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Australian Securities and Investments Commission
 
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The Australian Securities & Investments Commission is an independent Australian government body that acts as Australia's corporate regulator. ASIC's role is to enforce and regulate company and financial services laws to protect Australian consumers, investors and creditors. ASIC was established on 1 July 1998 following recommendations from the Wallis Inquiry. ASIC's authority and scope is determined pursuant to the Australian Securities and Investments Commission Act, 2001. ASIC is responsible for the administration of all or parts of the following legislation: This video is targeted to blind users. Attribution: Article text available under CC-BY-SA Creative Commons image source in video
Views: 1678 Audiopedia
HOW TO PREPARE FOR THE NEXT CRYPTO BULL RUN.
 
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Learn how to Trade, Invest and Research Crypto! https://novacrypto.teachable.com ANY INFORMATION CONTAINED HEREIN IS A PERSONAL OPINION AND NOT FINANCIAL ADVICE. ANY INFORMATION CONTAINED HEREIN IS PROVIDED FOR INFORMATIONAL AND EDUCATIONAL PURPOSES ONLY AND IT IS NOT AN OFFER OR SOLICITATION TO BUY, HOLD, OR SELL ANY SECURITY. CRYPTOBUD MEDIA LLC IS NOT REGISTERED AS AN INVESTMENT ADVISER WITH ANY FEDERAL OR STATE REGULATORY AGENCY. CRYPTOBUD MEDIA LLC SHOULD NOT BE RELIED UPON AS A SUBSTITUTE FOR EXTENSIVE INDEPENDENT MARKET RESEARCH BEFORE MAKING YOUR ACTUAL INVESTMENT OR TRADING DECISIONS. CRYPTOBUD MEDIA LLC WILL NOT ACCEPT LIABILITY FOR ANY LOSS OR DAMAGE, INCLUDING WITHOUT LIMITATION ANY LOSS OF PROFIT, WHICH MAY ARISE DIRECTLY OR INDIRECTLY FROM USE OF OR RELIANCE ON THE INFORMATION CONTAINED HEREIN. THE ICOS DISCUSSED HEREIN HAVE NOT BEEN REVIEWED BY THE SECURITIES AND EXCHANGE COMMISSION OR ANY OTHER FEDERAL OR STATE SECURITIES REGULATORY AUTHORITY AND MAY CONSTITUTE SECURITIES PURSUANT TO FEDERAL AND STATE SECURITIES LAWS AND MAY NOT BE APPROPRIATE FOR, OR OFFERED TO, INVESTORS RESIDING IN THE UNITED STATES. INVESTMENT IN ICOS INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN AFFORD TO SUSTAIN A LOSS OF THEIR ENTIRE INVESTMENT. THE SECURITIES AND EXCHANGE COMMISSION HAS WARNED INVESTORS RESIDING IN THE UNITED STATES THAT, BY INVESTING IN ICOS, INVESTORS MAY BE PURCHASING UNREGISTERED SECURITIES OFFERINGS. INVESTORS IN THE UNITED STATES WHO INVEST IN ICOS MAY BE UNABLE TO RECOVER ANY LOSSES SUSTAINED IN THE EVENT OF FRAUD OR THEFT.
Views: 2697 Cryptobud
5 INDICATORS FOR PREDICTING THE NEXT BULL CRYPTO MARKET!
 
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Learn how to Trade, Invest and Research Crypto! https://novacrypto.teachable.com https://medium.com/paradigma-capital/5-crypto-native-indicators-to-enrich-your-market-cycle-analysis-205b8b8e7314 ANY INFORMATION CONTAINED HEREIN IS A PERSONAL OPINION AND NOT FINANCIAL ADVICE. ANY INFORMATION CONTAINED HEREIN IS PROVIDED FOR INFORMATIONAL AND EDUCATIONAL PURPOSES ONLY AND IT IS NOT AN OFFER OR SOLICITATION TO BUY, HOLD, OR SELL ANY SECURITY. CRYPTOBUD MEDIA LLC IS NOT REGISTERED AS AN INVESTMENT ADVISER WITH ANY FEDERAL OR STATE REGULATORY AGENCY. CRYPTOBUD MEDIA LLC SHOULD NOT BE RELIED UPON AS A SUBSTITUTE FOR EXTENSIVE INDEPENDENT MARKET RESEARCH BEFORE MAKING YOUR ACTUAL INVESTMENT OR TRADING DECISIONS. CRYPTOBUD MEDIA LLC WILL NOT ACCEPT LIABILITY FOR ANY LOSS OR DAMAGE, INCLUDING WITHOUT LIMITATION ANY LOSS OF PROFIT, WHICH MAY ARISE DIRECTLY OR INDIRECTLY FROM USE OF OR RELIANCE ON THE INFORMATION CONTAINED HEREIN. THE ICOS DISCUSSED HEREIN HAVE NOT BEEN REVIEWED BY THE SECURITIES AND EXCHANGE COMMISSION OR ANY OTHER FEDERAL OR STATE SECURITIES REGULATORY AUTHORITY AND MAY CONSTITUTE SECURITIES PURSUANT TO FEDERAL AND STATE SECURITIES LAWS AND MAY NOT BE APPROPRIATE FOR, OR OFFERED TO, INVESTORS RESIDING IN THE UNITED STATES. INVESTMENT IN ICOS INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN AFFORD TO SUSTAIN A LOSS OF THEIR ENTIRE INVESTMENT. THE SECURITIES AND EXCHANGE COMMISSION HAS WARNED INVESTORS RESIDING IN THE UNITED STATES THAT, BY INVESTING IN ICOS, INVESTORS MAY BE PURCHASING UNREGISTERED SECURITIES OFFERINGS. INVESTORS IN THE UNITED STATES WHO INVEST IN ICOS MAY BE UNABLE TO RECOVER ANY LOSSES SUSTAINED IN THE EVENT OF FRAUD OR THEFT.
Views: 2126 Cryptobud
World Blockchain Summit Amsterdam Edition 2018 | Special Report by ICOExpert
 
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Today I am happy to present you a special report from World Blockchain Summit 2018 in Amsterdam. It was small conference but still I managed to find 2 great projects during it. 1st one is Blueshare.io 2nd one is Tree-coin.io ICOEXPERT IS NOT PROVIDING INDIVIDUALLY TAILORED INVESTMENT ADVICE AND IS NOT TAKING SUBSCRIBERS PERSONAL CIRCUMSTANCES INTO CONSIDERATION WHEN DISCUSSING INVESTMENTS IN ICOS. ICOEXPERT IS NOT REGISTERED TO PROVIDE INVESTMENT ADVICE AND ARE SIMPLY PROVIDING AN OPINION, GIVING THEIR PARTICULAR EXPERIENCE, WHEN DISCUSSING ICOS. INFORMATION CONTAINED HEREIN IS NOT AN OFFER OR SOLICITATION TO BUY, HOLD, OR SELL ANY SECURITY. ICOEXPERT IS NOT A BROKER-DEALER OR FINANCIAL ADVISER AND IS NOT AFFILIATED WITH AN INVESTMENT ADVISORY FIRM. ICOEXPERT DOES NOT ENGAGE IN ACTIVITIES THAT WOULD REQUIRE SUCH REGISTRATION. ICOEXPERT AND/OR ANY COMPANIES AFFILIATED WITH ICOEXPERT, ARE NOT RESPONSIBLE FOR ANY GAINS OR LOSSES THAT RESULT FROM THE OPINIONS EXPRESSED HEREIN. THE ICOS DISCUSSED HEREIN HAVE NOT BEEN REVIEWED BY THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES REGULATORY AUTHORITY. FURTHERMORE, THE FOREGOING AUTHORITIES HAVE NOT CONFIRMED THE ACCURACY OR DETERMINED THE ADEQUACY OF THE ICO OFFERING DOCUMENTS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. THE ICOS IDENTIFIED HEREIN MAY CONSTITUTE SECURITIES PURSUANT TO FEDERAL AND STATE SECURITIES LAWS AND MAY NOT BE APPROPRIATE FOR, OR OFFERED TO, INVESTORS RESIDING IN THE UNITED STATES. IN MAKING AN INVESTMENT DECISION, INVESTORS MUST RELY ON THEIR OWN EXAMINATION OF THE PERSON OR ENTITY ISSUING THE ICO AND THE TERMS OF THE OFFERING, INCLUDING THE MERITS AND RISKS INVOLVED. INVESTMENT IN ICOS INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN AFFORD TO SUSTAIN A LOSS OF THEIR ENTIRE INVESTMENT. INVESTORS IN ICOS SHOULD CONSULT THEIR FINANCIAL ADVISER BEFORE INVESTING IN ICOS. THE SECURITIES AND EXCHANGE COMMISSION HAS WARNED INVESTORS RESIDING IN THE UNITED STATES THAT ICOS MAY CONSTITUTE SECURITIES, AND BY INVESTING IN ICOS, INVESTORS MAY BE PURCHASING UNREGISTERED SECURITIES OFFERINGS. US INVESTORS WHO INVEST IN MAY BE UNABLE TO RECOVER ANY LOSSES SUSTAINED IN THE EVENT OF FRAUD OR THEFT #worldblockchainsummit, #amsterdam, #icoexpert
Views: 11186 ICO ExpertTM
FINBC ICO Interview And Review From Malta | Win 1 ETH For Your Question | BTCTV
 
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https://www.finbc.io - today I am we are making great special interview of project a name FINBC! Very powerful idea + great team + security tokens and more in this video. And today you can win 1eth in tokens! Steps are simple for that - subscribe to our Youtube channel. And ask your questions below this video. We will choose TOP 3 questions and each subscriber will get 1eth in tokens. BTC TV IS NOT PROVIDING INDIVIDUALLY TAILORED INVESTMENT ADVICE AND IS NOT TAKING SUBSCRIBERS PERSONAL CIRCUMSTANCES INTO CONSIDERATION WHEN DISCUSSING INVESTMENTS IN ICOS. BTC TV IS NOT REGISTERED TO PROVIDE INVESTMENT ADVICE AND ARE SIMPLY PROVIDING AN OPINION, GIVING THEIR PARTICULAR EXPERIENCE, WHEN DISCUSSING ICOS. INFORMATION CONTAINED HEREIN IS NOT AN OFFER OR SOLICITATION TO BUY, HOLD, OR SELL ANY SECURITY. BTC TV IS NOT A BROKER-DEALER OR FINANCIAL ADVISER AND IS NOT AFFILIATED WITH AN INVESTMENT ADVISORY FIRM. BTC TV DOES NOT ENGAGE IN ACTIVITIES THAT WOULD REQUIRE SUCH REGISTRATION. BTC TV AND/OR ANY COMPANIES AFFILIATED WITH BTC TV, ARE NOT RESPONSIBLE FOR ANY GAINS OR LOSSES THAT RESULT FROM THE OPINIONS EXPRESSED HEREIN. THE ICOS DISCUSSED HEREIN HAVE NOT BEEN REVIEWED BY THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES REGULATORY AUTHORITY. FURTHERMORE, THE FOREGOING AUTHORITIES HAVE NOT CONFIRMED THE ACCURACY OR DETERMINED THE ADEQUACY OF THE ICO OFFERING DOCUMENTS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. THE ICOS IDENTIFIED HEREIN MAY CONSTITUTE SECURITIES PURSUANT TO FEDERAL AND STATE SECURITIES LAWS AND MAY NOT BE APPROPRIATE FOR, OR OFFERED TO, INVESTORS RESIDING IN THE UNITED STATES. IN MAKING AN INVESTMENT DECISION, INVESTORS MUST RELY ON THEIR OWN EXAMINATION OF THE PERSON OR ENTITY ISSUING THE ICO AND THE TERMS OF THE OFFERING, INCLUDING THE MERITS AND RISKS INVOLVED. INVESTMENT IN ICOS INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN AFFORD TO SUSTAIN A LOSS OF THEIR ENTIRE INVESTMENT. INVESTORS IN ICOS SHOULD CONSULT THEIR FINANCIAL ADVISER BEFORE INVESTING IN ICOS. THE SECURITIES AND EXCHANGE COMMISSION HAS WARNED INVESTORS RESIDING IN THE UNITED STATES THAT ICOS MAY CONSTITUTE SECURITIES, AND BY INVESTING IN ICOS, INVESTORS MAY BE PURCHASING UNREGISTERED SECURITIES OFFERINGS. US INVESTORS WHO INVEST IN MAY BE UNABLE TO RECOVER ANY LOSSES SUSTAINED IN THE EVENT OF FRAUD OR THEFT. #finbc #ico #review
Views: 5363 BTC TV
Campbell Investments Review - ASIC Warns About Possible Scam
 
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Australian Securities and Investment Commission (ASIC) warned consumers about Campbell Investments.. Hosted at Cilluk, Campbell Investments Ltd was founded in 1956. Allegedly they function solely as a Performance Based Fiduciary Firm. Campbell Investments renders investment and wealth management services. Campbell Investments is not licensed according to ASIC and AFS. Cilluk.com does not disclose a transparent performance history. For More Information, Visit → https://www.scamfinance.com/cilluk-campbell-investments-review/ CompaniesHouse Report → https://beta.companieshouse.gov.uk/company/00572202
Views: 5 Scam Finance
How to Spot Investment Scams in 6 Simple Steps
 
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Watch more Client Videos videos: http://www.howcast.com/videos/496912-How-to-Spot-Investment-Scams-in-6-Simple-Steps Investment fraud criminals use a wide array of sophisticated and highly effective tactics to get people to part with their money. Learn how to spot those techniques -- and help protect not just yourself, but friends, neighbors, and family members. Step 1: Verify credentials Don't assume a salesperson is legitimate just because they have a fancy title or a corner office with framed certificates; fraudsters hope that if they look successful, you won't bother checking their credentials. Investment professionals -- like brokers, investment advisers, and insurance agents -- must be registered with regulators, such as the Financial Industry Regulatory Authority, the Securities and Exchange Commission, or your state securities or insurance regulator. Tip You can verify a salesperson's credentials at "SaveAndInvest.org":http://www.saveandinvest.org/. Step 2: Be wary of "phantom riches" Be wary of an investment pitch that guarantees a certain return or promises spectacular profits -- what fraud-fighters call "phantom riches." No legitimate salesperson can make those kinds of promises. An ethical broker will admit that every investment involves risk. Step 3: Ignore the "everyone is doing it" angle Don't be swayed by a seller's claim that everyone from their mother to their mechanic is in on the deal. A pitch that focuses on who and how many people are invested, rather than why the investment is sound, should be viewed with skepticism. And beware of "affinity fraud" -- investment scams that prey upon members of the same social circle, religious group, ethnic background, or other affiliation, such as servicemembers returning from deployments. Tip Contact your chain of command and/or Staff Judge Advocate if you suspect that you are being targeted in an investment fraud scheme. Step 4: Refuse to be rushed Refuse to be rushed into anything. If the salesperson says it's a limited time offer, or that there's a limited supply of whatever's being peddled, consider it a red flag: the seller is attempting to make the investment look valuable by implying it's in scarce supply due to great demand. Step 5: Never feel obligated Never feel obligated to make an investment because the seller gives you something free; salespeople count on those freebies to guilt you into reciprocating. Step 6: Arm yourself with information Further educate yourself about fraud tactics so you can protect yourself and your loved ones. Go to "SaveAndInvest.org":http://www.saveandinvest.org/ for more information, including the free Outsmarting Investment Fraud tool kit and documentary -- because knowing how to recognize investment fraud red flags is the best way to avoid falling victim to them. Did You Know? Investment fraud victims are more likely to be male, live with one or more people, be married, earn more than $30,000 per year, and have at least a college degree.
Views: 36296 Howcast
Visiting Blockchain Life 2018 St.Petersburg | Best Interviews and ICOs Projects | BTCTV
 
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Today we are happy to present you special report from Blockchain Life 2018 conference in St. Petersburg. We are going to make interviews with biggest names in industry and interesting ICO projects. Among them are: 1. Salina Bo from Kycbench 2. Jason Hu 3. Khachatur Gukasyan from Swiss Blockchain Foundation 4. Mike Rozhko from Coinloan.io 5. Paul Odermatt from Crowdlitoken.com BTC TV IS NOT PROVIDING INDIVIDUALLY TAILORED INVESTMENT ADVICE AND IS NOT TAKING SUBSCRIBERS PERSONAL CIRCUMSTANCES INTO CONSIDERATION WHEN DISCUSSING INVESTMENTS IN ICOS. BTC TV IS NOT REGISTERED TO PROVIDE INVESTMENT ADVICE AND ARE SIMPLY PROVIDING AN OPINION, GIVING THEIR PARTICULAR EXPERIENCE, WHEN DISCUSSING ICOS. INFORMATION CONTAINED HEREIN IS NOT AN OFFER OR SOLICITATION TO BUY, HOLD, OR SELL ANY SECURITY. BTC TV IS NOT A BROKER-DEALER OR FINANCIAL ADVISER AND IS NOT AFFILIATED WITH AN INVESTMENT ADVISORY FIRM. BTC TV DOES NOT ENGAGE IN ACTIVITIES THAT WOULD REQUIRE SUCH REGISTRATION. BTC TV AND/OR ANY COMPANIES AFFILIATED WITH BTC TV, ARE NOT RESPONSIBLE FOR ANY GAINS OR LOSSES THAT RESULT FROM THE OPINIONS EXPRESSED HEREIN. THE ICOS DISCUSSED HEREIN HAVE NOT BEEN REVIEWED BY THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES REGULATORY AUTHORITY. FURTHERMORE, THE FOREGOING AUTHORITIES HAVE NOT CONFIRMED THE ACCURACY OR DETERMINED THE ADEQUACY OF THE ICO OFFERING DOCUMENTS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. THE ICOS IDENTIFIED HEREIN MAY CONSTITUTE SECURITIES PURSUANT TO FEDERAL AND STATE SECURITIES LAWS AND MAY NOT BE APPROPRIATE FOR, OR OFFERED TO, INVESTORS RESIDING IN THE UNITED STATES. IN MAKING AN INVESTMENT DECISION, INVESTORS MUST RELY ON THEIR OWN EXAMINATION OF THE PERSON OR ENTITY ISSUING THE ICO AND THE TERMS OF THE OFFERING, INCLUDING THE MERITS AND RISKS INVOLVED. INVESTMENT IN ICOS INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN AFFORD TO SUSTAIN A LOSS OF THEIR ENTIRE INVESTMENT. INVESTORS IN ICOS SHOULD CONSULT THEIR FINANCIAL ADVISER BEFORE INVESTING IN ICOS. THE SECURITIES AND EXCHANGE COMMISSION HAS WARNED INVESTORS RESIDING IN THE UNITED STATES THAT ICOS MAY CONSTITUTE SECURITIES, AND BY INVESTING IN ICOS, INVESTORS MAY BE PURCHASING UNREGISTERED SECURITIES OFFERINGS. US INVESTORS WHO INVEST IN MAY BE UNABLE TO RECOVER ANY LOSSES SUSTAINED IN THE EVENT OF FRAUD OR THEFT. #blockchainlife #2018 #btctv
Views: 5593 BTC TV
AURORA CANNABIS EARNINGS LIVE!!
 
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Departures Capital and Investing Hustler are gearing up for the big even, Aurora Cannabis earnings LIVE!!! Tune in and show some love! Check out Investing Hustler - https://www.youtube.com/channel/UC3GOTmUjWcbPKu_WemaU1xg Sign up to our VIP Trader Program Today - https://departurescapital.com/viptrader.html Thanks to everyone for supporting our channel. Disclaimer Departures Capital company profiles and other investor relations materials, publications or presentations, including web content, are based on data obtained from sources we believe to be reliable but are not guaranteed as to accuracy and are not purported to be complete. As such, the information should not be construed as advice designed to meet the particular investment needs of any investor. Any opinions expressed in Departures Capital reports company profiles or other investor relations materials and presentations are subject to change. Departures Capital and its affiliates may buy and sell shares of securities or options of the issuers mentioned on this website at any time. Investing is inherently risky. Departures Capital is not responsible for any gains or losses that result from the opinions expressed on this website, in its research reports, company profiles or in other investor relations materials or presentations that it publishes electronically or in print. We strongly encourage all investors to conduct their own research before making any investment decision. For more information on stock market investing, visit the Securities and Exchange Commission ("SEC") at www.sec.gov. Sign up to our VIP Trader Program Today - https://departurescapital.com/viptrader.html Thanks to everyone for supporting our channel. Disclaimer Departures Capital company profiles and other investor relations materials, publications or presentations, including web content, are based on data obtained from sources we believe to be reliable but are not guaranteed as to accuracy and are not purported to be complete. As such, the information should not be construed as advice designed to meet the particular investment needs of any investor. Any opinions expressed in Departures Capital reports company profiles or other investor relations materials and presentations are subject to change. Departures Capital and its affiliates may buy and sell shares of securities or options of the issuers mentioned on this website at any time. Investing is inherently risky. Departures Capital is not responsible for any gains or losses that result from the opinions expressed on this website, in its research reports, company profiles or in other investor relations materials or presentations that it publishes electronically or in print. We strongly encourage all investors to conduct their own research before making any investment decision. For more information on stock market investing, visit the Securities and Exchange Commission ("SEC") at www.sec.gov.
Views: 2341 Departures Capital
Forrest v Australian securities Investment Commission
 
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Gurwinder Singh TEC3076 Sandeep Singh NPI3097 Ankit pandey EMV3401 Deepu Khadka GLO3036
Views: 33 Gurwinder Singh
What is Happening to the STOCK MARKET? CANNABIS STOCKS DOWN,WTI CRUDE OIL CRASHES! AURORA CANNABIS!
 
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The stock market is in turmoil right now with Oil crashing, the Cannabis stocks down, Canopy earnings on deck. Tune into our livestream @ 10AM EST to discuss canopy earnings. We will be covering many more stocks and sectors so stay tuned and drop some comments on what you want to see! Sign up to our VIP Trader Program Today - https://departurescapital.com/viptrader.html Thanks to everyone for supporting our channel. Disclaimer Departures Capital company profiles and other investor relations materials, publications or presentations, including web content, are based on data obtained from sources we believe to be reliable but are not guaranteed as to accuracy and are not purported to be complete. As such, the information should not be construed as advice designed to meet the particular investment needs of any investor. Any opinions expressed in Departures Capital reports company profiles or other investor relations materials and presentations are subject to change. Departures Capital and its affiliates may buy and sell shares of securities or options of the issuers mentioned on this website at any time. Investing is inherently risky. Departures Capital is not responsible for any gains or losses that result from the opinions expressed on this website, in its research reports, company profiles or in other investor relations materials or presentations that it publishes electronically or in print. We strongly encourage all investors to conduct their own research before making any investment decision. For more information on stock market investing, visit the Securities and Exchange Commission ("SEC") at www.sec.gov.
Views: 2606 Departures Capital
What Is the Securities & Exchange Commission? Is It Effective? U.S. Finance
 
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Within the SEC, there are five divisions. Headquartered in Washington, D.C., the SEC has 11 regional offices throughout the US. The SEC's divisions are:[10] Corporation Finance Trading and Markets Investment Management Enforcement Economic and Risk Analysis Corporation Finance is the division that oversees the disclosure made by public companies, as well as the registration of transactions, such as mergers, made by companies. The division is also responsible for operating EDGAR. The Trading and Markets division oversees self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) and all broker-dealer firms and investment houses. This division also interprets proposed changes to regulations and monitors operations of the industry. In practice, the SEC delegates most of its enforcement and rulemaking authority to FINRA. In fact, all trading firms not regulated by other SROs must register as a member of FINRA. Individuals trading securities must pass exams administered by FINRA to become registered representatives.[11][12] The Investment Management Division oversees registered investment companies, which include mutual funds, as well as registered investment advisors. These entities are subject to extensive regulation under various federals securities laws.[13] The Division of Investment Management administers various federal securities laws, in particular the Investment Company Act of 1940 and Investment Advisers Act of 1940. This division's responsibilities include:[14] assisting the Commission in interpreting laws and regulations for the public and SEC inspection and enforcement staff; responding to no-action requests and requests for exemptive relief; reviewing investment company and investment adviser filings; assisting the Commission in enforcement matters involving investment companies and advisers; and advising the Commission on adapting SEC rules to new circumstances. The Enforcement Division works with the other three divisions, and other Commission offices, to investigate violations of the securities laws and regulations and to bring actions against alleged violators. The SEC generally conducts investigations in private. The SEC's staff may seek voluntary production of documents and testimony, or may seek a formal order of investigation from the SEC, which allows the staff to compel the production of documents and witness testimony. The SEC can bring a civil action in a U.S. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC does not have criminal authority, but may refer matters to state and federal prosecutors. The director of the SEC's Enforcement Division Robert Khuzami left the office in February 2013.[15] Among the SEC's offices are: The Office of General Counsel, which acts as the agency's "lawyer" before federal appellate courts and provides legal advice to the Commission and other SEC divisions and offices; The Office of the Chief Accountant, which establishes and enforces accounting and auditing policies set by the SEC. This office has played a role in such areas as working with the Financial Accounting Standards Board to develop Generally Accepted Accounting Principles, the Public Company Accounting Oversight Board in developing audit requirements, and the International Accounting Standards Board in advancing the development of International Financial Reporting Standards; The Office of Compliance, Inspections and Examinations, which inspects broker-dealers, stock exchanges, credit rating agencies, registered investment companies, including both closed-end and open-end (mutual funds) investment companies, money funds. and Registered Investment Advisors; The Office of International Affairs, which represents the SEC abroad and which negotiates international enforcement information-sharing agreements, develops the SEC's international regulatory policies in areas such as mutual recognition, and helps develop international regulatory standards through organizations such as the International Organization of Securities Commissions and the Financial Stability Forum; The Office of Investor Education and Advocacy, which helps educate the public about securities markets and warns investors of fraud and stock market scams; The Office of Economic Analysis, which helps the SEC estimate the economic costs and benefits of its various rules and regulations; and The Office of Information Technology, which supports the Commission and staff in information technology, including application development, infrastructure operations. and engineering, user support, IT program management, capital planning, security, and enterprise architecture. The Inspector General. The SEC announced in January 2013 that it had named Carl Hoecker the new inspector general.[16][17] He has a staff of 22. https://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission
Views: 5506 Way Back
Australian Securities and investment commission vs Cassimatis (2016) (BM G1)
 
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PRESENTED BY MUHAMMAD JAMIL WHZ-3007 SOHAIB ASLAM WHZ-3012 NIKUNJ VASANI SP3118 PRESENTED TO: ELENA RODRIGUEZ
Views: 36 Muhammad Jamil
What does The Securities and Exchange Commission do?
 
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Any questions? The Securities and Exchange Commission is a government entity created to regulate the trading in securities such as stocks and bonds. The "SEC" as it is known was created after the Great Depression to protect the public by regulating the trading in stocks and bonds. The goal is for the average investor, Joe Q, to have access to the same information as the executives who oversee or work for the public companies that are traded on the exchanges. All public companies must file their results with the SEC on a periodic basis, usually each quarter so that the public has access to the same information as the company executives. Also, the SEC makes sure that the "insiders" who work for the companies, do not have an unfair advantage to invest or trade in securities based on "inside" information that is not yet available to the public. So, the SEC is like an investment police force!
Views: 29723 FinLit
Where is AURORA CANNABIS heading? EARNINGS SEASON on DECK for CANNABIS STOCKS!
 
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Where are the cannabis stocks heading? We have earnings season popping up next week and its going to be a crazy ride! Lets hope we can see a nice pop in the markets! Sign up to our VIP Trader Program Today - https://departurescapital.com/viptrader.html Thanks to everyone for supporting our channel. Disclaimer Departures Capital company profiles and other investor relations materials, publications or presentations, including web content, are based on data obtained from sources we believe to be reliable but are not guaranteed as to accuracy and are not purported to be complete. As such, the information should not be construed as advice designed to meet the particular investment needs of any investor. Any opinions expressed in Departures Capital reports company profiles or other investor relations materials and presentations are subject to change. Departures Capital and its affiliates may buy and sell shares of securities or options of the issuers mentioned on this website at any time. Investing is inherently risky. Departures Capital is not responsible for any gains or losses that result from the opinions expressed on this website, in its research reports, company profiles or in other investor relations materials or presentations that it publishes electronically or in print. We strongly encourage all investors to conduct their own research before making any investment decision. For more information on stock market investing, visit the Securities and Exchange Commission ("SEC") at www.sec.gov. Sign up to our VIP Trader Program Today - https://departurescapital.com/viptrader.html Thanks to everyone for supporting our channel. Disclaimer Departures Capital company profiles and other investor relations materials, publications or presentations, including web content, are based on data obtained from sources we believe to be reliable but are not guaranteed as to accuracy and are not purported to be complete. As such, the information should not be construed as advice designed to meet the particular investment needs of any investor. Any opinions expressed in Departures Capital reports company profiles or other investor relations materials and presentations are subject to change. Departures Capital and its affiliates may buy and sell shares of securities or options of the issuers mentioned on this website at any time. Investing is inherently risky. Departures Capital is not responsible for any gains or losses that result from the opinions expressed on this website, in its research reports, company profiles or in other investor relations materials or presentations that it publishes electronically or in print. We strongly encourage all investors to conduct their own research before making any investment decision. For more information on stock market investing, visit the Securities and Exchange Commission ("SEC") at www.sec.gov.
Views: 4762 Departures Capital
Could this be your next MILLION DOLLAR INVESTMENT? We take a look at PURE GLOBAL CANNABIS (CVE:PURE)
 
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Pure Global Cannabis (CVE:PURE)Pure Global Cannabis Inc, formerly Royal Sapphire Corp, is a Canada-based company engaged in the alternative medicine sector. The Company’s wholly owned subsidiary, PureSinse, is a pharmaceutical-grade Licensed Producer of cannabis that develops new brands and products for consumers in Canada. Pure Global Cannabis Inc's products include dried flower, cannabis oils, soft gels and capsules, seedlings and clones, vape pen cartridges, topical, sublingual strip/spray, transdermal patch, edibles and beverages, as well as wellness products. The Company’s strategy is to pursue and align with other local and international cannabis companies that serve both the medical and anticipated adult-use markets. We take an in depth look at the company! They are up to quite a few things which makes the stock a very interesting one to take a look at. Visit : https://pureglobal.com/ for more information. Disclaimer Departures Capital company profiles and other investor relations materials, publications or presentations, including web content, are based on data obtained from sources we believe to be reliable but are not guaranteed as to accuracy and are not purported to be complete. As such, the information should not be construed as advice designed to meet the particular investment needs of any investor. Any opinions expressed in Departures Capital reports company profiles or other investor relations materials and presentations are subject to change. Departures Capital and its affiliates may buy and sell shares of securities or options of the issuers mentioned on this website at any time. Investing is inherently risky. Departures Capital is not responsible for any gains or losses that result from the opinions expressed on this website, in its research reports, company profiles or in other investor relations materials or presentations that it publishes electronically or in print. We strongly encourage all investors to conduct their own research before making any investment decision. For more information on stock market investing, visit the Securities and Exchange Commission ("SEC") at www.sec.gov. Disclaimer Departures Capital's company profiles and other investor relations materials, publications or presentations, including web content, are based on data obtained from sources we believe to be reliable but are not guaranteed as to accuracy and are not purported to be complete. As such, the information should not be construed as advice designed to meet the particular investment needs of any investor. Any opinions expressed in Departures Capital reports company profiles or other investor relations materials and presentations are subject to change. Departures Capital and its affiliates may buy and sell shares of securities or options of the issuers mentioned on this website at any time. Aaron Missere was compensated $1000 by Wealth Research Group LLC for digital advertising services (Pure Global Cannabis). Investing is inherently risky. Departures Capital is not responsible for any gains or losses that result from the opinions expressed on this website, in its research reports, company profiles or in other investor relations materials or presentations that it publishes electronically or in print. We strongly encourage all investors to conduct their own research before making any investment decision. For more information on stock market investing, visit the Securities and Exchange Commission ("SEC") at www.sec.gov.
Views: 1542 Departures Capital
Miko Matsumura EXCLUSIVE Interview | Daily Life + Win A Book | BTC TV
 
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We are super glad to announce a special exclusive interview with famous Miko Matsumura. Daily life + special vision on blockchain industry for the next 10 years and more. Lastly... all our subscribers can win a book with Miko's signature! All you have to do is start asking interesting questions below and in couple weeks Miko Matsumura will select a winner! Don't forget to subscribe to our youtube channel - BTC TV BTC TV IS NOT PROVIDING INDIVIDUALLY TAILORED INVESTMENT ADVICE AND IS NOT TAKING SUBSCRIBERS PERSONAL CIRCUMSTANCES INTO CONSIDERATION WHEN DISCUSSING INVESTMENTS IN ICOS. BTC TV IS NOT REGISTERED TO PROVIDE INVESTMENT ADVICE AND ARE SIMPLY PROVIDING AN OPINION, GIVING THEIR PARTICULAR EXPERIENCE, WHEN DISCUSSING ICOS. INFORMATION CONTAINED HEREIN IS NOT AN OFFER OR SOLICITATION TO BUY, HOLD, OR SELL ANY SECURITY. BTC TV IS NOT A BROKER-DEALER OR FINANCIAL ADVISER AND IS NOT AFFILIATED WITH AN INVESTMENT ADVISORY FIRM. BTC TV DOES NOT ENGAGE IN ACTIVITIES THAT WOULD REQUIRE SUCH REGISTRATION. BTC TV AND/OR ANY COMPANIES AFFILIATED WITH BTC TV, ARE NOT RESPONSIBLE FOR ANY GAINS OR LOSSES THAT RESULT FROM THE OPINIONS EXPRESSED HEREIN. THE ICOS DISCUSSED HEREIN HAVE NOT BEEN REVIEWED BY THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES REGULATORY AUTHORITY. FURTHERMORE, THE FOREGOING AUTHORITIES HAVE NOT CONFIRMED THE ACCURACY OR DETERMINED THE ADEQUACY OF THE ICO OFFERING DOCUMENTS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. THE ICOS IDENTIFIED HEREIN MAY CONSTITUTE SECURITIES PURSUANT TO FEDERAL AND STATE SECURITIES LAWS AND MAY NOT BE APPROPRIATE FOR, OR OFFERED TO, INVESTORS RESIDING IN THE UNITED STATES. IN MAKING AN INVESTMENT DECISION, INVESTORS MUST RELY ON THEIR OWN EXAMINATION OF THE PERSON OR ENTITY ISSUING THE ICO AND THE TERMS OF THE OFFERING, INCLUDING THE MERITS AND RISKS INVOLVED. INVESTMENT IN ICOS INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN AFFORD TO SUSTAIN A LOSS OF THEIR ENTIRE INVESTMENT. INVESTORS IN ICOS SHOULD CONSULT THEIR FINANCIAL ADVISER BEFORE INVESTING IN ICOS. THE SECURITIES AND EXCHANGE COMMISSION HAS WARNED INVESTORS RESIDING IN THE UNITED STATES THAT ICOS MAY CONSTITUTE SECURITIES, AND BY INVESTING IN ICOS, INVESTORS MAY BE PURCHASING UNREGISTERED SECURITIES OFFERINGS. US INVESTORS WHO INVEST IN MAY BE UNABLE TO RECOVER ANY LOSSES SUSTAINED IN THE EVENT OF FRAUD OR THEFT. #mikomatsumura #miko #btctv
Views: 15303 BTC TV
Know Your Investment Account Performance
 
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Every year your investment adviser’s firm must provide you with an investment performance report. To learn more about these new requirements, contact your local securities regulator. Video adapted for use with permission from the British Columbia Securities Commission.
Views: 1859 CSA ACVM
SEC - Security & Exchange Commission - USA
 
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Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “SEC - Security & Exchange Commission - USA” The Securities Exchange Act of 1934 governs the way in which the nation's securities markets and its brokers and dealers operate. When the stock market crashed in October 1929, so did public confidence in the U.S. markets. Congress held hearings to identify the problems and search for solutions. Based on its findings, Congress – in the peak year of the Depression – passed the Securities Act of 1933. The following year, it passed the Securities Exchange Act of 1934, which created the SEC. The SEC has four major divisions. 1. The Division of Corporation Finance ensures corporate disclosure of important information to the investing public. 2. The Division of Trading and Markets ensures fairness, order and efficiency in market activities. 3. The Division of Investment Management helps protect investors and encourages capital formation through oversight and regulation of the investment management industry. 4. The Division of Enforcement investigates securities law violations and initiates civil and criminal actions. The SEC is composed of five commissioners appointed by the U.S. President and approved by the Senate. The statutes administered by the SEC are designed to promote full public disclosure and to protect the investing public against fraudulent and manipulative practices in the securities markets. Generally, most issues of securities offered in interstate commerce, through the mail or on the internet must be registered with the SEC. By Barry Norman, Investors Trading Academy - ITA
Investment Conference
 
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http://befraudaware.ca - Be skeptical of free seminars -- you might get more than you bargained for. Seminars are a common venue for fraudsters. But you can stand up to fraud. Find out how from the BC Securities Commission.
Views: 1402 BCSCInvestRight
Types of Debt Securities
 
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Discover different types of debt instruments, including Government securities, Government agencies, municipal bonds, and corporate bonds. This educational video is part of Zions Direct University's Beginner series. Questions or Comments? Have a question or topic you’d like to learn more about? Let us know: Twitter: @ZionsDirectTV Facebook: www.facebook.com/zionsdirect Or leave a comment on one of our videos. Open an Account: Begin investing today by opening a brokerage account or IRA at www.zionsdirect.com Bid in our Auctions: Participate in our fixed-income security auctions with no commissions or mark-ups charged by Zions Direct at www.auctions.zionsdirect.com
Views: 45853 Zions TV
🔵 AWS Mining -  Registro ASIC - Australian Securities and Investments Commission é Mentira
 
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AWS Mining - Registro ASIC - Australian Securities and Investments Commission é Mentira?! Neste vídeo desmistifico os céticos e comprovo a legalidade e lisura da AWS Mining devidamente registrada na ASIC - Australian Securities and Investments Commission. #AWSNOW a Mineradora que já começa Grande... Comece a Minerar com o número 3 AQUI: https://goo.gl/ZTcBSR #AWSNOW a Mineradora que já começa Grande... Help us caption & translate this video! https://amara.org/v/ePXC/ -~-~~-~~~-~~-~- Please watch: "🔵O que Você Perdeu e o que Você Perderá Se Não Tomar Uma Atitude Agora." https://www.youtube.com/watch?v=xbuEYCsJuR4 -~-~~-~~~-~~-~-
Views: 14795 Mestre Shao
What is a Security
 
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Presenter: Nikhil A security has some type of financial value. There are two types of securities: debt securities and equity securities. Debt securities are when you lend money to the government or an organization. An example of a debt security is a bond. Equity securities are when you own a portion of a company. An example of this would be a stock. This video will go into further detail on what debt securities and equity securities are. We are working very hard to deliver quality content to all of you! Please spread the word about this channel. Thank you so much for your support! Don't forget to Like, Comment and Subscribe! Ending beat by Lynval D'tchalis, check him out here: https://soundcloud.com/lynval-sundayswag-dtchalis Make sure you like our Facebook page as well! https://www.facebook.com/mrsonibros Follow us @MrSoniBros and @MrNikkyG
Views: 55914 Soni Bros
Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission
 
02:11:18
Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission This is a video I believe anyone investing or getting into cryptocurrency should watch, understand, and learn. This meeting alone has been one of the reasons that nearly all cryptocurrencies are rising. The government can not regulate and is having problems with their own internal guidelines and rules for stocks, bonds, 401k, currency, and a whole bunch more. Why are they getting their hands into cryptocurrency? They do not have anything under control now. Should they start regulating Pokemon Cards as well? Some really good points being brought up for example with Russia and India wanting to create their own Cryptocurrency how will the United States try and regulate it. (Kinda funny the USA regulating a Russian or Indian currency... Good luck) I get the primary concern is ICO and Money Laundering. But it seem the US is about to go toe to toe with other countries and trying to enforce their regulation. No one controls Bitcoin and to them they think of this as an opportunity to tax people and make money. But they are finding out their hands are tied and no one supports what they want. Things are looking good for Bitcoin and Blockchain Technology. ---------- Crypto News TV Information ---------- **Crypto News TV Telegram Chat** http://bit.ly/2nokwzk **FREE $10 in Bitcoin on Coinbase** http://bit.ly/2ipXsdU **Receive FREE Bitcoin 100% Free** http://bit.ly/2jDB0hL **Cryptocurrency Podcast on iTunes** http://apple.co/2mNKdZT Contact Info: Website: https://cryptonewstv.com/ IG: https://www.instagram.com/cryptonewstv/ Donations: BTC: 171SaTtfo6byG3QYCkh8twyu7koDbHuM4J ETH: 0xA51829b418FEdBeadbdc90cc3474026e46EaDC1e NEO: AQ9iBvwu3hwzmdKR5D3ejg2suHQXrbMFcL
Views: 1148 Crypto News
Course Introduction, Lecture 001, Securities Investment 101, Video 00001
 
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This is the course introduction for the MithrilMoney training course, Securities Investment 101. The video explains who the course is intended for, the very raw basics of what a 'security' is, and what will be covered in the complete course. Next: http://www.youtube.com/watch?v=ZVFmW_spPxk For financial training, from London and Singapore and beyond, please contact MithrilMoney via the web address below: http://mithrilmoney.com This MithrilMoney lecture was delivered by Andy Duncan, CQF. Please read our disclaimer: http://mithrilmoney.com/disclaimer/
Views: 18760 MithrilMoney
AURORA CANNABIS EARNINGS REPORT? Stocks PULL BACK ahead of FED!
 
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We are seeing cannabis stocks pull back in the pre market. Waiting on Aurora Cannabis earnings report, will it be on the 12th? Let me know in the comments where you guys want to travel/have been to before! Sign up to our VIP Trader Program Today - https://departurescapital.com/viptrader.html Thanks to everyone for supporting our channel. Disclaimer Departures Capital company profiles and other investor relations materials, publications or presentations, including web content, are based on data obtained from sources we believe to be reliable but are not guaranteed as to accuracy and are not purported to be complete. As such, the information should not be construed as advice designed to meet the particular investment needs of any investor. Any opinions expressed in Departures Capital reports company profiles or other investor relations materials and presentations are subject to change. Departures Capital and its affiliates may buy and sell shares of securities or options of the issuers mentioned on this website at any time. Investing is inherently risky. Departures Capital is not responsible for any gains or losses that result from the opinions expressed on this website, in its research reports, company profiles or in other investor relations materials or presentations that it publishes electronically or in print. We strongly encourage all investors to conduct their own research before making any investment decision. For more information on stock market investing, visit the Securities and Exchange Commission ("SEC") at www.sec.gov. Sign up to our VIP Trader Program Today - https://departurescapital.com/viptrader.html Thanks to everyone for supporting our channel. Disclaimer Departures Capital company profiles and other investor relations materials, publications or presentations, including web content, are based on data obtained from sources we believe to be reliable but are not guaranteed as to accuracy and are not purported to be complete. As such, the information should not be construed as advice designed to meet the particular investment needs of any investor. Any opinions expressed in Departures Capital reports company profiles or other investor relations materials and presentations are subject to change. Departures Capital and its affiliates may buy and sell shares of securities or options of the issuers mentioned on this website at any time. Investing is inherently risky. Departures Capital is not responsible for any gains or losses that result from the opinions expressed on this website, in its research reports, company profiles or in other investor relations materials or presentations that it publishes electronically or in print. We strongly encourage all investors to conduct their own research before making any investment decision. For more information on stock market investing, visit the Securities and Exchange Commission ("SEC") at www.sec.gov.
Views: 2693 Departures Capital
Australian securities and investments commission V padbury Mining Limited (2016) FCA 990
 
05:41
Group presentation of business corporation law
Views: 18 Sai krushna rao
17.  Investment Banking and Secondary Markets
 
01:12:19
Financial Markets (ECON 252) First, Professor Shiller discusses today's changing financial system and recent market stabilization reform introduced by U.S. Treasury Secretary Henry Paulson. The financial system is inherently unstable and would benefit from more surveillance, particularly for consumer protection issues, given the recent subprime mortgage crisis. Although this particular reform might not be successful, more regulators and policymakers are talking about changing the stabilization system and will likely alter the role of the Fed in the future. Second, Professor Shiller introduces the mechanics and role of investment banking. Investment banks underwrite securities and arrange for the issue of stocks and bonds by corporations. Corporations work with investment banks to navigate the Securities and Exchange Commission requirements for issuing securities. The banks then take on a "bought deal" or "best efforts deal" and help the corporation to find a market for the securities. Investment banking depends on the reputation of its bankers and, as we have seen recently, can be destroyed by rumors about the bank's insolvency. 00:00 - Chapter 1. The Paulson Proposal: Opportunities for Stabilization and Surveillance 13:45 - Chapter 2. The Fed as a Market Stability Regulator and News Media Bias 23:31 - Chapter 3. What Is Investment Banking? A Historical Glimpse 47:47 - Chapter 4. Investment Banks' Underwriting Process and the Importance of Reputation 01:05:40 - Chapter 5. The Investment Banker as the Manager of a Security Complete course materials are available at the Open Yale Courses website: http://open.yale.edu/courses This course was recorded in Spring 2008.
Views: 63770 YaleCourses
Fantom FUD, ICO Pooling Scams, and When to Buy on Exchanges
 
02:11:11
Watch the full video from our Crypto World Tour event in Istanbul, Turkey. 1. Intro Video: [ 00:00:00 - 00:02:50 ] of 02:11:11 -An intro video of Ian Balina, 100X Advisors, and Crypto World Tour. 2. Knowing more of audience: [ 00:02:51 - 00:05:38 ] of 02:11:11 -Drew starts with knowing more about the audience and where they came from. 3. Who is Ian Balina and 100X Advisors? [ 00:05:39 - 00:12:57 ] of 02:11:11 -I share who I am for those who don't know - brief intro. -I also share who's in my team. 4. Panel Discussion: [ 00:12:58 - 01:03:14 ] of 02:11:11 -In this part, the panel discusses and or answers questions related to crypto. 5. ICOs Pitch: [ 01:03:15 - 01:14:37 ] of 02:11:11 -In this segment, ICO pitches to the audience and answers their questions related to their project. 6. AMA with the panel: [ 01:14:38 - 02:07:54 ] of 02:11:11 -In this segment, people ask questions from the panel and they answer them. 7. Ending: [ 02:07:55 - 02:11:11 ] of 02:11:11 -The show ends with an outro. 100X advisors is a full-service blockchain advisory firm focused on helping mature infrastructure projects blossom on a global level by leveraging one-of-a-kind business relationships with innovative growth strategies. 100X Advisors: http://100xadvisors.com/ Join My Telegram Mastermind: http://ianbalina.com/mastermind Website: https://ianbalina.com Store: https://ianbalina.com/store Instagram: https://www.instagram.com/diaryofamademan/ Twitter: https://twitter.com/diaryofamademan Snapchat: https://www.snapchat.com/add/diaryofamademan Steemit: http://steemit.com/@ianbalina DIARY OF A MADE MAN LLC IS NOT PROVIDING INDIVIDUALLY TAILORED INVESTMENT ADVICE AND IS NOT TAKING SUBSCRIBERS PERSONAL CIRCUMSTANCES INTO CONSIDERATION WHEN DISCUSSING INVESTMENTS IN ICOS. DIARY OF A MADE MAN LLC IS NOT REGISTERED TO PROVIDE INVESTMENT ADVICE AND ARE SIMPLY PROVIDING AN OPINION, GIVING THEIR PARTICULAR EXPERIENCE, WHEN DISCUSSING ICOS. INFORMATION CONTAINED HEREIN IS NOT AN OFFER OR SOLICITATION TO BUY, HOLD, OR SELL ANY SECURITY. DIARY OF A MADE MAN LLC IS NOT A BROKER-DEALER OR FINANCIAL ADVISER AND IS NOT AFFILIATED WITH AN INVESTMENT ADVISORY FIRM. DIARY OF A MADE MAN LLC DOES NOT ENGAGE IN ACTIVITIES THAT WOULD REQUIRE SUCH REGISTRATION. DIARY OF A MADE MAN LLC AND/OR ANY COMPANIES AFFILIATED WITH DIARY OF A MADE MAN LLC, ARE NOT RESPONSIBLE FOR ANY GAINS OR LOSSES THAT RESULT FROM THE OPINIONS EXPRESSED HEREIN. DIARY OF A MADE MAN LLC MAKES NO REPRESENTATION AS TO THE COMPLETENESS, ACCURACY, OR TIMELINESS OF THE MATERIAL PROVIDED AND ALL MATERIALS ARE SUBJECT TO CHANGE WITHOUT NOTICE. FOR THE FULL DISCLAIMER, DISCLOSURE, PRIVACY POLICY, AND TERMS OF SERVICE FOR USE OF THE SERVICES, PLEASE VISIT THE WEBSITE: WWW.IANBALINA.COM. THE ICOS DISCUSSED HEREIN HAVE NOT BEEN REVIEWED BY THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES REGULATORY AUTHORITY. FURTHERMORE, THE FOREGOING AUTHORITIES HAVE NOT CONFIRMED THE ACCURACY OR DETERMINED THE ADEQUACY OF THE ICO OFFERING DOCUMENTS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. THE ICOS IDENTIFIED HEREIN MAY CONSTITUTE SECURITIES PURSUANT TO FEDERAL AND STATE SECURITIES LAWS AND MAY NOT BE APPROPRIATE FOR, OR OFFERED TO, INVESTORS RESIDING IN THE UNITED STATES. IN MAKING AN INVESTMENT DECISION, INVESTORS MUST RELY ON THEIR OWN EXAMINATION OF THE PERSON OR ENTITY ISSUING THE ICO AND THE TERMS OF THE OFFERING, INCLUDING THE MERITS AND RISKS INVOLVED. INVESTMENT IN ICOS INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN AFFORD TO SUSTAIN A LOSS OF THEIR ENTIRE INVESTMENT. INVESTORS IN ICOS SHOULD CONSULT THEIR FINANCIAL ADVISER BEFORE INVESTING IN ICOS. THE SECURITIES AND EXCHANGE COMMISSION HAS WARNED INVESTORS RESIDING IN THE UNITED STATES THAT ICOS MAY CONSTITUTE SECURITIES, AND BY INVESTING IN ICOS, INVESTORS MAY BE PURCHASING UNREGISTERED SECURITIES OFFERINGS. US INVESTORS WHO INVEST IN MAY BE UNABLE TO RECOVER ANY LOSSES SUSTAINED IN THE EVENT OF FRAUD OR THEFT.
Views: 2064 Ian Balina
AURORA CANNABIS EARNINGS! STOCKS FALL HARD. APPLE,AMAZON in the RED! DEPARTURES CAPITAL
 
12:18
AURORA CANNABIS EARNINGS! Stocks fall as apple weights on the nasdaq. We are off to another rough week in the stock market as the nasdaq is heavily in the red and goldman sachs drops 7.5%. Sign up to our VIP Trader Program Today - https://departurescapital.com/viptrader.html Thanks to everyone for supporting our channel. Disclaimer Departures Capital company profiles and other investor relations materials, publications or presentations, including web content, are based on data obtained from sources we believe to be reliable but are not guaranteed as to accuracy and are not purported to be complete. As such, the information should not be construed as advice designed to meet the particular investment needs of any investor. Any opinions expressed in Departures Capital reports company profiles or other investor relations materials and presentations are subject to change. Departures Capital and its affiliates may buy and sell shares of securities or options of the issuers mentioned on this website at any time. Investing is inherently risky. Departures Capital is not responsible for any gains or losses that result from the opinions expressed on this website, in its research reports, company profiles or in other investor relations materials or presentations that it publishes electronically or in print. We strongly encourage all investors to conduct their own research before making any investment decision. For more information on stock market investing, visit the Securities and Exchange Commission ("SEC") at www.sec.gov.
Views: 2014 Departures Capital
VanEck Physical Bitcoin ETF - Bakkt Dec 12th - Fidelity Crypto - TD Ameritrade ErisX - Ripple xRapid
 
20:18
Get the Ledger Nano S to Safely store your Cryptocurrency! - https://www.ledgerwallet.com/r/acd6 Follow on Twitter - https://twitter.com/ThinkingCrypto1 Follow on Facebook - https://www.facebook.com/thinkingcrypto/ Website - http://www.ThinkingCrypto.com/ Follow on Steemit - https://steemit.com/@thinkingcrypto - VanEck's physical and insured Bitcoin ETF has a high chance of approval by SEC on December 29, 2018 or in February 2019. A bitcoin ETF could attract billions of dollars in new investments, so the Securities and Exchange Commission (SEC) should treat pending proposals as an opportunity to regulate the crypto market, said crypto exchange-traded fund advocate Gabor Gurbacs, the director of Digital Assets Strategy at VanEck - Bakkt will launch on December 12th, 2018 - Powered by NYSE parent company ICE, Starbucks and Microsoft - Fidelity and TD Ameritrade (ErisX) will launch their crypto trading services in 2019 - Top Wall Street advisor Ric Edelman embracing crypto - Three companies Mercury FX and Cuallix, as well as cooperative financial firm Catalyst Corporate Federal Credit Union to go live on Ripple's xRapid in Q4 2018 #BitcoinETF #CryptoBullRun #Crypto ================================================= Sign up with Coinbase for Free to start investing in Bitcoin and get $10 free Bitcoin when you spend $100! - https://www.coinbase.com/join/59db057bed984302ff3b1275 ================================================= Easily purchase Altcoins such as Ripple XRP, Cardano and more on the Binance exchange - https://www.binance.com/?ref=21575512 ================================================= Get the Ledger Nano S to Safely store your Cryptocurrency! : -Buy directly from Ledger - https://www.ledgerwallet.com/r/acd6 ================================================= Mine Bitcoin and other Cryptocurrencies Daily with HashFlare! Free to sign up! - https://hashflare.io/r/373CC8F3 Mine Bitcoin and other Cryptocurrencies with Genesis Mining. Use code "he76Rc" and get 3% off every purchase - https://www.genesis-mining.com/a/2126471 ================================================= Help support the channel! Donations : BTC - 3GPcKwB3UGML4UiYqZM6BYx7Nu5Dj7GKDD ETH - 0x7929e49cabe8d95d31392eaf974f378b508da2f4 LTC - MWMhsyGX7tsTPGS2EtSCAWpy3ywCv25r6B XRP - rDsbeomae4FXwgQTJp9Rs64Qg9vDiTCdBv Destination Tag - 35594196 ================================================= Disclaimer - Thinking Crypto and Tony are not financial or investment experts. You should do your own research on each cryptocurrency and make your own conclusions and decisions for investment. Invest at your own risk, only invest what you are willing to lose. This channel and its videos are just for educational purposes and NOT investment or financial advice.
Views: 7900 Thinking Crypto
VWAP Indicator Day Trading Strategy, Part 2
 
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A VWAP indicator day trading strategy (part 2) that for uses the vwap fade technique that is one of my favorites trade setups. http://www.topdogtrading.net/youtubeorganic-trading The VWAP indicator fade strategy to trade extended markets using a reversion to the mean mathematical model. Enjoy the video! Leave your questions and comments below! Make sure not to miss a single video from Barry! Click here to Subscribe: https://www.youtube.com/user/TopDogTrading?sub_confirmation=1 ==================================================== Barry Burns Top Dog Trading TopDogTrading.com Facebook: https://www.facebook.com/DoctorBarryBurns Get the Free Trade Strategy: “The Rubber Band Trade”: http://www.topdogtrading.net/youtubeorganic-trading =================================================== Watch the related video: "VWAP Indicator Day Trading Strategy, Part 1" https://www.youtube.com/watch?v=_08bjfrZjHQ --- Risk Disclosure: http://bit.ly/Risk-Disc --- RISK DISCLAIMER: The information contained on this video is for informational and educational purposes only. We are not registered as a securities broker-dealer or as investment advisers, either with the U.S. Securities and Exchange Commission or with any state securities regulatory authority. We are neither licensed nor qualified to provide investment advice. Trading and investing involves substantial risk. Financial loss, even above the amount invested, is possible. Seek the services of a competent professional person before investing or trading with money. The information contained on this video, is not provided to any particular individual with a view toward their individual circumstances and nothing in this video should be construed as investment or trading advice. Each individual should assume that all information contained on this site is not trustworthy unless verified by their own independent research. Any statements and/or examples of earnings or income, including hypothetical or simulated performance results, are solely for illustrative purposes and are not to be considered as average earnings. Prior successes and past performance with regards to earnings and income are not an indication of potential future success or performance. You should never trade with money you cannot afford to lose. The information in this video is in no way a solicitation of any order to buy or sell. The author and publisher assume no responsibility for your trading results. This information is provided "AS IS," without any implied or express warranty as to its performance or to the results that may be obtained by using the information. Factual statements in this site are made as of the date the information was created and are subject to change without notice. HYPOTHETICAL OR SIMULATED PERFORMANCE RESULTS HAVE CERTAIN INHERENT LIMITATIONS. UNLIKE AN ACTUAL PERFORMANCE RECORD, SIMULATED RESULTS DO NOT REPRESENT ACTUAL TRADING. ALSO, SINCE THE TRADES HAVE NOT ACTUALLY BEEN EXECUTED, THE RESULTS MAY HAVE UNDER- OR OVER-COMPENSATED FOR THE IMPACT, IF ANY, OF CERTAIN MARKET FACTORS, SUCH AS LACK OF LIQUIDITY. SIMULATED TRADING PROGRAMS IN GENERAL ARE ALSO SUBJECT TO THE FACT THAT THEY ARE DESIGNED WITH THE BENEFIT OF HINDSIGHT. NO REPRESENTATION IS BEING MADE THAT ANY ACCOUNT WILL OR IS LIKELY TO ACHIEVE PROFITS OR LOSSES SIMILAR TO THOSE SHOWN.
Views: 4296 TopDogTrading
Interview with Gleb Nikitin, CTO of #MetaHash
 
11:39
A snippet from our recent 100X Live Show where Gleb Nikitin, CTO of #MetaHash shares with us what they've been working on lately with #MetaHash. Ian Balina is an influential Blockchain and Cryptocurrency Investor, Advisor, and Evangelist. He has appeared in The Wall Street Journal, Forbes, CNBC, Huffington Post, The Street, INC and Entrepreneur Magazine for his work in analytics, cryptocurrencies, and entrepreneurship. A former Analytics Evangelist at IBM, Ian has brought a data-driven, “money-ball” approach to investing in cryptocurrency token sales (ICOs), called “Token Metrics”. Ian is a founder and General Partner at 100X Advisors and currently advises MetaHash, Phantasma Protocol, Nucleus Vision, and Pareto Networks. In addition to being the first Global Titan Ambassador for KuCoin Cryptocurrency exchange. Join My Telegram Mastermind: http://ianbalina.com/mastermind Website: https://ianbalina.com Store: https://ianbalina.com/store 100X Advisors: http://100xadvisors.com/ Instagram: https://www.instagram.com/diaryofamademan/ Twitter: https://twitter.com/diaryofamademan Snapchat: https://www.snapchat.com/add/diaryofamademan Steemit: http://steemit.com/@ianbalina DIARY OF A MADE MAN LLC IS NOT PROVIDING INDIVIDUALLY TAILORED INVESTMENT ADVICE AND IS NOT TAKING SUBSCRIBERS PERSONAL CIRCUMSTANCES INTO CONSIDERATION WHEN DISCUSSING INVESTMENTS IN ICOS. DIARY OF A MADE MAN LLC IS NOT REGISTERED TO PROVIDE INVESTMENT ADVICE AND ARE SIMPLY PROVIDING AN OPINION, GIVING THEIR PARTICULAR EXPERIENCE, WHEN DISCUSSING ICOS. INFORMATION CONTAINED HEREIN IS NOT AN OFFER OR SOLICITATION TO BUY, HOLD, OR SELL ANY SECURITY. DIARY OF A MADE MAN LLC IS NOT A BROKER-DEALER OR FINANCIAL ADVISER AND IS NOT AFFILIATED WITH AN INVESTMENT ADVISORY FIRM. DIARY OF A MADE MAN LLC DOES NOT ENGAGE IN ACTIVITIES THAT WOULD REQUIRE SUCH REGISTRATION. DIARY OF A MADE MAN LLC AND/OR ANY COMPANIES AFFILIATED WITH DIARY OF A MADE MAN LLC, ARE NOT RESPONSIBLE FOR ANY GAINS OR LOSSES THAT RESULT FROM THE OPINIONS EXPRESSED HEREIN. DIARY OF A MADE MAN LLC MAKES NO REPRESENTATION AS TO THE COMPLETENESS, ACCURACY, OR TIMELINESS OF THE MATERIAL PROVIDED AND ALL MATERIALS ARE SUBJECT TO CHANGE WITHOUT NOTICE. FOR THE FULL DISCLAIMER, DISCLOSURE, PRIVACY POLICY, AND TERMS OF SERVICE FOR USE OF THE SERVICES, PLEASE VISIT THE WEBSITE: WWW.IANBALINA.COM. THE ICOS DISCUSSED HEREIN HAVE NOT BEEN REVIEWED BY THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES REGULATORY AUTHORITY. FURTHERMORE, THE FOREGOING AUTHORITIES HAVE NOT CONFIRMED THE ACCURACY OR DETERMINED THE ADEQUACY OF THE ICO OFFERING DOCUMENTS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. THE ICOS IDENTIFIED HEREIN MAY CONSTITUTE SECURITIES PURSUANT TO FEDERAL AND STATE SECURITIES LAWS AND MAY NOT BE APPROPRIATE FOR, OR OFFERED TO, INVESTORS RESIDING IN THE UNITED STATES. IN MAKING AN INVESTMENT DECISION, INVESTORS MUST RELY ON THEIR OWN EXAMINATION OF THE PERSON OR ENTITY ISSUING THE ICO AND THE TERMS OF THE OFFERING, INCLUDING THE MERITS AND RISKS INVOLVED. INVESTMENT IN ICOS INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN AFFORD TO SUSTAIN A LOSS OF THEIR ENTIRE INVESTMENT. INVESTORS IN ICOS SHOULD CONSULT THEIR FINANCIAL ADVISER BEFORE INVESTING IN ICOS. THE SECURITIES AND EXCHANGE COMMISSION HAS WARNED INVESTORS RESIDING IN THE UNITED STATES THAT ICOS MAY CONSTITUTE SECURITIES, AND BY INVESTING IN ICOS, INVESTORS MAY BE PURCHASING UNREGISTERED SECURITIES OFFERINGS. US INVESTORS WHO INVEST IN MAY BE UNABLE TO RECOVER ANY LOSSES SUSTAINED IN THE EVENT OF FRAUD OR THEFT.
Views: 1097 Ian Balina
Investor.gov
 
00:37
Investor.gov is a free, easy to use web site with objective information on investing wisely and avoiding fraud. Learn about financial products. Research investment professionals. And find answers to your questions. All in plain language -- from a source you can trust. Investor.gov -- created by the U.S. Securities and Exchange Commission -- for investors like you.
What Does the Securities and Exchange Commission Regulate? Priorities of the SEC
 
31:34
Under Cox's leadership, the SEC on September 17 and 18, 2008, imposed a variety of both permanent and emergency restrictions on short selling in response to the liquidity crisis. Abusive naked short selling, in which the seller intentionally fails to deliver the shares sold short in time for settlement, was banned outright, an exception for options market makers that had been in place for several years was eliminated,[94] and a new anti-fraud provision, Rule 10b-21, was adopted to give specific enforcement authority in such cases.[95] In September 2008, short selling of 799 financial stocks was temporarily curtailed[93] in response to rumors accompanied by heightened short selling activity in the shares of major financial institutions. On September 26, 2008, Cox ended the 2004 program for voluntary regulation of investment bank holding companies, begun under SEC Chairman William Donaldson and then-Director of Market Regulation (later SEC Commissioner) Annette Nazareth. The program "was fundamentally flawed from the beginning, because investment banks could opt in or out of supervision voluntarily," Cox said.[96] A critical report by the SEC inspector general that evaluated the program in light of the Bear Stearns near-failure in March 2008 found that while "Bear Stearns was compliant with the capital and liquidity requirements" at the time of its acquisition, "its collapse raises serious questions about the adequacy of these requirements." However, according to the Inspector General, his report "did not include a determination of the cause of Bear Stearns' collapse" or determine "whether any of these issues directly contributed to Bear Stearns' collapse." On that subject, the report stated, "we have no evidence linking these significant deficiencies with the cause of Bear Stearns' collapse."[97][98] Cox criticized the oversight program on the ground that because of its voluntary nature and the SEC's limited statutory authority, the agency could not force changes in the hundreds of unregulated subsidiaries of large investment banks such as Goldman Sachs, Morgan Stanley, Merrill Lynch, Lehman Brothers and Bear Stearns as bank regulators could do with bank holding companies. In testimony before Congress on several occasions in 2008, he asked for statutory authority to regulate investment bank holding companies.[99] In addition to the fact that the Gramm-Leach-Bliley Act did not give the SEC the authority to regulate large investment bank holding companies, Cox noted that investors were vulnerable to other regulatory gaps such as the fact that the $60 trillion market for credit default swaps was then completely unregulated. "Neither the SEC nor any regulator has authority even to require minimum disclosure", he said.[96] In testimony and public statements he urged Congress to enact remedial legislation.[100] Cox said that during the buildup of the credit crisis, when the credit rating agencies were still unregulated, they gave top credit ratings to financial instruments which packaged risky loans and spread the negative impacts of the credit crisis more broadly throughout the markets.[101] Following the first-time SEC registration of the credit rating agencies in September 2007 under newly enacted legislative authority, he ordered a 10-month examination of the three major rating agencies that uncovered significant weaknesses in their ratings practices for mortgage-backed securities and that called into question the impartiality of their ratings. The results were reported to Congress in July 2008.[102] The SEC immediately commenced a rulemaking which concluded on December 3, 2008 with approval of a series of measures to regulate the conflicts of interests, disclosures, internal policies, and business practices of credit rating agencies. The regulations were intended to ensure that firms provide more meaningful ratings and greater disclosure to investors concerning collateralized debt obligations and residential mortgage-backed securities. https://en.wikipedia.org/wiki/Christopher_Cox
Views: 195 Way Back
Weekly Crypto BTC News from BTC TV | Week #45
 
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https://b-t-c.tv - week #45 is passed by on the market which brought us many interesting news in crypto space. BTC TV is proud to present major news analysis which happened during the last 7 days. Don't forget to subscribe to our youtube channel for more videos and news Weekly report about ICO market provided by ICObench https://icobench.com/?utm_source=btctvchannel Video interview with Nikolay Shkilev - https://bit.ly/2DofWYZ BTC TV IS NOT PROVIDING INDIVIDUALLY TAILORED INVESTMENT ADVICE AND IS NOT TAKING SUBSCRIBERS PERSONAL CIRCUMSTANCES INTO CONSIDERATION WHEN DISCUSSING INVESTMENTS IN ICOS. BTC TV IS NOT REGISTERED TO PROVIDE INVESTMENT ADVICE AND ARE SIMPLY PROVIDING AN OPINION, GIVING THEIR PARTICULAR EXPERIENCE, WHEN DISCUSSING ICOS. INFORMATION CONTAINED HEREIN IS NOT AN OFFER OR SOLICITATION TO BUY, HOLD, OR SELL ANY SECURITY. BTC TV IS NOT A BROKER-DEALER OR FINANCIAL ADVISER AND IS NOT AFFILIATED WITH AN INVESTMENT ADVISORY FIRM. BTC TV DOES NOT ENGAGE IN ACTIVITIES THAT WOULD REQUIRE SUCH REGISTRATION. BTC TV AND/OR ANY COMPANIES AFFILIATED WITH BTC TV, ARE NOT RESPONSIBLE FOR ANY GAINS OR LOSSES THAT RESULT FROM THE OPINIONS EXPRESSED HEREIN. THE ICOS DISCUSSED HEREIN HAVE NOT BEEN REVIEWED BY THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES REGULATORY AUTHORITY. FURTHERMORE, THE FOREGOING AUTHORITIES HAVE NOT CONFIRMED THE ACCURACY OR DETERMINED THE ADEQUACY OF THE ICO OFFERING DOCUMENTS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. THE ICOS IDENTIFIED HEREIN MAY CONSTITUTE SECURITIES PURSUANT TO FEDERAL AND STATE SECURITIES LAWS AND MAY NOT BE APPROPRIATE FOR, OR OFFERED TO, INVESTORS RESIDING IN THE UNITED STATES. IN MAKING AN INVESTMENT DECISION, INVESTORS MUST RELY ON THEIR OWN EXAMINATION OF THE PERSON OR ENTITY ISSUING THE ICO AND THE TERMS OF THE OFFERING, INCLUDING THE MERITS AND RISKS INVOLVED. INVESTMENT IN ICOS INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN AFFORD TO SUSTAIN A LOSS OF THEIR ENTIRE INVESTMENT. INVESTORS IN ICOS SHOULD CONSULT THEIR FINANCIAL ADVISER BEFORE INVESTING IN ICOS. THE SECURITIES AND EXCHANGE COMMISSION HAS WARNED INVESTORS RESIDING IN THE UNITED STATES THAT ICOS MAY CONSTITUTE SECURITIES, AND BY INVESTING IN ICOS, INVESTORS MAY BE PURCHASING UNREGISTERED SECURITIES OFFERINGS. US INVESTORS WHO INVEST IN MAY BE UNABLE TO RECOVER ANY LOSSES SUSTAINED IN THE EVENT OF FRAUD OR THEFT. #crypto, #news, #bitcoin
Views: 9088 BTC TV
TOP 3 ICOs February 2018 To Invest And Why?
 
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http://icoexpert.biz - TOP 3 ICOs February 2018 To Invest And Why? Today I am going to cover top3 ICOs to pay close attention to and which can make x2-x5 on your investment. ICOEXPERT IS NOT PROVIDING INDIVIDUALLY TAILORED INVESTMENT ADVICE AND IS NOT TAKING SUBSCRIBERS PERSONAL CIRCUMSTANCES INTO CONSIDERATION WHEN DISCUSSING INVESTMENTS IN ICOS. ICOEXPERT IS NOT REGISTERED TO PROVIDE INVESTMENT ADVICE AND ARE SIMPLY PROVIDING AN OPINION, GIVING THEIR PARTICULAR EXPERIENCE, WHEN DISCUSSING ICOS. INFORMATION CONTAINED HEREIN IS NOT AN OFFER OR SOLICITATION TO BUY, HOLD, OR SELL ANY SECURITY. ICOEXPERT IS NOT A BROKER-DEALER OR FINANCIAL ADVISER AND IS NOT AFFILIATED WITH AN INVESTMENT ADVISORY FIRM. ICOEXPERT DOES NOT ENGAGE IN ACTIVITIES THAT WOULD REQUIRE SUCH REGISTRATION. ICOEXPERT AND/OR ANY COMPANIES AFFILIATED WITH ICOEXPERT, ARE NOT RESPONSIBLE FOR ANY GAINS OR LOSSES THAT RESULT FROM THE OPINIONS EXPRESSED HEREIN. THE ICOS DISCUSSED HEREIN HAVE NOT BEEN REVIEWED BY THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES REGULATORY AUTHORITY. FURTHERMORE, THE FOREGOING AUTHORITIES HAVE NOT CONFIRMED THE ACCURACY OR DETERMINED THE ADEQUACY OF THE ICO OFFERING DOCUMENTS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. THE ICOS IDENTIFIED HEREIN MAY CONSTITUTE SECURITIES PURSUANT TO FEDERAL AND STATE SECURITIES LAWS AND MAY NOT BE APPROPRIATE FOR, OR OFFERED TO, INVESTORS RESIDING IN THE UNITED STATES. IN MAKING AN INVESTMENT DECISION, INVESTORS MUST RELY ON THEIR OWN EXAMINATION OF THE PERSON OR ENTITY ISSUING THE ICO AND THE TERMS OF THE OFFERING, INCLUDING THE MERITS AND RISKS INVOLVED. INVESTMENT IN ICOS INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN AFFORD TO SUSTAIN A LOSS OF THEIR ENTIRE INVESTMENT. INVESTORS IN ICOS SHOULD CONSULT THEIR FINANCIAL ADVISER BEFORE INVESTING IN ICOS. THE SECURITIES AND EXCHANGE COMMISSION HAS WARNED INVESTORS RESIDING IN THE UNITED STATES THAT ICOS MAY CONSTITUTE SECURITIES, AND BY INVESTING IN ICOS, INVESTORS MAY BE PURCHASING UNREGISTERED SECURITIES OFFERINGS. US INVESTORS WHO INVEST IN MAY BE UNABLE TO RECOVER ANY LOSSES SUSTAINED IN THE EVENT OF FRAUD OR THEFT.
Views: 16799 ICO ExpertTM
Keynote Speakers: Securities and Exchange Commission
 
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Nadia Brannon - Member at Distributed Ledger Technology Working Group, SEC Nadia is an econometrician by training and is a certified fraud examiner. Prior to SEC, she was an executive director with Ernst & Young in San Francisco where she led forensic data analytics practice. Zachary Fallon - Special Counsel in the Office of Small Business Policy, SEC Zachary joined the SEC in 2009 as an Attorney-Advisor in the Office of the General Counsel, and most recently served as Senior Special Counsel to the Director of the Division of Corporation Finance. Victor Hong - Senior Counsel in the Division of Enforcement, SEC Victor has extensive experience investigating and litigating potential securities law violations. Beforehand, he was in private practice with a large New York law firm and a law clerk on the Second Circuit Court of Appeals. Scott Walker - Attorney-Advisor in the Office of Compliance Inspections and Examinations, and member of Distributed Ledger Technology Working Group, SEC Scott's primary focus is on Investment Advisers and Investment Companies. Prior to his work as a regulator, Scott was a Corporate Counsel at Barclays and BlackRock.
Is the Securities Exchange Commission Effective? Arthur Levitt - Stocks, Investors (1995)
 
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Levitt was appointed to his first five-year term as Chairman of the SEC by President Clinton in July 1993 and reappointed in May 1998. He left the Commission on February 9, 2001, and was succeeded by Harvey Pitt. Levitt has said that he first learned of his being considered for the job from The Wall Street Journal. At the time Levitt came to the SEC, the Financial Accounting Standards Board (FASB) had proposed requiring companies to record stock options on their income statements, which split the accounting industry and was opposed by many in the American business community. According to a Merrill Lynch study, expensing stock options would have reduced profits among leading high-tech companies by 60% on average. Congress began to exert pressure on the FASB, and on May 3, 1994, the Senate, led by Democratic Senator Joe Lieberman, offered a non-binding resolution urging FASB not to adopt the proposed rule; the vote in favor was 88–9. Concerned that insensitivity to this sentiment in Congress might threaten FASB as an independent standard setter, Levitt urged the FASB to not go ahead with the rule proposal. He later said this "was probably the single biggest mistake I made in my years at the SEC."[6] In September 1998 at New York University, he gave a speech entitled "The Numbers Game". It addressed five ways in which corporations were managing earnings (big bath charges, creative acquisition accounting, cookie-jar reserves, materiality, revenue recognition). In his speech, Levitt advocated improving the transparency and comparability of financial statements. In 1997, the SEC under Levitt's leadership approved the exemption of some Enron partnerships from the tight accounting controls of the Investment Company Act of 1940. Without this exemption, critics maintain, the company would have been constrained by strict rules found in 1996 legislation that would have prohibited certain foreign investments and the shifting of debt to its foreign subsidiary shell companies. During Levitt's tenure at the SEC, he was widely viewed as a pro-investor advocate and received favorable press coverage. More recently he has come under criticism for failing to act against 1990s bull market abuses and not uncovering Bernard Madoff's Ponzi scheme. http://en.wikipedia.org/wiki/Arthur_Levitt The SEC has a three-part mission: to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. [3] The enforcement authority it received from Congress enables the SEC to bring civil enforcement actions against individuals or companies alleged to have committed accounting fraud, provided false information, or engaged in insider trading or other violations of the securities law. The SEC also works with criminal law enforcement agencies to prosecute individuals and companies alike for offenses that include a criminal violation. To achieve its mandate, the SEC enforces the statutory requirement that public companies submit quarterly and annual reports, as well as other periodic reports. In addition to annual financial reports, company executives must provide a narrative account, called the "management discussion and analysis" (MD&A), that outlines the previous year of operations and explains how the company fared in that time period. MD&A will usually also touch on the upcoming year, outlining future goals and approaches to new projects. In an attempt to level the playing field for all investors, the SEC maintains an online database called EDGAR (the Electronic Data Gathering, Analysis, and Retrieval system) online from which investors can access this and other information filed with the agency. Quarterly and semiannual reports from public companies are crucial for investors to make sound decisions when investing in the capital markets. Unlike banking, investment in the capital markets is not guaranteed by the federal government. The potential for big gains needs to be weighed against equally likely losses. Mandatory disclosure of financial and other information about the issuer and the security itself gives private individuals as well as large institutions the same basic facts about the public companies they invest in, thereby increasing public scrutiny while reducing insider trading and fraud. The SEC makes reports available to the public through the EDGAR system. The SEC also offers publications on investment-related topics for public education. The same online system also takes tips and complaints from investors to help the SEC track down violators of the securities laws. The SEC adheres to a strict policy of never commenting on the existence or status of an ongoing investigation. http://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission
Views: 361 Way Back
Securities commission member David Jackson has resigned after the investment watchdog
 
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Securities commission member David Jackson has resigned after the investment watchdog announced it s suing him.
Views: 9 trans2020ccc
Stocks to Invest In - Departures Capital and Rich Tv Live talk about a Sector thats on FIRE
 
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Our first episode of the show we are starting "Stocks to Invest in" Check out Rich Tv Live - https://www.youtube.com/channel/UCrvJc8oOqtQf9MEs_UXsBMQ E-Book - https://www.amazon.ca/dp/B07GV1VKJN/ref=sr_1_3?ie=UTF8&qid=1535316524&sr=8-3&keywords=marijuana+investing Check out this CHANNEL! MILLION DOLLAR PORTFOLIO! Cyber World 7 - https://www.youtube.com/channel/UCZJRlu36FYKd0ZqIm5c5QiQ Camera: Nikon D7100 Get yours on Amazon! - https://amzn.to/2KII7ky Microphone: Takstar sgc-598 Get yours on Amazon! - https://amzn.to/2KDuBif Lights: Photography Photo Portrait Studio 600W Day Light Umbrella Continuous Lighting Kit by LimoStudio, LMS103 Get yours on Amazon! - https://amzn.to/2MuxdRi Lens : Sigma 10-20mm Get yours on Amazon! - https://amzn.to/2KCVdjm Music by : Bruno E. Sunny morning https://www.youtube.com/channel/UC0OnsB1dH_tEEyfihBlq4bg Charts by Investing.com We believe it is vitally important that you read and fully understand the following risks of investing. INVESTMENT RISKS: All investments, including real estate, is speculative in nature and involves substantial risk of loss. We encourage our investors to invest carefully. We also encourage investors to get personal advice from your professional investment advisor and to make independent investigations before acting on information that we publish. Sign up to our VIP Trader Program Today - https://departurescapital.com/viptrader.html Thanks to everyone for supporting our channel. Disclaimer Departures Capital company profiles and other investor relations materials, publications or presentations, including web content, are based on data obtained from sources we believe to be reliable but are not guaranteed as to accuracy and are not purported to be complete. As such, the information should not be construed as advice designed to meet the particular investment needs of any investor. Any opinions expressed in Departures Capital reports company profiles or other investor relations materials and presentations are subject to change. Departures Capital and its affiliates may buy and sell shares of securities or options of the issuers mentioned on this website at any time. Investing is inherently risky. Departures Capital is not responsible for any gains or losses that result from the opinions expressed on this website, in its research reports, company profiles or in other investor relations materials or presentations that it publishes electronically or in print. We strongly encourage all investors to conduct their own research before making any investment decision. For more information on stock market investing, visit the Securities and Exchange Commission ("SEC") at www.sec.gov.
Views: 1920 Departures Capital
Retirement Plans: Last Week Tonight with John Oliver (HBO)
 
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Saving for retirement means navigating a potential minefield of high fees and bad advice. Billy Eichner and Kristin Chenoweth share some tips. Connect with Last Week Tonight online... Subscribe to the Last Week Tonight YouTube channel for more almost news as it almost happens: www.youtube.com/user/LastWeekTonight Find Last Week Tonight on Facebook like your mom would: http://Facebook.com/LastWeekTonight Follow us on Twitter for news about jokes and jokes about news: http://Twitter.com/LastWeekTonight Visit our official site for all that other stuff at once: http://www.hbo.com/lastweektonight
Views: 10132936 LastWeekTonight
Security Chiefs Commission Gun Boats In Rivers
 
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For more information log on to http://www.channelstv.com
Views: 1494 Channels Television
SEC Chairman Jay Clayton On Cryptocurrencies And Investing
 
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SEC Chairman Jay Clayton speaks exclusively with CNBC's Bob Pisani about the state of investing, the future cryptocurrencies, the IPO market and cybersecurity. » Subscribe to CNBC: http://cnb.cx/SubscribeCNBC About CNBC: From 'Wall Street' to 'Main Street' to award winning original documentaries and Reality TV series, CNBC has you covered. Experience special sneak peeks of your favorite shows, exclusive video and more. Connect with CNBC News Online Get the latest news: http://www.cnbc.com/ Find CNBC News on Facebook: http://cnb.cx/LikeCNBC Follow CNBC News on Twitter: http://cnb.cx/FollowCNBC Follow CNBC News on Google+: http://cnb.cx/PlusCNBC Follow CNBC News on Instagram: http://cnb.cx/InstagramCNBC SEC Chairman Jay Clayton On Cryptocurrencies And Investing | CNBC
Views: 39343 CNBC

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