparation “season” is almost upon us. Some call this the “Season of the Witch”… Do not be caught unawares... It is time to ask questions and make decisions to ensure you and your books are ready. What are the auditors going to be focusing on and how will they be approaching your audit?? Join our webinar for help on planning a controlled, and mindful closing process and learn how to address key audit concerns head on. This may be your last chance to keep those year-end demons at bay! Join as we discuss: • Securing and connecting with your Auditor • Effective pre-planning with your Auditor • Considerations for a complete and accurate closing • Areas of Audit Focus • How will your auditor address the new revenue rules implemented in 2018 • New Lease Accounting rules for 2019 • Legislative Update on PCAOB requirements
Veritaseum (VERI) Jumps 10% as the US Regulators Accept Broker/Dealer License Application
 
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Veritaseum (VERI) Jumps 10% as the US Regulators Accept Broker/Dealer License Application The network has lately applied for a broker/dealer license in the United States and the good news is that it was accepted. However, this does not mean it has been approved. Veritaseum (VERI) team is looking forward to the time they will be allowed to function as a fully-fledged broker/dealer of “sec... ► SUBSCRIBE FOR MORE VIDEOS: https://goo.gl/NYaHq2 ► Bitcoin News -Alt Coin news - coin telegraph - coindesk - coin market cap https://goo.gl/45UVFu ★★★ Thanks for watching! Please leave a like if you enjoyed and tell me what you think in the comments! Thanks ★★★
Views: 66 CoinKorea
SEC’s proposed fiduciary duty and standards of conduct for broker-dealers and investment advisers
 
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The US Securities and Exchange Commission (SEC) has proposed its comprehensive standard of conduct rules, forms and interpretation, which would: Require registered investment advisers and registered broker-dealers to provide a brief relationship summary to retail investors Establish a standard of conduct for broker-dealers when making a recommendation of any securities transaction or investment strategy involving securities to a retail customer Provide an interpretation regarding the fiduciary standard of conduct for investment advisers Join Eversheds Sutherland for a webcast on May 8 as we help you analyze the proposed rules, forms and interpretation and dive into the many practical considerations that arise from the proposal, including: How does a broker-dealer standard of conduct differ from an adviser’s fiduciary obligations? What operational issues arise with the required disclosures? What will advisers need to do to satisfy the SEC’s fiduciary standard of conduct?
Florida Broker-Dealer Registration Exemption For M&A Brokers
 
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Florida Broker-Dealer Registration Exemption For M&A Brokers- Following the SEC’s lead, effective July 1, 2016, Florida passed a statutory exemption from the broker-dealer registration requirements for entities effecting securities transactions in connection with the sale of equity control of private operating businesses (“M&A Broker”).
How Does A Broker Dealer Operate?
 
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In some cases, the of broker dealers. Googleusercontent search. Securities regulation parlance to describe stock brokerages, because most of them act as both agents and principals. What is a broker dealer? An in depth guide to what they dowhat dealer and why should you care? Guide registrationbroker definition & example how do dealers work? Quoranet capital requirements for brokers finra. When executing trade orders on behalf of a customer, the institution is said to be acting as broker it required do this because market maker's job facilitate liquidity for that particular security. These individuals may also be called stock brokers or registered representatives. What does a brokerage do? Youtube. When considering a particular firm, always ask to speak with advisors who they believe operate business closest in style your own. Broker dealers who physically operate within the united states must register with sec even if their activities are directed only to foreign investors outside 16 jun 2017 as name itself states, it does both transactions and trades typical of a broker dealer. As registered investment professionals, finra requires us to affiliate with a broker dealer in order buy and sell before you can buy, however, have open brokerage account. Guide to broker dealer registration so, now you own a dealer! davis polk. 12 the broker dealer registration pro cess is coordinated through the central registration depository (crd) system operated by finra. Registered representatives must register with finra, pass a qualifying examination, and be licensed by your state securities regulator before they can do business you transactions accounts of customers or other brokers dealers to another registered broker dealer that carries such on fully disclosed basis, if the receives but does not hold customer. Firms trying to do business is one, i guarantee you, that no law professor in the u. These companies are called broker dealers, and they give you access to the stock exchanges. A brokerage acts as a broker (or agent) when it executes orders on behalf of clients, whereas dealer, or principal, trades for its own account 20 feb 2018 clients. Portals ask do we need to be a broker dealer? Fundamerica. 28 dec 2016 the actual steps involved with starting a broker dealer are far too exhaustive to cover here but the short, summary version sufficient for a layman is as follows. Broker dealer relationship anton lemieux financial groupbroker compliance issues all over the world. To investors, it generally means the person who helps them buy and sell securities 12 dec 2016 these measures could include use of disclaimers clearly indicating that broker dealer's business is exclusively intrastate dealer can only act for or with, provide services to, a in its state, as long does not although many dealers are 'independent' firms solely involved services, others units subsidiaries commercial banks, investment banks companies. Broker dealer regulation mercatus center. 13brok
Views: 58 Tell sparky
How to Get a Wholesale Auto Dealer License | US Dealers
 
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Getting your wholesale auto dealer license made easy! Check out our easy to understand tutorial on how to become a nationally licensed wholesale car dealer. US Dealer Licensing has all of the answers you've been looking for. Give us a call or visit our website and we would be happy to answer your additional questions! | (573) 525-9999 | http://www.usdealerlicensing.com/
Views: 908 US Dealer Licensing
What Is the Securities & Exchange Commission? Is It Effective? U.S. Finance
 
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Within the SEC, there are five divisions. Headquartered in Washington, D.C., the SEC has 11 regional offices throughout the US. The SEC's divisions are:[10] Corporation Finance Trading and Markets Investment Management Enforcement Economic and Risk Analysis Corporation Finance is the division that oversees the disclosure made by public companies, as well as the registration of transactions, such as mergers, made by companies. The division is also responsible for operating EDGAR. The Trading and Markets division oversees self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) and all broker-dealer firms and investment houses. This division also interprets proposed changes to regulations and monitors operations of the industry. In practice, the SEC delegates most of its enforcement and rulemaking authority to FINRA. In fact, all trading firms not regulated by other SROs must register as a member of FINRA. Individuals trading securities must pass exams administered by FINRA to become registered representatives.[11][12] The Investment Management Division oversees registered investment companies, which include mutual funds, as well as registered investment advisors. These entities are subject to extensive regulation under various federals securities laws.[13] The Division of Investment Management administers various federal securities laws, in particular the Investment Company Act of 1940 and Investment Advisers Act of 1940. This division's responsibilities include:[14] assisting the Commission in interpreting laws and regulations for the public and SEC inspection and enforcement staff; responding to no-action requests and requests for exemptive relief; reviewing investment company and investment adviser filings; assisting the Commission in enforcement matters involving investment companies and advisers; and advising the Commission on adapting SEC rules to new circumstances. The Enforcement Division works with the other three divisions, and other Commission offices, to investigate violations of the securities laws and regulations and to bring actions against alleged violators. The SEC generally conducts investigations in private. The SEC's staff may seek voluntary production of documents and testimony, or may seek a formal order of investigation from the SEC, which allows the staff to compel the production of documents and witness testimony. The SEC can bring a civil action in a U.S. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC does not have criminal authority, but may refer matters to state and federal prosecutors. The director of the SEC's Enforcement Division Robert Khuzami left the office in February 2013.[15] Among the SEC's offices are: The Office of General Counsel, which acts as the agency's "lawyer" before federal appellate courts and provides legal advice to the Commission and other SEC divisions and offices; The Office of the Chief Accountant, which establishes and enforces accounting and auditing policies set by the SEC. This office has played a role in such areas as working with the Financial Accounting Standards Board to develop Generally Accepted Accounting Principles, the Public Company Accounting Oversight Board in developing audit requirements, and the International Accounting Standards Board in advancing the development of International Financial Reporting Standards; The Office of Compliance, Inspections and Examinations, which inspects broker-dealers, stock exchanges, credit rating agencies, registered investment companies, including both closed-end and open-end (mutual funds) investment companies, money funds. and Registered Investment Advisors; The Office of International Affairs, which represents the SEC abroad and which negotiates international enforcement information-sharing agreements, develops the SEC's international regulatory policies in areas such as mutual recognition, and helps develop international regulatory standards through organizations such as the International Organization of Securities Commissions and the Financial Stability Forum; The Office of Investor Education and Advocacy, which helps educate the public about securities markets and warns investors of fraud and stock market scams; The Office of Economic Analysis, which helps the SEC estimate the economic costs and benefits of its various rules and regulations; and The Office of Information Technology, which supports the Commission and staff in information technology, including application development, infrastructure operations. and engineering, user support, IT program management, capital planning, security, and enterprise architecture. The Inspector General. The SEC announced in January 2013 that it had named Carl Hoecker the new inspector general.[16][17] He has a staff of 22. https://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission
Views: 5831 Way Back
Add Auto Broker To Your Dealer’s License And Make More Money
 
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Are you a car dealer or in the process of getting your dealers license. Where are you at in the process? Please fill out my online application. https://flipcars4profit.com/strategy-session/ Facebook Group: https://www.facebook.com/groups/1049111171822975/
Views: 291 Greg Boasberg
WEBCAST:  SEC Amendments to Broker Dealer Reporting and Financial Responsibility Rules
 
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SEC Amendments to Broker Dealer Reporting and Financial Responsibility Rules
Securities America's Broker Dealer Technology with Matt Peters
 
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When it comes to technology most advisors want the same things: efficiency and accessibility. With the financial industry rapidly changing, technology has become a vital part of an advisor’s office and a staple service provided by broker-dealers. Matt Peters, CRPC ®, of Lammers & Peters Wealth Plan in Omaha, Neb. Speaks tells us how he leverages our broker dealer technology to succeed in his firm. Matt has openly embraced mobile technology and broker-dealer Securities America’s mobile solution. As an OSJ, he was able to review a fairly important piece of new business on a Friday afternoon from the golf course. “This wouldn’t have been possible without the technology and integration of the iPhone with Securities America’s system,” Matt said. “Being able to conduct business from a golf course is pretty powerful.” Mobility has become a table stake in doing business, with clients and prospects as well as with centers of influence like attorneys and accountants. Along with providing the mobile solution to advisors, Securities America has also increased work-flow efficiencies through upgrades to the broker-dealer’s workstation, most recently to the advisor-facing dashboard. Dashboard 2.0 retrieves data from multiple locations and consolidates it into one view, giving advisors and assistants the ability to quickly view account, household and office information with minimal effort from one central location. Watch our video on Dashboard 2.0 here: https://www.youtube.com/watch?v=IY7Pj6QS1gA&list=UUVTQzmhfsipUqUjWAXnvKZQ To learn more about Securities America, visit: http://www.securitiesamerica.com http://www.securitiesamericafinancialinstitutionadvisor.com Follow us: http://www.twitter.com/SecuritiesAM http://www.facebook.com/SecuritiesAmericaInc http://www.linkedin.com/company/securities-america-inc-member-finra-sipc_326998
Views: 400 Securities America
WEBINAR: 3.29.17 - Why Operate as a Broker-Dealer?
 
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Join us for an exploration into: • What is a security? The ’33 Act and beyond. • Are you unwittingly providing a safe harbor to a foreign firm? o Definition of a Broker-Dealer Under Rule 3(a)(4) and 3(a)(5) o In depth look at SEC Rules on chaperoning • What business revenue should be run through a broker-dealer? • New alternative solution to broker-dealer registration – Capital Acquisition Broker (CAB).
Limited Finders Exemption
 
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Limited Finders Exemption- The SEC generally prohibits the payments of commissions or other transaction-based compensation to individuals or entities that assist in effecting transactions in securities, including a capital raise, unless that entity is a licensed broker-dealer. The SEC considers the registration of broker-dealers as vital to protecting prospective purchasers of securities and the marketplace as a whole and actively pursues and prosecutes unlicensed activity. The registration process is arduous, including, for example, background checks, fingerprinting of personnel, minimum financial requirements, membership to a self regulatory organizations or SRO (i.e. FINRA), and ongoing regulatory and compliance requirements. However, despite the regulators efforts a whole cottage industry of unlicensed finders has developed, simply overshadowing efforts by regulators. Over the years, a small “finder’s” exemption has been fleshed out, mainly through SEC no-action letters and some court opinions. Bottom line: an individual or entity can collect compensation for acting as a finder as long as the finder’s role is limited to making an introduction. The mere providing of names or an introduction without more has consistently been upheld as falling outside of the registration requirements. The less contact with the potential investor, the more likely the finder is not required to be licensed. The finder may not participate in negotiations, structuring, document preparation or execution. Moreover, if such finder is “engaged in the business of effecting transactions in securities,” they must be licensed. In most instances, a person that acts as a finder on multiple occasions will be deemed to be engaged in the business of effecting securities transactions, and need to be licensed. The SEC will also consider the compensation arrangement with transaction or success-based compensation weighing in favor of requiring registration. The compensation arrangement is often argued as the gating or deciding factor, with many commentators expressing that any success-based compensation requires registration. The reasoning is that transaction-based compensation encourages high-pressure sales tactics and other problematic behavior. However, the SEC itself has issued no-action letters supporting a finder where the fee was based on a percentage of the amount invested by the referred people (see Moana/Kauai Corp., SEC No-Action Letter, 1974). More recently, the U.S. District court for the Middle District of Florida in SEC vs. Kramer found that compensation is just one of the many factual considerations and should not be given any “particular heavy emphasis” nor in itself result in a “significant indication of a person being engaged in the business of a broker.” Where a person acts as a “consultant” providing such services as advising on offering structure, market and financial analysis, holding meetings with broker-dealers, preparing or supervising the preparation of business plans or offering documents, the SEC has consistently taken the position that registration is required if such consultant’s compensation is commission-, success- or transaction-based. As pertains to finders that act on behalf of investors and investor groups, there is a lack of meaningful guidance. On a few occasions, the SEC has either denied no-action relief or concluded that registration was required. However, the same basic principles apply. The federal laws related to broker-dealer registration do not pre-empt state law. Accordingly, a broker-dealer must be licensed by both the SEC and each state in which they conduct business. Likewise, an unlicensed individual relying on an exemption from broker-dealer registration, such as a finder, must assure themselves of the availability of both a federal and state exemption for their activities. Interestingly a few state’s such as California and Texas have statutory finder’s exemptions, however, the finder would still need to comply with federal law. #LegalAndComplianceLLC
LawCast Guide to Broker-Dealer Registration and Finders Fees
 
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LawCast Guide to Broker-Dealer Registration and Finders Fees- Periodically, and most recently in April 2008, the SEC updates its Guide to Broker-Dealer Registration explaining in detail the rules and regulations regarding the requirement that individuals and entities that engage in raising money for companies must be licensed by the SEC as broker-dealers. On a daily basis, thousands of individuals and entities offer to raise money for companies as “finders” in return for a “finder’s fee.” Other than as narrowly set forth above, such agreements and transactions are prohibited and carry regulatory penalties for both the company utilizing the finders’ services, and the finders. Each of the following individuals and businesses is required to be registered as a broker if they are receiving transaction-based compensation (i.e., a commission): • "finders," "business brokers," and other individuals or entities that engage in the following activities: o Finding investors or customers for, making referrals to, or splitting commissions with registered broker-dealers, investment companies (or mutual funds, including hedge funds) or other securities intermediaries; o Finding investment banking clients for registered broker-dealers; o Finding investors for "issuers" (entities issuing securities), even in a "consultant" capacity; o Engaging in, or finding investors for, venture capital or "angel" financings, including private placements; o Finding buyers and sellers of businesses (i.e., activities relating to mergers and acquisitions where securities are involved); • investment advisers and financial consultants; • persons that market real estate investment interests, such as tenancy-in-common interests, that are securities; • persons that act as "placement agents" for private placements of securities; • persons that effect securities transactions for the accounts of others for a fee, even when those other people are friends or family members; • persons that provide support services to registered broker-dealers; and • persons that act as "independent contractors," but are not "associated persons" of a broker-dealer (for information on "associated persons," see below). #LegalAndComplianceLLC
Buy Silver & Gold Bullion At Wholesale, No Brokers License Required
 
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http://www.BuySilverAtCost.com Would you like to be able to buy all of your silver and gold at true WHOLESALE prices? Now you can. And you don't even have to get your broker/dealer license to do it. Introducing the "First Of It's Kind", private, Gold and Silver Wholesale Buyers Club. What was formerly reserved for a very few rich guys...is now available to the public. The Club buys direct from the 10 exclusive distributors who buy directly from the US Mint...and you pay the EXACT same price that our club pays for it. The Club makes zero profit from the gold and silver you buy...none, nada, zip. The only profits are made from a small, annual membership fee. It's a totally concept and it's attracting thousands of smart investors who what to maximize their buying power. To find out more, go to: http://www.BuySilverAtCost.com Bullion Direct: Buy or Sell Precious Metals online, including Gold ... Bullion Direct® is your online source to buy and sell precious metals, including gold, silver, platinum, and palladium coins and bars. ... Nucleo Exchange - Catalog - Account Login - American Eagle Silver Coin (1.000 oz.) http://www.bulliondirect.com/ Silver, Silver Bar, Silver Bars, Silver Bullion, Gold and More ... We are constantly buying silver bullion items like: Silver American Eagles, Silver Canadian Maple Leafs, Silver Bars (1, 10, 100 & 1000 oz), and Silver ... Silver - Gold - APMEX.com - Top 40 Products - Buy Silver Bars http://www.apmex.com/ Shopping results for buy silver bullion NEW Buffalo/Indian Head Nickel Art Coin 1 TROY OZ .999 SILVER BULLION 2010 Silver American Eagle - West Point Mint - Investment Grade ... $1 Face Value 90% SILVER US Coins in gift bag - 90% Silver Bullion $36.95 - Amazon.com SILVERSAVER | Save HONEST money the EASY way | Invest in Silver ... Automatically save in silver for as little as $25 a week; ... safe, reliable way to invest in silver bullion, an asset that will provide security over time. ... ~Bill; SilverSaver gives me the opportunity to buy physical silver using a ... https://silversaver.com/ Silver Art Rounds, Silver, Silver Bar, Silver Bars, Silver Bullion ... 10 OZ SILVER BAR - REPUBLIC METALS CORP- .999 FINE SILVER BULLION ... Is America's Official Investment-Grade Silver Bullion Coin. ... WE BUY SILVER ... http://www.straightsilver.com/store/ How to Buy Silver Bullion Online | http://www.eHow.com How to Buy Silver Bullion Online. Buying silver bullion is the smartest investment you can make with your money. It is easier than ever to buy silver coins, ... http://www.ehow.com › ... › Investment › Buy Silver How Buy Silver Bullion Discover how buy silver bullion; secrets the government and private banks don't want you to know about preserve your wealth. http://www.economiccollapsesurvival.com/how-buy-silver/ - Cached - Similar Buying Silver, Buying Silver Coins, Junk Silver Coins Buying silver, especially buying silver coins from telemarketers, ... Gold coins, gold bullion, silver coins, and silver bullion are the best investments ... http://www.certifiedmint.com/myths_lies.htm Silver Bars, Silver Coins, Gold Coins and Bars, Palladium and ... As a United States Mint American Eagle program retailer we buy and sell American Eagle gold bullion, silver bullion, and platinum bullion coins, each with a ... http://www.bullion.nwtmint.com/ Buy Silver & Gold Coins, Bullion & Bars | Gold Silver Buy Buy Silver & Gold Coins. Protect Against Inflation • Protect Your Savings ... have fast become one of the most popular ways to invest in silver bullion. ... http://www.goldsilverbuy.com/ Silver - Silver Bullion Bars - Buy Silver Bars ... http://www.monex.com How to buy silver bullion and coins. By Nonkel ... Uploaded by nonkelroge http://www.youtube.com http://www.youtube.com/watch?v=J6DJ5VlI3Vg
Views: 14604 Doyle Shuler
Stock Broker Degrees & Careers | How to Become a Stock Broker , Institutes
 
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Get the latest interview tips,Job notifications, top MNC openings, placement papers and many more only at Freshersworld.com( https://www.freshersworld.com?src=Youtube ). Here is a video on “Careers on Stock Broker ” by a softskill trainer “Krupa”. Make a note about all the points and turn your skill to profession. Hope this information helps you in getting your dream job. Freshersworld.com is the No.1 job portal for freshers jobs in India. Check Out website for more Jobs & Careers. http://www.freshersworld.com?src=Youtube Download our app today to manage recruitment when ever and where ever you want : Link :https://play.google.com/store/apps/details?id=com.freshersworld.jobs&hl=en ***Disclaimer: This is just a training video for candidates and recruiters. The name, logo and properties mentioned in the video are proprietary property of the respective organizations. The Preparation tips and tricks are an indicative generalized information. In no way Freshersworld.com, indulges into direct or indirect promotion of the respective Groups or organizations.
Hedge Funds Nuts and Bolts: Broker-Dealer Issues for Fund Managers
 
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Marketing has become an area of both great importance for hedge fund managers seeking to grow their funds in an increasingly competitive market, and great concern for the U.S. Securities and Exchange Commission (SEC) who believe many managers are conducting themselves in ways that should require registration as a broker-dealer. In this webinar, we discuss the need for fund managers to use a registered broker-dealer in the current regulatory environment, including a review of the Ranieri Partners decision, which gives insight on the SEC’s thinking in this area. We also cover an array of practical issues related to hedge fund marketing, including Form D disclosure, FINRA Capital Acquisition Broker (CAB) Rules, target and related performance and promises/guarantees. Finally, we address issue arising from marketing in the non-institutional space, such as FINRA Filing requirements under Rule 5123.
Views: 271 Dechert LLP
ANYONE Can Buy a Car From Copart WITHOUT A Special License! Here's how...
 
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Link to the Copart Map: https://goo.gl/6Kxh3L The Broker I Use: https://goo.gl/QTw5z4 Email Me: [email protected] Instagram: https://www.instagram.com/samcracc/ I am not a Copart employee, so this advice is based on my own experience. You should contact Copart before making any purchase if you have any questions. This video is sponsored by Copart.
Views: 170652 Samcrac
Florida Broker Dealer Registration Exemptions
 
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Florida Broker Dealer Registration Exemptions- Following the SEC’s lead, effective July 1, 2016, Florida passed a statutory exemption from the broker-dealer registration requirements for entities effecting securities transactions in connection with the sale of equity control of private operating businesses (“M&A Broker”). A plain reading of the federal and Florida broker dealer exemptions for M&A Brokers would allow a non-registered broker to perform services and collect a fee for a reverse or forward merger transactions with a non-shell company that is either completely private or that is an alternatively reporting OTC Pink or OTCQX traded company. The Florida statute does not refer to the federal definition of public shell company but rather provides its own definition. The Florida M&A broker exemption defines a “public shell company” as a company that, at the time of a transaction with an eligible privately held company: (a) has any class of securities which is registered, or which is required to be registered with the SEC under the Securities Exchange Act of 1934, or for which the company files, or is required to file, periodic reports under the Exchange Act; (b) has nominal or no operations; and (c) has nominal or no assets or assets consisting solely of cash and cash equivalents. Accordingly, the Florida definition of public shell company does not include public companies that do not file reports with the SEC, such as companies that trade on and alternatively report to the OTC Pink or OTCQX tiers of OTC Markets. The federal definition of shell company, at least the definition in Rule 144 does not limit the company to one that has a class of securities registered under the Exchange Act or that is required to or files reports with the SEC. The federal definition of a shell company in Rule 144 includes any issuer of securities. Since both the federal and state broker registration exemption must be satisfied, completing a transaction with any shell company would be problematic for a non-registered broker. However, completing a transaction with a non-reporting, non-shell company, and collecting a fee as an M&A broker, is not difficult and is clearly allowed. The requirement that the transaction not be registered or required to be registered is easily met. The vast majority of reverse mergers and forward acquisitions are completed using an exemption from registration such as Rule 506. Furthermore, it appears that Florida is contemplating reverse merger and forward acquisition transactions with public companies by specifically addressing exchange offers and requiring financial information and statements and certain disclosure documents in an exchange offer.
How To Become A Bullion Dealer - MUST SEE PROFITS Video
 
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How To Become A Gold and Silver Bullion Dealer TODAY! - http://www.TheMintBuilder.com - Buy Gold and Silver at the best prices. Sell gold and silver and make daily profits. Get Paid Daily in Cash or Bitcoin! Looking for wholesale bullion dealers or how to become one? Perhaps you can see the benefits of how to become a precious metals dealer? It's easier than you think to become a gold and silver broker and we can show you how! Have you asked the question: "Do you need a license to buy and sell gold?" The answer is "NO" with http://www.TheMintBuilder.com EVERYTHING IS DONE FOR YOU! Typical questions when considering being a bullion broker: how to become a gold dealer in the UK and how much do gold brokers make? This video gives you some answers on just one silver bullion deal. Searches related to how to become a bullion dealer; wholesale bullion dealers, how to become a precious metals dealer, become a gold broker, do you need a license to buy and sell gold, how to become a gold dealer uk, do you need a license to sell gold, how much do gold brokers make, gold and silver dealer license, https://www.youtube.com/user/WhereToBuySilverNow/ https://www.youtube.com/watch?v=LkhvIHUBQQk How To Become A Bullion Dealer
Views: 502 Cheapest Bullion
SEC - Security & Exchange Commission - USA
 
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Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “SEC - Security & Exchange Commission - USA” The Securities Exchange Act of 1934 governs the way in which the nation's securities markets and its brokers and dealers operate. When the stock market crashed in October 1929, so did public confidence in the U.S. markets. Congress held hearings to identify the problems and search for solutions. Based on its findings, Congress – in the peak year of the Depression – passed the Securities Act of 1933. The following year, it passed the Securities Exchange Act of 1934, which created the SEC. The SEC has four major divisions. 1. The Division of Corporation Finance ensures corporate disclosure of important information to the investing public. 2. The Division of Trading and Markets ensures fairness, order and efficiency in market activities. 3. The Division of Investment Management helps protect investors and encourages capital formation through oversight and regulation of the investment management industry. 4. The Division of Enforcement investigates securities law violations and initiates civil and criminal actions. The SEC is composed of five commissioners appointed by the U.S. President and approved by the Senate. The statutes administered by the SEC are designed to promote full public disclosure and to protect the investing public against fraudulent and manipulative practices in the securities markets. Generally, most issues of securities offered in interstate commerce, through the mail or on the internet must be registered with the SEC. By Barry Norman, Investors Trading Academy - ITA
Flipping Cars 104: Tips On Dealer License
 
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This video is a continuation of the series on Flipping Cars.DEALER EDUCATION, Learning the used car bussiness, How to buy and sell cars Please Shop and see all The Car Mans Favorite Products & Tools https://www.amazon.com/shop/jamiejonesthecarman Please join our community it would mean The WORLD To Us !!! Thank you for letting us be a part of your world. https://www.instagram.com/jamiejones_thecarman/ https://www.facebook.com/JamieJonesTheCarMan1/ https://twitter.com/JamieJo27129249
Views: 54474 JamieJones TheCarMan
Independent Broker Dealer Consolidation
 
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Independent Broker Dealer consolidation. The trend continues. It was recently announced that HBW Partners, an Independent broker dealer with 55 Independent advisors is moving to Cetera Advisor Networks. Founded in 1991, HBW Partners is located in Simi, CA and managed $820 Mill. in assets. The move was motivated by a desire to "keep the most-beloved features of our firm while eliminating the surging regulatory burdens associated with being a broker-dealer," said Barney Hellenbrand, HBW's chief executive. This broker dealer consolidation trend is nothing new. The industry has seen a dramatic decrease in the number of Broker Dealers in the space. According to Finra, five years ago there were 4,456 broker dealers compared to where the industry is today at approximately 3,869 firms. That is a drastic reduction. Broker dealers are having a more difficult time keeping up with the cost of regulatory changes, increased demand for expensive technology enhancements all while dealing with continuously squeezed profit margins. This makes it all the more important for advisors who are considering a broker dealer change to do due-diligence to make sure you are going to a firm that has longevity in the business. Ask the questions- 1) Who owns the broker dealer? 2) Are they well positioned financially? 3) Are they investing back into the bd so that they remain competitive and are able to grow?
Views: 91 Cross Search
WHAT IS AN AUTO BROKER
 
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Description
Views: 17370 Willie Burke
Crypto Startup Uphold Moves to Become Licensed U.S. Broker-Dealer - CoinDesk
 
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Crypto Startup Uphold Moves to Become Licensed U.S. Broker-Dealer - CoinDesk Digital money platform Uphold is looking to become a broker-dealer in the U.S. after acquiring a registered firm called JNK Securities, it was announced Wednesday. The company has now filed with the Financial Industry Regulatory Authority (FINRA) for approval of the change of ownership to become a r... ► SUBSCRIBE FOR MORE VIDEOS: https://goo.gl/NYaHq2 ► Bitcoin News -Alt Coin news - coin telegraph - coindesk - coin market cap https://goo.gl/45UVFu ★★★ Thanks for watching! Please leave a like if you enjoyed and tell me what you think in the comments! Thanks ★★★
Views: 9 CoinKorea
Georgia Used Auto Dealer Application Requirements
 
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What is required to obtain a Georgia Used Auto Dealer License.
Views: 530 William Stephen
SFG Broker Dealer Defined
 
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SFG - Broker-Dealer Defined. APPROVED by American Portfolios Compliance.
Views: 64 Dean Zang Sr
The Car Flip Show Episode 6: Should You Get a Dealer's License?
 
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► Get the FREE Car Flip Roadmap--the step by step guide I use every day flipping cars: https://thecarflip.com/roadmap ▼▼▼ More Below ▼▼▼ In this episode, I answer a few questions from a member of our email list. Pretty much all these questions have to do with him contemplating getting his dealer's license. If you're in the same boat, hopefully my answers help give you a good idea of what starting a dealership entails. The questions answered include the following: What do you think is the start up capital required to open up a dealership? What are the main factors to your month to month dealership overhead? What are the requirements for getting a floor plan? I really appreciated the video you made on this before. If a dealer loans me his license and lets me work under him as a "salesmen", can I still apply for a floor plan? Can you go through more examples of floor plans, such as vehicles you currently have, more pricing examples? What sort of credit score do you need for a floor plan? Can you give us floor plan companies? I understand you have a mechanic, do you pay him by the job? What were the noticeable differences that you came across from flipping cars to running a dealership that you had to overcome? Thanks so much for watching! If you have any questions, feel free to ask!
Templum Completes Acquisition of Broker Dealer and Alternative Trading System Liquid M Capital
 
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Templum Completes Acquisition of Broker Dealer and Alternative Trading System April 05, 2018 09:00 AM Eastern Daylight Time NEW YORK--(BUSINESS WIRE)--Templum, Inc., an innovative technology company focused on the trading of digital assets, today announced that it has obtained the necessary regulatory approval to purchase Liquid M Capital. The broker dealer and Alternative Trading System (“ATS”) will now operate as Templum Markets, LLC, a wholly owned subsidiary of Templum. In February, Templum announced that it had entered into a purchase agreement with Liquid M Capital. The transaction was subject to regulatory approval of the change of control. “We are excited to announce that we have obtained the required regulatory approval for Templum to purchase Liquid M Capital and for Templum Markets to commence operations as a broker-dealer and Alternative Trading System.” Tweet this Chris Pallotta, Founder and Chief Executive Officer of Templum, said, “We are excited to announce that we have obtained the required regulatory approval for Templum to purchase Liquid M Capital and for Templum Markets to commence operations as a broker-dealer and Alternative Trading System.” “All ATS’s are not created equal,” said Vince Molinari, Chief Executive Officer of Templum Markets. “Templum has acquired an ATS that can facilitate transactions in a variety of unregistered and private securities. The vast majority of ATSs have regulatory approvals to facilitate transactions in public securities and are incapable of facilitating trades in unregistered securities.” Templum Markets’ ATS has been operating for two years and is designed to facilitate secondary liquidity, with full price display, depth of markets and an audit trail for transactions under Rule 506 of Regulation D, Regulation A, and Regulation S. Additionally, Templum Markets has obtained a private letter ruling that recognizes the platform as a Qualified Matching Service (QMS) that may facilitate transactions in partnership interests without negatively impacting the tax treatment of partnerships. For those interested in learning about Security Tokens, Capital Raising and Secondary Trading please visit www.tradetemplum.com. About Templum Templum is an innovative technology company focused on the development of trading system and platforms to facilitate the lawful sales of digital assets and the secondary trading of digital assets offered as securities. Templum was established by a group of principals with extensive experience in both the blockchain space and the securities industry, helping shape the innovative technology into a viable and scalable industry. They have leveraged their background to develop a model for the sale of digital assets as securities and to bring a new form of capital formation to market, the Tokenized Asset Offering (ICOs as securities). For more information please visit http://www.tradetemplum.com/.
Credit Suisse Receives Broker-Dealer License in Chile
 
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Credit Suisse (NYSE:CS) announced that it has reveieved a Broker-Dealer license in Chile, which will enable the Bank to provide high-net worth and ultra-high net worth individuals in Chile with a comprehensive spectrum of wealth management services locally. The license marks another important step in Credit Suisse's Latin America and Emerging Markets growth strategy. Silvan Wyss, Head of Credit Suisse Private Banking Latin America, said: "We are delighted to expand our wealth management offering in Chile , one of Latin America 's most dynamic markets. Chilean private investors are increasingly demanding a more sophisticated approach in terms of asset allocation as well as gaining access to a truly global platform for specialized financial services and products." Credit Suisse Group (NYSE:CS) has potential upside of 23.8% based on a current price of $24.16 and an average consensus analyst price target of $29.91.
Views: 204 FinancialNewsOnline
Breaking Coinbase ‘On Track’ to Receive SEC Registration, List Blockchain Securities
 
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Breaking: Coinbase ‘On Track’ to Receive SEC Registration, List Blockchain Securities Cryptocurrency industry giant Coinbase on Wednesday announced that it is “on track” to register with the US Securities and Exchange Commission (SEC) as a broker-dealer, a move which would allow it to list cryptoassets that the agency deems to be securities. In a statement attributed to Coinbase President and COO Asiff Hirji, Coinbase revealed that it has acquired a broker-dealer license, an alternative trading system (ATS), and a registered investment advisor (RIA) license, and — pending regulatory approval — will begin operating as a broker-dealer under the oversight of the SEC and Financial Industry Regulatory Authority (FINRA). SEC Chairman Jay Clayton has said that cryptocurrencies designed to replace sovereign fiat currencies — bitcoin, for instance — are not subject to securities laws, but there has been debate about whether other cryptocurrencies, such as those initially distributed through crowdsales, should be classified differently. Moreover, the agency has said that nearly every initial coin offering (ICO) token that it has encountered is a security under federal guidelines. In previous statements, Hirji said that the four assets listed on the Coinbase platform — bitcoin, ether, bitcoin cash, and litecoin — were the only ones the company felt comfortable supporting, given the regulatory climate in the US. Operating as a broker-dealer would greatly expand the list of assets that the company could list. Hirji wrote: “There are now many types of blockchain-based digital assets, from cryptocurrencies to security tokens to collectibles. In the United States, some of these assets will be subject to SEC oversight. With this in mind, securing these licenses will bring us a step closer to our goal, which is to be the most trusted way for our customers to buy, sell, and use many different types of crypto assets.” As part of securing these licenses, Coinbase acquired three companies holding various federal licenses: Keystone Capital Corp., Venovate Marketplace, Inc., and Digital Wealth LLC. Keystone and Venovate are each registered with the SEC and FINRA as broker-dealers, while Digital Wealth has an RIA license from the SEC. Venovate also has a license to operate as an ATS. Coinbase is not the only major cryptocurrency firm seeking federal registration in pursuit of greater regulatory compliance. As CCN reported, Circle Internet Financial — one of Coinbase’s most well-funded competitors — revealed this week that it plans to pursue SEC registration and hopes to eventually receive a banking license as well. ►A source https://www.instagram.com/bitcoin.info/ Bitcoin NEWS 🔵 🌐| Best bitcoin information🥇 📈| Bitcoin and Cryptocurrency earning ►Instagram: https://www.instagram.com/bitcoin.info/ ►Telegram: https://t.me/Bitco_info ►Subscribe to a channel: https://www.youtube.com/channel/UCQPC5ra4hUizg8XXa1lF6Qg?sub_confirmation=1 $ bitcoin donation: 1GC79bdmPFW4tZWp8ZL8jpFVjaaTjbEUt9
Views: 4 Bitcoin info
How to Profit from Gaps in the Forex Market
 
44:20
For more check out Forexia.net . . . . . . . Free Signals and Info @ Telegram.me/forexia ​ This web page represents a legal document that serves as our Terms of Use and it governs the legal terms of our website, http://www.forexia.net, sub-domains, and any associated web-based and mobile applications (collectively, "Website"), as owned and operated by "Forex Investors Alliance" Capitalized terms, unless otherwise defined, have the meaning specified within the Definitions section below. This Terms of Use, along with our Privacy Policy, any mobile license agreement, and other posted guidelines within our Website, collectively "Legal Terms", constitute the entire and only agreement between you and Forex Investors Alliance, and supersede all other agreements, representations, warranties and understandings with respect to our Website and the subject matter contained herein. We may amend our Legal Terms at any time without specific notice to you. The latest copies of our Legal Terms will be posted on our Website, and you should review all Legal Terms prior to using our Website. After any revisions to our Legal Terms are posted, you agree to be bound to any such changes to them. Therefore, it is important for you to periodically review our Legal Terms to make sure you still agree to them. By accessing this web site, you are agreeing to be bound by these web site Terms and Conditions of Use, all applicable laws and regulations, and agree that you are responsible for compliance with any applicable local laws. If you do not agree with any of these terms, you are prohibited from using or accessing this site. The materials contained in this web site are protected by applicable copyright and trademark law. The last update to our Terms of Use was posted on July 25 2016. U.S. Government Required Disclaimer – Trading foreign exchange on margin carries a high level of risk and may not be suitable for all investors. The high degree of leverage can work against you as well as for you. Before deciding to invest in foreign exchange, you should carefully consider your investment objectives, level of experience, and risk appetite. The possibility exists that you could sustain a loss of some or all of your initial investment and therefore you should not invest money that you cannot afford to lose. You should be aware of all the risks associated with foreign exchange trading, and seek advice from an independent financial advisor if you have any doubts. The purchase, sale or advice regarding a currency can only be performed by a licensed Broker/Dealer; Neither us, nor our affiliates or associates involved in the production and maintenance of this service or this site, is a registered Broker/Dealer or Investment Advisor in any State or Federally-sanctioned jurisdiction. All purchasers of services or products referenced at this site are encouraged to consult with a licensed representative of their choice regarding any particular trade or trading strategy. No representation is being made that any account will or is likely to achieve profits or losses similar to those discussed on this website. The past performance of any trading system or methodology is not necessarily indicative of future results. You must clearly understand this: Information contained here and in the signal service is not an invitation to trade any specific investments. Trading requires risking money in pursuit of future gain. That is your decision. Do not risk any money you cannot afford to lose. This document does not take into account your own individual financial and personal circumstances. It is intended for educational purposes only and NOT as individual investment advice. Do not act on this without advice from your investment professional who will verify what is suitable for your particular needs and circumstances. Failure to seek detailed professional, personally tailored advice prior to acting could lead you to acting contrary to your own best interests and could lead to losses of capital. *CFTC RULE 4.41 – HYPOTHETICAL OR SIMULATED PERFORMANCE RESULTS HAVE CERTAIN LIMITATIONS. UNLIKE AN ACTUAL PERFORMANCE RECORD, SIMULATED RESULTS DO NOT REPRESENT ACTUAL TRADING. IN ADDITION, SINCE THE TRADES HAVE NOT BEEN EXECUTED, THE RESULTS MAY HAVE UNDER-OR-OVER COMPENSATED FOR THE IMPACT OF ANY OF THE CERTAIN MARKET FACTORS, SUCH AS LACK OF LIQUIDITY. SIMULATED TRADING PROGRAMS IN GENERAL ARE ALSO SUBJECT TO THE FACT THAT THEY ARE DESIGNED WITH THE BENEFIT OF HINDSIGHT. NO REPRESENTATION IS BEING MADE THAT ANY ACCOUNT WILL OR IS LIKELY TO ACHIEVE PROFIT OR LOSSES SIMILAR TO THOSE SHOWN.
Looking to Buy a Vehicle? Go with Longshot Auto Sales an Auto Broker Dealer
 
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Longshot Auto Sales- the dealer that prides itself on offering for sale the best quality new and used cars, vans, hybrids, SUVs, and trucks of all the dealers in Bay Area. Drop by our office or call ahead if you would like to schedule an appointment -- Our knowledgeable staff will get you the Vehicle you want at an Internet Fleet Price. Whether you are planning to buy now or will be buying in the future Longshot Auto Sales offers a hassle-free and convenient process in finding your vehicle with our Quality Brokering Services. We can sell any new or used vehicle off any of the car lots in the surrounding area. Plus our Sales team will make sure you are 100% happy with the whole process; and our quality, sales and satisfied customers prove it! Just describe to us your vehicle, options, and color requirements and then we will go to work for you. From our convenient location on 1610 Blossom Hill RD. 7F, San Jose CA 95124, we serve any customer who needs a vehicle at a great price and/or needs to sell their current vehicle as well. Stop in today and see for yourself why dealing with us really is a new way to buy a vehicle! Longshot Auto Sales offers the "Best Deals By A Longshot."
Views: 415 LongshotAutoSales
Forex Market Manipulation Explained in Depth
 
29:03
Looking for a trustworthy broker? Check out ForexiaPRO! Forexia.net/register-now/ For more info check out http://Forexia.net To join our group chat : http://forexcommunity.online Free Signals and Info @ Telegram.me/forexia This web page represents a legal document that serves as our Terms of Use and it governs the legal terms of our website, http://www.forexia.net, sub-domains, and any associated web-based and mobile applications (collectively, "Website"), as owned and operated by "Forex Investors Alliance" Capitalized terms, unless otherwise defined, have the meaning specified within the Definitions section below. This Terms of Use, along with our Privacy Policy, any mobile license agreement, and other posted guidelines within our Website, collectively "Legal Terms", constitute the entire and only agreement between you and Forex Investors Alliance, and supersede all other agreements, representations, warranties and understandings with respect to our Website and the subject matter contained herein. We may amend our Legal Terms at any time without specific notice to you. The latest copies of our Legal Terms will be posted on our Website, and you should review all Legal Terms prior to using our Website. After any revisions to our Legal Terms are posted, you agree to be bound to any such changes to them. Therefore, it is important for you to periodically review our Legal Terms to make sure you still agree to them. By accessing this web site, you are agreeing to be bound by these web site Terms and Conditions of Use, all applicable laws and regulations, and agree that you are responsible for compliance with any applicable local laws. If you do not agree with any of these terms, you are prohibited from using or accessing this site. The materials contained in this web site are protected by applicable copyright and trademark law. The last update to our Terms of Use was posted on July 25 2016. U.S. Government Required Disclaimer – Trading foreign exchange on margin carries a high level of risk and may not be suitable for all investors. The high degree of leverage can work against you as well as for you. Before deciding to invest in foreign exchange, you should carefully consider your investment objectives, level of experience, and risk appetite. The possibility exists that you could sustain a loss of some or all of your initial investment and therefore you should not invest money that you cannot afford to lose. You should be aware of all the risks associated with foreign exchange trading, and seek advice from an independent financial advisor if you have any doubts. The purchase, sale or advice regarding a currency can only be performed by a licensed Broker/Dealer; Neither us, nor our affiliates or associates involved in the production and maintenance of this service or this site, is a registered Broker/Dealer or Investment Advisor in any State or Federally-sanctioned jurisdiction. All purchasers of services or products referenced at this site are encouraged to consult with a licensed representative of their choice regarding any particular trade or trading strategy. No representation is being made that any account will or is likely to achieve profits or losses similar to those discussed on this website. The past performance of any trading system or methodology is not necessarily indicative of future results. You must clearly understand this: Information contained here and in the signal service is not an invitation to trade any specific investments. Trading requires risking money in pursuit of future gain. That is your decision. Do not risk any money you cannot afford to lose. This document does not take into account your own individual financial and personal circumstances. It is intended for educational purposes only and NOT as individual investment advice. Do not act on this without advice from your investment professional who will verify what is suitable for your particular needs and circumstances. Failure to seek detailed professional, personally tailored advice prior to acting could lead you to acting contrary to your own best interests and could lead to losses of capital. *CFTC RULE 4.41 – HYPOTHETICAL OR SIMULATED PERFORMANCE RESULTS HAVE CERTAIN LIMITATIONS. UNLIKE AN ACTUAL PERFORMANCE RECORD, SIMULATED RESULTS DO NOT REPRESENT ACTUAL TRADING. IN ADDITION, SINCE THE TRADES HAVE NOT BEEN EXECUTED, THE RESULTS MAY HAVE UNDER-OR-OVER COMPENSATED FOR THE IMPACT OF ANY OF THE CERTAIN MARKET FACTORS, SUCH AS LACK OF LIQUIDITY. SIMULATED TRADING PROGRAMS IN GENERAL ARE ALSO SUBJECT TO THE FACT THAT THEY ARE DESIGNED WITH THE BENEFIT OF HINDSIGHT. NO REPRESENTATION IS BEING MADE THAT ANY ACCOUNT WILL OR IS LIKELY TO ACHIEVE PROFIT OR LOSSES SIMILAR TO THOSE SHOWN.
How to Get Your Auto Dealer License
 
02:01
Read our full "How to Obtain a Car Dealer License" guide here: https://www.jwsuretybonds.com/licensing/auto-dealers/ Our guide provides state specific instructions for how to get licensed nationwide.
Views: 17723 JW Surety Bonds
Does the SEC Regulate Banks, All Insurance Companies, Mutual Funds? FY2015 Budget (2014)
 
01:32:34
Within the SEC, there are five divisions. Headquartered in Washington, D.C., the SEC has 11 regional offices throughout the US. The SEC's divisions are:[10] Corporation Finance Trading and Markets Investment Management Enforcement Economic and Risk Analysis Corporation Finance is the division that oversees the disclosure made by public companies, as well as the registration of transactions, such as mergers, made by companies. The division is also responsible for operating EDGAR. The Trading and Markets division oversees self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) and all broker-dealer firms and investment houses. This division also interprets proposed changes to regulations and monitors operations of the industry. In practice, the SEC delegates most of its enforcement and rulemaking authority to FINRA. In fact, all trading firms not regulated by other SROs must register as a member of FINRA. Individuals trading securities must pass exams administered by FINRA to become registered representatives.[11][12] The Investment Management Division oversees registered investment companies, which include mutual funds, as well as registered investment advisors. These entities are subject to extensive regulation under various federals securities laws.[13] The Division of Investment Management administers various federal securities laws, in particular the Investment Company Act of 1940 and Investment Advisers Act of 1940. This division's responsibilities include:[14] assisting the Commission in interpreting laws and regulations for the public and SEC inspection and enforcement staff; responding to no-action requests and requests for exemptive relief; reviewing investment company and investment adviser filings; assisting the Commission in enforcement matters involving investment companies and advisers; and advising the Commission on adapting SEC rules to new circumstances. The Enforcement Division works with the other three divisions, and other Commission offices, to investigate violations of the securities laws and regulations and to bring actions against alleged violators. The SEC generally conducts investigations in private. The SEC's staff may seek voluntary production of documents and testimony, or may seek a formal order of investigation from the SEC, which allows the staff to compel the production of documents and witness testimony. The SEC can bring a civil action in a U.S. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC does not have criminal authority, but may refer matters to state and federal prosecutors. The director of the SEC's Enforcement Division Robert Khuzami left the office in February 2013.[15] Among the SEC's offices are: The Office of General Counsel, which acts as the agency's "lawyer" before federal appellate courts and provides legal advice to the Commission and other SEC divisions and offices; The Office of the Chief Accountant, which establishes and enforces accounting and auditing policies set by the SEC. This office has played a role in such areas as working with the Financial Accounting Standards Board to develop Generally Accepted Accounting Principles, the Public Company Accounting Oversight Board in developing audit requirements, and the International Accounting Standards Board in advancing the development of International Financial Reporting Standards; The Office of Compliance, Inspections and Examinations, which inspects broker-dealers, stock exchanges, credit rating agencies, registered investment companies, including both closed-end and open-end (mutual funds) investment companies, money funds. and Registered Investment Advisors; The Office of International Affairs, which represents the SEC abroad and which negotiates international enforcement information-sharing agreements, develops the SEC's international regulatory policies in areas such as mutual recognition, and helps develop international regulatory standards through organizations such as the International Organization of Securities Commissions and the Financial Stability Forum; The Office of Investor Education and Advocacy, which helps educate the public about securities markets and warns investors of fraud and stock market scams; The Office of Economic Analysis, which helps the SEC estimate the economic costs and benefits of its various rules and regulations; and The Office of Information Technology, which supports the Commission and staff in information technology, including application development, infrastructure operations. and engineering, user support, IT program management, capital planning, security, and enterprise architecture. The Inspector General. The SEC announced in January 2013 that it had named Carl Hoecker the new inspector general.[16][17] He has a staff of 22. http://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission
Views: 629 Way Back
$500+ in 1 min Trading Forex Live - $1,500 to $30,000 in 1 Day!
 
21:55
Looking for a trustworthy Forex Broker? Check out ForexiaPRO! Forexia.net/register-now/ This is the final video of our FREE M/W COURSE available @ https://forexia.net/course/free-m-w/ If you have not yet taken our free course and you enjoy our content you are missing out!! You will surely regret not taking this course, it has the potential to change your life with only 3 hours of time to invest.. oh and did I mention ITS FREE!!! Verified MyFxBook Link - https://www.myfxbook.com/members/Dylanshilts/dylan-forexia/2522551 Forex Investors Alliance -The Most Advanced Forex Courses on the Internet. More Courses @ https://forexia.net/course-library/ Free FX Signals Channel @ t.me/forexia Follow us on Instagram for daily analysis and content! @ForexiaNet Join the most active Forex chat ever!! - forexcommuntiy.online ————————————— DISCLAIMER: This web page represents a legal document that serves as our Terms of Use and it governs the legal terms of our website, http://www.forexia.net, sub-domains, and any associated web-based and mobile applications (collectively, "Website"), as owned and operated by "Forex Investors Alliance" Capitalized terms, unless otherwise defined, have the meaning specified within the Definitions section below. This Terms of Use, along with our Privacy Policy, any mobile license agreement, and other posted guidelines within our Website, collectively "Legal Terms", constitute the entire and only agreement between you and Forex Investors Alliance, and supersede all other agreements, representations, warranties and understandings with respect to our Website and the subject matter contained herein. We may amend our Legal Terms at any time without specific notice to you. The latest copies of our Legal Terms will be posted on our Website, and you should review all Legal Terms prior to using our Website. After any revisions to our Legal Terms are posted, you agree to be bound to any such changes to them. Therefore, it is important for you to periodically review our Legal Terms to make sure you still agree to them. By accessing this web site, you are agreeing to be bound by these web site Terms and Conditions of Use, all applicable laws and regulations, and agree that you are responsible for compliance with any applicable local laws. If you do not agree with any of these terms, you are prohibited from using or accessing this site. The materials contained in this web site are protected by applicable copyright and trademark law. The last update to our Terms of Use was posted on July 25 2016. U.S. Government Required Disclaimer – Trading foreign exchange on margin carries a high level of risk and may not be suitable for all investors. The high degree of leverage can work against you as well as for you. Before deciding to invest in foreign exchange, you should carefully consider your investment objectives, level of experience, and risk appetite. The possibility exists that you could sustain a loss of some or all of your initial investment and therefore you should not invest money that you cannot afford to lose. You should be aware of all the risks associated with foreign exchange trading, and seek advice from an independent financial advisor if you have any doubts. The purchase, sale or advice regarding a currency can only be performed by a licensed Broker/Dealer; Neither us, nor our affiliates or associates involved in the production and maintenance of this service or this site, is a registered Broker/Dealer or Investment Advisor in any State or Federally-sanctioned jurisdiction. All purchasers of services or products referenced at this site are encouraged to consult with a licensed representative of their choice regarding any particular trade or trading strategy. No representation is being made that any account will or is likely to achieve profits or losses similar to those discussed on this website. The past performance of any trading system or methodology is not necessarily indicative of future results. You must clearly understand this: Information contained here and in the signal service is not an invitation to trade any specific investments. Trading requires risking money in pursuit of future gain. That is your decision. Do not risk any money you cannot afford to lose. This document does not take into account your own individual financial and personal circumstances. It is intended for educational purposes only and NOT as individual investment advice. Do not act on this without advice from your investment professional who will verify what is suitable for your particular needs and circumstances. Failure to seek detailed professional, personally tailored advice prior to acting could lead you to acting contrary to your own best interests and could lead to losses of capital.
FOREX - MID WEEK REVERSALS AND TRAP FRIDAYS
 
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Looking for a trustworthy broker? Check out ForexiaPRO! Forexia.net/register-now/ ----------------------------------- Community Links ----------------------------------- Website- http://Forexia.net ----------------------------------- Group Chat- http://forexcommunity.online ----------------------------------- Free FX Signals- http://t.me/forexia ----------------------------------- DISCLAIMER: This web page represents a legal document that serves as our Terms of Use and it governs the legal terms of our website, http://www.forexia.net, sub-domains, and any associated web-based and mobile applications (collectively, "Website"), as owned and operated by "Forex Investors Alliance" Capitalized terms, unless otherwise defined, have the meaning specified within the Definitions section below. This Terms of Use, along with our Privacy Policy, any mobile license agreement, and other posted guidelines within our Website, collectively "Legal Terms", constitute the entire and only agreement between you and Forex Investors Alliance, and supersede all other agreements, representations, warranties and understandings with respect to our Website and the subject matter contained herein. We may amend our Legal Terms at any time without specific notice to you. The latest copies of our Legal Terms will be posted on our Website, and you should review all Legal Terms prior to using our Website. After any revisions to our Legal Terms are posted, you agree to be bound to any such changes to them. Therefore, it is important for you to periodically review our Legal Terms to make sure you still agree to them. By accessing this web site, you are agreeing to be bound by these web site Terms and Conditions of Use, all applicable laws and regulations, and agree that you are responsible for compliance with any applicable local laws. If you do not agree with any of these terms, you are prohibited from using or accessing this site. The materials contained in this web site are protected by applicable copyright and trademark law. The last update to our Terms of Use was posted on July 25 2016. U.S. Government Required Disclaimer – Trading foreign exchange on margin carries a high level of risk and may not be suitable for all investors. The high degree of leverage can work against you as well as for you. Before deciding to invest in foreign exchange, you should carefully consider your investment objectives, level of experience, and risk appetite. The possibility exists that you could sustain a loss of some or all of your initial investment and therefore you should not invest money that you cannot afford to lose. You should be aware of all the risks associated with foreign exchange trading, and seek advice from an independent financial advisor if you have any doubts. The purchase, sale or advice regarding a currency can only be performed by a licensed Broker/Dealer; Neither us, nor our affiliates or associates involved in the production and maintenance of this service or this site, is a registered Broker/Dealer or Investment Advisor in any State or Federally-sanctioned jurisdiction. All purchasers of services or products referenced at this site are encouraged to consult with a licensed representative of their choice regarding any particular trade or trading strategy. No representation is being made that any account will or is likely to achieve profits or losses similar to those discussed on this website. The past performance of any trading system or methodology is not necessarily indicative of future results. You must clearly understand this: Information contained here and in the signal service is not an invitation to trade any specific investments. Trading requires risking money in pursuit of future gain. That is your decision. Do not risk any money you cannot afford to lose. This document does not take into account your own individual financial and personal circumstances. It is intended for educational purposes only and NOT as individual investment advice. Do not act on this without advice from your investment professional who will verify what is suitable for your particular needs and circumstances. Failure to seek detailed professional, personally tailored advice prior to acting could lead you to acting contrary to your own best interests and could lead to losses of capital.
Trading M/W Formations LIVE (GBPJPY/USDJPY) ~ Forexia
 
28:03
Join the Community! Forexcommunity.online ------------------------------------------------------------------------------ For more check out Forexia.net. Free Signals and Info @ Telegram.me/forexia This web page represents a legal document that serves as our Terms of Use and it governs the legal terms of our website, http://www.forexia.net, sub-domains, and any associated web-based and mobile applications (collectively, "Website"), as owned and operated by "Forex Investors Alliance" Capitalized terms, unless otherwise defined, have the meaning specified within the Definitions section below. This Terms of Use, along with our Privacy Policy, any mobile license agreement, and other posted guidelines within our Website, collectively "Legal Terms", constitute the entire and only agreement between you and Forex Investors Alliance, and supersede all other agreements, representations, warranties and understandings with respect to our Website and the subject matter contained herein. We may amend our Legal Terms at any time without specific notice to you. The latest copies of our Legal Terms will be posted on our Website, and you should review all Legal Terms prior to using our Website. After any revisions to our Legal Terms are posted, you agree to be bound to any such changes to them. Therefore, it is important for you to periodically review our Legal Terms to make sure you still agree to them. By accessing this web site, you are agreeing to be bound by these web site Terms and Conditions of Use, all applicable laws and regulations, and agree that you are responsible for compliance with any applicable local laws. If you do not agree with any of these terms, you are prohibited from using or accessing this site. The materials contained in this web site are protected by applicable copyright and trademark law. The last update to our Terms of Use was posted on July 25 2016. U.S. Government Required Disclaimer – Trading foreign exchange on margin carries a high level of risk and may not be suitable for all investors. The high degree of leverage can work against you as well as for you. Before deciding to invest in foreign exchange, you should carefully consider your investment objectives, level of experience, and risk appetite. The possibility exists that you could sustain a loss of some or all of your initial investment and therefore you should not invest money that you cannot afford to lose. You should be aware of all the risks associated with foreign exchange trading, and seek advice from an independent financial advisor if you have any doubts. The purchase, sale or advice regarding a currency can only be performed by a licensed Broker/Dealer; Neither us, nor our affiliates or associates involved in the production and maintenance of this service or this site, is a registered Broker/Dealer or Investment Advisor in any State or Federally-sanctioned jurisdiction. All purchasers of services or products referenced at this site are encouraged to consult with a licensed representative of their choice regarding any particular trade or trading strategy. No representation is being made that any account will or is likely to achieve profits or losses similar to those discussed on this website. The past performance of any trading system or methodology is not necessarily indicative of future results. You must clearly understand this: Information contained here and in the signal service is not an invitation to trade any specific investments. Trading requires risking money in pursuit of future gain. That is your decision. Do not risk any money you cannot afford to lose. This document does not take into account your own individual financial and personal circumstances. It is intended for educational purposes only and NOT as individual investment advice. Do not act on this without advice from your investment professional who will verify what is suitable for your particular needs and circumstances. Failure to seek detailed professional, personally tailored advice prior to acting could lead you to acting contrary to your own best interests and could lead to losses of capital. *CFTC RULE 4.41 – HYPOTHETICAL OR SIMULATED PERFORMANCE RESULTS HAVE CERTAIN LIMITATIONS. UNLIKE AN ACTUAL PERFORMANCE RECORD, SIMULATED RESULTS DO NOT REPRESENT ACTUAL TRADING. IN ADDITION, SINCE THE TRADES HAVE NOT BEEN EXECUTED, THE RESULTS MAY HAVE UNDER-OR-OVER COMPENSATED FOR THE IMPACT OF ANY OF THE CERTAIN MARKET FACTORS, SUCH AS LACK OF LIQUIDITY. SIMULATED TRADING PROGRAMS IN GENERAL ARE ALSO SUBJECT TO THE FACT THAT THEY ARE DESIGNED WITH THE BENEFIT OF HINDSIGHT. NO REPRESENTATION IS BEING MADE THAT ANY ACCOUNT WILL OR IS LIKELY TO ACHIEVE PROFIT OR LOSSES SIMILAR TO THOSE SHOWN.
Forex Trading Sessions - When to Trade?
 
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Looking for a trustworthy broker? Check out ForexiaPRO! Forexia.net/register-now/ For more info check out Forexia.net Having trouble catching the BIG moves? Tired of always trading during consolidation? Learn when to trade and how to take advantage of certain windows of opportunity that is presented London / NY session! Free Signals and Info @ Telegram.me/forexia This web page represents a legal document that serves as our Terms of Use and it governs the legal terms of our website, http://www.forexia.net, sub-domains, and any associated web-based and mobile applications (collectively, "Website"), as owned and operated by "Forex Investors Alliance" Capitalized terms, unless otherwise defined, have the meaning specified within the Definitions section below. This Terms of Use, along with our Privacy Policy, any mobile license agreement, and other posted guidelines within our Website, collectively "Legal Terms", constitute the entire and only agreement between you and Forex Investors Alliance, and supersede all other agreements, representations, warranties and understandings with respect to our Website and the subject matter contained herein. We may amend our Legal Terms at any time without specific notice to you. The latest copies of our Legal Terms will be posted on our Website, and you should review all Legal Terms prior to using our Website. After any revisions to our Legal Terms are posted, you agree to be bound to any such changes to them. Therefore, it is important for you to periodically review our Legal Terms to make sure you still agree to them. By accessing this web site, you are agreeing to be bound by these web site Terms and Conditions of Use, all applicable laws and regulations, and agree that you are responsible for compliance with any applicable local laws. If you do not agree with any of these terms, you are prohibited from using or accessing this site. The materials contained in this web site are protected by applicable copyright and trademark law. The last update to our Terms of Use was posted on July 25 2016. U.S. Government Required Disclaimer – Trading foreign exchange on margin carries a high level of risk and may not be suitable for all investors. The high degree of leverage can work against you as well as for you. Before deciding to invest in foreign exchange, you should carefully consider your investment objectives, level of experience, and risk appetite. The possibility exists that you could sustain a loss of some or all of your initial investment and therefore you should not invest money that you cannot afford to lose. You should be aware of all the risks associated with foreign exchange trading, and seek advice from an independent financial advisor if you have any doubts. The purchase, sale or advice regarding a currency can only be performed by a licensed Broker/Dealer; Neither us, nor our affiliates or associates involved in the production and maintenance of this service or this site, is a registered Broker/Dealer or Investment Advisor in any State or Federally-sanctioned jurisdiction. All purchasers of services or products referenced at this site are encouraged to consult with a licensed representative of their choice regarding any particular trade or trading strategy. No representation is being made that any account will or is likely to achieve profits or losses similar to those discussed on this website. The past performance of any trading system or methodology is not necessarily indicative of future results. You must clearly understand this: Information contained here and in the signal service is not an invitation to trade any specific investments. Trading requires risking money in pursuit of future gain. That is your decision. Do not risk any money you cannot afford to lose. This document does not take into account your own individual financial and personal circumstances. It is intended for educational purposes only and NOT as individual investment advice. Do not act on this without advice from your investment professional who will verify what is suitable for your particular needs and circumstances. Failure to seek detailed professional, personally tailored advice prior to acting could lead you to acting contrary to your own best interests and could lead to losses of capital. .
Understanding Forex Session Timing - THE MISSING KEY!
 
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Looking for a trustworthy broker? Check out ForexiaPRO! Forexia.net/register-now/ Yes, this works on about every pair.. Don't go trying it out on crazy exotic pairs until you have mastered it on USD based pairs first (The Majors) as it is much easier to notice. Don't use this as a single strategy, this is just an example of structure and how the market is in constant fluctuations. This is great to combine with our M/W reversal pattern for a confirmation..! FREE M/W Course and Hyper Advanced Courses @ Forexia.net Follow our IG for daily analysis and education! @ForexiaNet DISCLAIMER: This web page represents a legal document that serves as our Terms of Use and it governs the legal terms of our website, http://www.forexia.net, sub-domains, and any associated web-based and mobile applications (collectively, "Website"), as owned and operated by "Forex Investors Alliance" Capitalized terms, unless otherwise defined, have the meaning specified within the Definitions section below. This Terms of Use, along with our Privacy Policy, any mobile license agreement, and other posted guidelines within our Website, collectively "Legal Terms", constitute the entire and only agreement between you and Forex Investors Alliance, and supersede all other agreements, representations, warranties and understandings with respect to our Website and the subject matter contained herein. We may amend our Legal Terms at any time without specific notice to you. The latest copies of our Legal Terms will be posted on our Website, and you should review all Legal Terms prior to using our Website. After any revisions to our Legal Terms are posted, you agree to be bound to any such changes to them. Therefore, it is important for you to periodically review our Legal Terms to make sure you still agree to them. By accessing this web site, you are agreeing to be bound by these web site Terms and Conditions of Use, all applicable laws and regulations, and agree that you are responsible for compliance with any applicable local laws. If you do not agree with any of these terms, you are prohibited from using or accessing this site. The materials contained in this web site are protected by applicable copyright and trademark law. The last update to our Terms of Use was posted on July 25 2016. U.S. Government Required Disclaimer – Trading foreign exchange on margin carries a high level of risk and may not be suitable for all investors. The high degree of leverage can work against you as well as for you. Before deciding to invest in foreign exchange, you should carefully consider your investment objectives, level of experience, and risk appetite. The possibility exists that you could sustain a loss of some or all of your initial investment and therefore you should not invest money that you cannot afford to lose. You should be aware of all the risks associated with foreign exchange trading, and seek advice from an independent financial advisor if you have any doubts. The purchase, sale or advice regarding a currency can only be performed by a licensed Broker/Dealer; Neither us, nor our affiliates or associates involved in the production and maintenance of this service or this site, is a registered Broker/Dealer or Investment Advisor in any State or Federally-sanctioned jurisdiction. All purchasers of services or products referenced at this site are encouraged to consult with a licensed representative of their choice regarding any particular trade or trading strategy. No representation is being made that any account will or is likely to achieve profits or losses similar to those discussed on this website. The past performance of any trading system or methodology is not necessarily indicative of future results. You must clearly understand this: Information contained here and in the signal service is not an invitation to trade any specific investments. Trading requires risking money in pursuit of future gain. That is your decision. Do not risk any money you cannot afford to lose. This document does not take into account your own individual financial and personal circumstances. It is intended for educational purposes only and NOT as individual investment advice. Do not act on this without advice from your investment professional who will verify what is suitable for your particular needs and circumstances. Failure to seek detailed professional, personally tailored advice prior to acting could lead you to acting contrary to your own best interests and could lead to losses of capital.
The Truth about Auto Brokers | myHopscotch | How To Buy A Car
 
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If you are considering using an auto broker to help with your next car purchase, watch this 1st! Ali Omoomy, CEO & Founder of MyHopscotch.com tells all when it comes to car buying. With myHopscotch, we are car buying experts on your side. We love the auto Industry, but we also understand that the car buying experience is broken and that today’s car buyers deserve to be treated better. Treated with respect and dignity, in an open and honest setting. That’s where we come in. There is no question that purchasing a new car is a mixed bag of emotions that swing between anticipation and anxiety. MyHopscotch’s sole purpose is to eliminate the negative car buying experience from what should be an otherwise exciting time. Any car brand, any make, any model, new or pre-owned, anywhere. We’ll significantly cut the overall cost of your purchase, and replace stress and anxiety with empowerment and pleasure so you can finally enjoy every step of car buying, as you should. We negotiate a better deal for you than typical car-buying services and car brokers because we work for you, not for the car dealership. The dealership we recommend is chosen for your convenience and for the best value we can get for you – not for relationships with dealers who give us kickbacks. We cannot change the way cars are sold, but we can change how they are bought. There is a movement afoot. Call it an end to exploiting car buyers, an end to manipulation, a close to unfair practices, or call it MyHopscotch. It doesn’t really matter what you call it, just as long as you do it. MyHopscotch.com provides the information and, when required, the guidance. You are the movement, and your action to choose knowledge is our mission. Visit MyHopscotch.com. We Negotiate. You Celebrate! Follow Us: Website: http://myhopscotch.com Twitter: @MyHopscotchAuto Facebook: https://www.facebook.com/MyHopscotchcom-1571170733165886/ Instagram: @myhopscotch_auto Linkedin: https://www.linkedin.com/company/myhopscotch-com
Views: 11861 myHopscotch