Search results “Investor protection fund”
IEPF (Investor Education and Protection Fund)
IEPF (Investor Education and Protection Fund) is the authority set up by SEBI in the interest of investors. It acts as a custodian to those shares, dividends, deposit amounts, etc which seems to be not getting notified to the investors. Lot of investors fear that once their assets gets transferred to IEPF account, they may not be able to claim the same. This video explains the features of IEPF and give idea about how to go ahead to claim your assets.
Views: 7480 Vitamin - M
Investor Protection Fund
Stock market
Views: 260 Ratan gangopadhyay
Investor Education & Protection Fund (IEPF)
This video contains the discussion of IEPF as contained in Section 125 of Companies Act, 2013 #investoreducationandprotectionfund #cacscmainterlawbyankitoberoi #cacscmapendrivelectures
Views: 2341 CA Ankit Oberoi
This video contains explanation for INVESTOR EDUCATION AND PROTECTION FUND (IEPF) topic of the chapter INVESTOR PROTECTION of CAPITAL MARKET AND SECURITIES LAW subject, which is in MODULE 2 of CS EXECUTIVE SYLLABUS. #CSEXECUTIVE #cmsl #INVESTORSPROCTION GET REGULAR FREE VIDEO LECTURES AND OTHER VALUABLE INPUTS SUPPORT OUR CHANNEL:- PAYPAL:- https://paypal.me/ankitdjkiller PAYTM :- https://p-y.tm/e-klNYO SOCIAL MEDIA LINKS 👉Follow us on Facebook :- https://www.facebook.com/CA-CS-Student-Support-581396102285175 👉Facebook Group :- https://www.facebook.com/groups/2319710784969054 👉Follow this Link to join our TELEGRAM GROUP :- t.me/cacsstudentsupport09
Investor Protection in India
The Financial Planner this week takes a look at how to protect yourself with respect to financial markets
Views: 3593 Bloomberg TV India
Update to all Investment Company: KAPA, Rigen, AlamCo and EverArm | SEC Approves CrowdFunding
Breaking News from SEC! Crowdfunding - raising funds/capital from the investing public Rules on Crowdfunding Highlights (SEC MC#14 S 2019): ✔Encourage investment/public participation in the capital market ✔Registration with SEC and compliance with the set of standards of this rules ✔Ensure investor protection, public interest, market integrity, and transparency 🔅🔅🔅 SEC MEMO CIRCULAR No. 14 series of 2019 "RULES AND REGULATIONS GOVERNING CROWD FUNDING (CF) Published July 09, 2019 02:37 PM By TED CORDERO,GMA News (Effectivity: July 25, 2019) The Securities and Exchange Commission (SEC) said Tuesday it has issued the rules and regulations governing “crowdfunding” activities. This will allow startups and small and medium-sized enterprises (SMEs) to have greater access to funding and at the same time provide the public with more investment options. The Rules and Regulations Governing Crowdfunding was approved by the SEC en banc on July 4. The rules were in accordance with Republic Act No. 8799, or the Securities Regulation Code (SRC), and international best practices and standards. The SEC defines crowdfunding as fundraising typically conducted through an online platform and usually for startups and SMEs. Crowdfunding involves three parties: the entrepreneur or project initiatorthe supporters or those willing to fund the entrepreneur’s business idea or projectthe platform or moderating organization that brings the entrepreneur and supporters together to realize the business idea or project “Supporters make their contributions or donations through online platforms. Thereafter, the platforms coordinate and administer the fundraising activities,” the SEC said. The corporate regulator noted four forms of crowdfunding: Donation-based in which Individuals pool their resources to support a charitable causeReward-based in which Individuals give money to a company in return for a “reward,” usually a product produced by the companyLending-based in which Individuals lend money to a company and receive the company’s legally-binding commitment to repay the loan at pre-determined time intervals and interest rateEquity-based in which Individuals invest in shares sold by a company and receive a share of the profits in the form of a dividend or distribution, subject to the company’s discretion “Reward-based and donation-based crowdfunding are two prevalent forms of community crowdfunding, which are not subject to securities regulation as they do..... Source: http://www.sec.gov.ph/wp-content/uploads/2019/07/2019MCNo14-1.pdf
Views: 35953 Movin JaVoo
Investors’ Protection Fund, Infractions and Adequate Compensation – TNI Q3/E8
The Vice Chairperson of the Board Mr. Fubara Anga while reading out its speech said the IPF will be compensating 154 investors that have been approved for payment out of the 379 that were properly verified by an identity consultant. In this edition of The Nigerian Investor, we take a look at the Investors’ Protection Fund in relation to its first set of compensation and also conduct our regular market round-up of activities, developments, AGM’s, market news, corporate actions, company appointments, announcements
Views: 18 WebTV Nigeria
IEPF (Investor Education And Protection Fund), How to claim shares & unclaimed dividends
IEPF authority is formed just to save investor money which in past were taken by fraudulent promoters and registrar of companies. investor can directly visit iepf.gov.in which work under ministry of corporate affairs and find out amount and number of shares trasferd to IEPF account. they can also upload IEPF form 5 on mca portal and start the process for claiming shares. http://www.iepf.gov.in/IEPF/refund.html http://www.mca.gov.in/MinistryV2/investorservices.html 1. Print out of duly filled claim form with claimant signature 2. Copy of acknowledgement 3. Indemnity Bond (original) with claimant signature 4. Advance Stamped receipt (original) 5. In case of refund of matured deposit or debenture, original certificate thereto 6. Copy of Aadhaar Card 7. Proof of entitlement (certificate of share/Interest warrant Application No. etc.) 8. Cancelled Cheque leaf 9. Copy of Passport, OCI and PIO card in case of foreigners and NRI for any query feel free to call 9838641605
Views: 167 Unclaimed Money
Introducing the Gyrostat Downside Protection Fund
The Gyrostat Downside Protection ASX200 Fund aims to provide peace of mind to its investors. This newly created fund maximises profits on market falls without capping any market upside. This is a suitable addition for an investor concerned of market falls, and is able to preserve the integrity of their investment.
Views: 7 Hugh Vuillier
Investors’ Protection Fund – How Impactful? – TNI Q1/E3
The establishment of the Investors’ Protection Fund maintained by the Nigerian Stock Exchange over the last two years, was premised on the fact that it will help to restore investor confidence in the market and make the market very attractive and competitive in line with global standards. In this edition of The Nigerian Investor, we look at the Investors’ Protection Fund and how impactful it has been and also conduct our regular market round-up of activities, developments, AGM’s, market news, corporate actions, company appointments, announcements
Views: 239 WebTV Nigeria
#IMINewDelhi at #COMQUEST by MCX Investor Protection Fund
It was a proud moment for #IMINewDelhi to win at the quiz competition hosted by #MCX Investor Protection Fund. The second year students Sajag Mathur and Jayasimha Reddy, under the guidance of Prof. Sanjay Dhamija out shined at the commodity derivatives quiz competition.
Views: 228 IMI New Delhi
Investor Protection Clinic
Professor Poonam Puri talks about Osgoode Hall Law School's new Investor Protection Clinic and how it is helping aggrieved investors.
NSE Investor Protection Fund Trust Presents Nivesh India In Jaipur | Investor Education Forum
Wwatch: "Kanhaiya Kumar's Full Speech at JNU Campus" → https://www.youtube.com/watch?v=_df-48pHzCA -~-~~-~~~-~~-~- The NSE Investor Protection Fund Trust Presents, Nivesh India - a nationwide initiative by ET NOW to educate and encourage potential investors to invest in Equity. This initiative was held recently in Jaipur. Here are the highlights from that camp. Subscribe To ET Now For Latest Updates On Stocks, Business, Trading | ► http://goo.gl/5XreUq Subscribe Now To Our Network Channels :- Times Now : http://goo.gl/U9ibPb The NewsHour Debate : http://goo.gl/LfNgFF To Stay Updated Download the Times Now App :- Android Google Play : https://goo.gl/zJhWjC Apple App Store : https://goo.gl/d7QBQZ Social Media Links :- Twitter - http://goo.gl/hA0vDt Facebook - http://goo.gl/5Lr4mC G+ - http://goo.gl/hYxrmj
Views: 501 ET NOW
Mutual Fund Industry: Abuses, Investor Protection, Compliance, Finance (2004)
A mutual fund is a type of professionally managed investment fund that pools money from many investors to purchase securities.[1] While there is no legal definition of the term mutual fund, it is most commonly applied only to those collective investment vehicles that are regulated and sold to the general public. They are sometimes referred to as "investment companies" or "registered investment companies". Hedge funds are not considered a type of mutual fund, primarily because they are not sold publicly. In the United States, mutual funds must be registered with the Securities and Exchange Commission, are usually overseen by a board of directors or board of trustees and managed by a registered investment adviser. Mutual funds, like other registered investment companies, are also subject to an extensive and detailed regulatory regime set forth in the Investment Company Act of 1940. Mutual funds are not taxed on their income and profits if they comply with certain requirements under the U.S. Internal Revenue Code. Mutual funds have both advantages and disadvantages compared to direct investing in individual securities. They have a long history in the United States. Today they play an important role in household finances, most notably in retirement planning. There are 3 types of U.S. mutual funds: open-end, unit investment trust, and closed-end. The most common type, the open-end fund, must be willing to buy back shares from investors every business day. Exchange-traded funds (ETFs) are open-end funds or unit investment trusts that trade on an exchange. Open-end funds are most common, but exchange-traded funds have been gaining in popularity. Mutual funds are generally classified by their principal investments. The four main categories of funds are money market funds, bond or fixed income funds, stock or equity funds and hybrid funds. Funds may also be categorized as index or actively managed. Investors in a mutual fund pay the fund’s expenses, which reduce the fund's returns and performance. There is controversy about the level of these expenses. A single mutual fund may give investors a choice of different combinations of expenses (which may include sales commissions or loads) by offering several different types of share classes. In the US, a mutual fund is registered with the Securities and Exchange Commission (SEC). Open-end and closed-end funds are overseen by a board of directors (if organized as a corporation) or board of trustees (if organized as a trust). The board is charged with ensuring that the fund is managed in the best interests of the fund's investors and with hiring the fund manager and other service providers to the fund. The fund manager, also known as the fund sponsor or fund management company, trades (buys and sells) the fund's investments in accordance with the fund's investment objective. A fund manager must be a registered investment advisor. Funds that are managed by the same fund manager and that have the same brand name are known as a fund family or fund complex. Mutual funds are not taxed on their income and profits as long as they comply with requirements established in the U.S. Internal Revenue Code. Specifically, they must diversify their investments, limit ownership of voting securities, distribute a high percentage of their income and capital gains (net of capital losses) to their investors annually, and earn most of the income by investing in securities and currencies.[2] Mutual funds pass taxable income on to their investors by paying out dividends and capital gains at least annually. The characterization of that income is unchanged as it passes through to the shareholders. For example, mutual fund distributions of dividend income are reported as dividend income by the investor. There is an exception: net losses incurred by a mutual fund are not distributed or passed through to fund investors but are retained by the fund to be able to offset future gains. http://en.wikipedia.org/wiki/Mutual_fund
Views: 458 Remember This
NSE Investor Protection Fund Trust Presents Nivesh India | An ET NOW Initiative
Wwatch: "Kanhaiya Kumar's Full Speech at JNU Campus" → https://www.youtube.com/watch?v=_df-48pHzCA -~-~~-~~~-~~-~- ►Watch Frankly Speaking With Jairam Ramesh Exclusively With Arnab Goswami https://goo.gl/jRAk3D NSE Investor Protection Fund Trust and ET NOW launched an initiative called ‘Nivesh India’ to travel across the country and educate the retail investors to invest in the equity markets. Tune in. Subscribe To ET Now For Latest Updates On Stocks, Business, Trading | ► http://goo.gl/5XreUq Subscribe Now To Our Network Channels :- Times Now : http://goo.gl/U9ibPb The NewsHour Debate : http://goo.gl/LfNgFF To Stay Updated Download the Times Now App :- Android Google Play : https://goo.gl/zJhWjC Apple App Store : https://goo.gl/d7QBQZ Social Media Links :- Twitter - http://goo.gl/hA0vDt Facebook - http://goo.gl/5Lr4mC G+ - http://goo.gl/hYxrmj
Views: 760 ET NOW
Investor protection
International seminar on the latest developments on the new securitis markets regulations
Investor Protection Fund ready to compensate 154 claimants
The Nigeria stock exchange Investor Protection Fund Board reconstituted in September, 2012 has gone through enormous transformation in its operations, and is ready to compensate 154 claimants/investors who suffered pecuniary losses as a result of the revocation of the licenses of registered dealing members by the Securities and Exchange Commission (SEC). As part of the process which will gulp about N40.6ml the IPF engaged the media in a parley over its plans and strategies, with the CEO of the exchange Mr Oscar Onyema in attendance. Mr Fubara Anga, the Vice-Chairperson of the board who represented the Chairman Dr. Gamaliel Onosode (OFR), briefed the press on the IPF activities of the fund and the critical issues around the compensation plans for claimants. WebTV brings you the highlights of the event: www.webtvng.com
Views: 27 WebTV Nigeria
Investor Protection
A clip from our "Blockchain: The Future in Financial Services and Beyond" conference See more videos here: http://cfany.gallery.video/fullconference
NSE Compensates 23 Investors With N7.2m Investors Protection Fund 18/08/15
The Nigerian Stock Exchange has compensated 23 investors with 7.2 million Naira from the Investors Protection Fund. For more information log on to http://www.channelstv.com
NRI Investor Protection
How Money invested by NRIs in India are safe? SEBI regulations
Views: 19 nriconcept
Episode 86: How to evaluate your fund’s performance
Performance is the most important parameter to evaluate mutual fund schemes. But how do you pick the right performance measure from so many variants available? Should you look at trailing returns or annual returns, and over what time frame? What about absolute vs relative returns? Is there an aggregate measure that serves as a good performance benchmark? Join us in our Hangout for some simple, yet effective answers. Register now! vro.in/hangouts?signup=1
Views: 5910 Value Research
Protection Fund: Slip it to SIPC
If there is one solution to restoring customer confidence in futures that has been talked about more than any other, it would be the creation of a customer or insurance fund. Securities customers have the Securities Insurance Protection Corporation (SIPC), so why can't futures customers use SIPC as well? That?s the idea from Neal Wolkoff, Of Counsel at the law firm of Richardson Patel and longtime exchange executive, who argues that not only does it make rational sense, but using SIPC could be the easiest and most cost effective way to protect futures customers. This approach differs from others who have touted some type of insurance protection fund just for the futures industry.
Indonesia Securities Investor Protection Fund (Indonesia SIPF) TVC
Tim Studi yang dibentuk oleh Badan Pengawas Modal dan Lembaga Keuangan atau Bapepam-LK (sekarang telah menjadi Otoritas Jasa Keuangan yang selanjutnya disebut “OJK”) pada tahun 2007 telah melakukan riset lebih lanjut mengenai Pembentukan Dana Proteksi Pemodal di Pasar Modal Indonesia. Tim studi tersebut merekomendasikan untuk dapat mempertimbangkan pembentukan Dana Proteksi Pemodal dalam industri Pasar Modal Indonesia dengan membangun infrastruktur secara memadai yang antara lain meliputi peraturan dan kesiapan para pelaku Pasar Modal. Pada tahun 2010, Kementerian Keuangan menuangkan rencana pembentukan program tersebut dalam Master Plan Pasar Modal Dan Industri Keuangan Non Bank 2010-2014 pada Strategi 5, Program 2 mengenai Pembentukan Dana Perlindungan Pemodal. Menyadari pentingnya Dana Perlindungan Pemodal sebagai skema perlindungan Pemodal, OJK mengeluarkan kebijakan mengenai pembentukan Dana Perlindungan Pemodal dengan menyediakan dasar hukum bagi pembentukan dan kegiatan operasionalnya. Dalam kurun waktu sejak 2010 hingga 2012, telah dilakukan kelanjutan riset untuk mempersiapkan Pembentukan Dana Perlindungan Pemodal oleh Tim PT Bursa Efek Indonesia mengenai Kelayakan Pembentukan Dana Perlindungan Pemodal. Selanjutnya pada 23 September 2012, Technical Assistant dari Asian Development Bank (ADB) No. 7466 (INO) merekomendasikan pendirian Perusahaan atau Institusi baru sebagai wadah Dana Perlindungan Pemodal. Berdasarkan kebutuhan-kebutuhan dan kajian-kajian tersebut di atas, pada tanggal 7 Desember 2012, PT Penyelenggara Program Perlindungan Investor Efek Indonesia (P3IEI) didirikan sebagai perusahaan yang akan menyelenggarakan program Dana Perlindungan Pemodal. Dengan program dan entitas yang telah dipersiapkan untuk membangun keamanan dan kenyamanan dalam berinvestasi di Pasar Modal Indonesia, OJK menerbitkan Peraturan Bapepam-LK Nomor VI.A.4 Lampiran Keputusan Ketua Bapepam-LK Nomor Kep-715/BL/2012 tertanggal 28 Desember 2012 tentang Dana Perlindungan Pemodal (DPP) [“Peraturan VI.A.4”] serta Peraturan Nomor VI.A.5 Lampiran Keputusan Ketua Bapepam-LK Nomor Kep-716/BL/2012 tertanggal 28 Desember 2012 tentang Penyelenggara Dana Perlindungan Pemodal (PDPP) [“Peraturan VI.A.5”]. Dengan mengacu pada Peraturan VI.A.4 dan Peraturan VI.A.5 tersebut serta dengan diterbitkannya Izin Usaha sebagai PDPP dari OJK melalui Surat Keputusan Dewan Komisioner Otoritas Jasa Keuangan Nomor Kep-43/D.04/2013 tertanggal 11 September 2013 tentang Pemberian Izin Usaha Penyelenggara Dana Perlindungan Pemodal Kepada PT Penyelenggara Program Perlindungan Investor Efek Indonesia, maka P3IEI atau yang dikenal juga dengan Indonesia Securities Investor Protection Fund (Indonesia SIPF) secara resmi menjadi perusahaan yang memiliki kewenangan sebagai Penyelenggara Dana Perlindungan Pemodal.
Views: 596 Indonesia SIPF
Section 125 Investor Education Protection Fund Dividend Part : 2
Telegram https://t.me/sonujuneja Join Whats app Group https://chat.whatsapp.com/KFluoin04r8... Companies Act 2013 Sonu Juneja Email [email protected] Reference Book ICSI web Modules Comment, Share, Subscribe
Investor Protection Campaign
Over the past decade, the FINRA Foundation has developed a robust and multifaceted Investor Protection Campaign to protect consumers from financial fraud and to ameliorate the consequences of fraud. In addition to growing the body of research exploring why and how investors fall prey to investment fraud, we have employed national, state and grassroots partnerships to develop and distribute financial fraud prevention resources, conduct outreach to consumers and train law enforcement professionals and victim advocates.
Views: 78 FINRAFoundation
Investor Protection Presentation
An informational video detailing the Oklahoma Securities Commission, the common types of investment fraud, how to protect yourself from investment fraud and scam artists, and what to do if you become the victim of investment fraud. Presented by Irving Faught. Narrated by Rex Linn.
Views: 406 InvestEdOK
ICSI Episode-14 Investor protection
Degree 360 Solutions Pvt. Ltd.
Views: 1602 Degree 360 Solutions
News - The SEC said bitcoin fund raising investor protection issues
News - The SEC said bitcoin fund raising investor protection issues News - The SEC said bitcoin fund raising investor protection issues (Reuters) - The U.S. securities regulator on Thursday raised alarm about the safety of bitcoin-themed investments, telling the fund industry they want answers to their concerns before endorsing more than a dozen proposed products based on cryptocurrencies. A top division chief at the U.S. Securities and Exchange Commission detailed the agency’s concerns about the wild-trading investment in a letter to two trade groups representing fund managers who unleashed a range of proposals for funds holdin... Source: https://www.reuters.com/article/us-bitcoin-sec/sec-says-bitcoin-funds-raise-investor-protection-issues-idUSKBN1F80A0 © News THANK YOU for your watching SUBSCRIBE my channel for more videos: https://xuri.co/news ─────────────────── ▼ DISCLAIMER : ➤ If you have problems about copyright or label, please contact me via email or YT inbox. Thank you :) ➤ If you wanna use my uploads in your videos/streams, please give a link back to my original video, thats all ;) #news #newstoday #breakingnews #worldnews #latestnews #new #currentnews #topnews #headlinenews #dailynews #localnews #nationalnews #breakingnewsheadlines #apnews #newsheadlines #latestnewstoday #breakingnewstoday #newnews #recentnews #topnewstoday #topnewsstories #newsstories #news #todaysnews #usbreakingnews
Views: 0 News
Business Morning: SEC's Protection Fund To Pay Retail Investors 24/11/15
For more information log on to http://www.channelstv.com
How to Keep My Money Safe part 2 | No Dumb Questions with Nancy Graham
Besides the protection available through the Canadian Investor Protection Fund, which I mentioned in my last video, how is your financial advisor helping to protect your accounts … and what can YOU do to help? Incase you missed part 1, catch up on it here: https://www.youtube.com/watch?v=N0jW8bmz3pY Briefly, the answers to both questions is: Quite a lot! Watch the full video to find out more. I’m Nancy Graham, and speaking of how to keep your money safe, it's a pretty safe bet to subscribe to this channel … and click on the bell. ------------------------ Visit PWL Capital: http://www.pwlcapital.com/ottawa Follow PWL Capital on: - Twitter: https://twitter.com/PWLCapital - Facebook: https://www.facebook.com/PWLCapital - LinkedIN: https://www.linkedin.com/company/105673 Follow Nancy Graham on - Twitter: https://twitter.com/NancyGrahamPWL - LinkedIN: https://www.linkedin.com/in/nancy-graham-cpa-ca-cfp-cim-4579aa8
Views: 5605 Nancy Graham
50 Second Finance - Pension Protection Fund (PPF)
Fortem Financial Education's Kevin White explains Pension Protection Fund (PPF). www.paymentprotectionfund.org 0330 123 22 22 www.fortemfinancialeducation.co.uk www.twitter.com/fortemeducation
Know the Value of Your Investments
Learn what information must be included in your monthly or quarterly account statements. Find out more at https://www.investright.org/investor-news/crm2-video-series-know-the-value-of-your-investments/ The video shows that monthly or quarterly account statements must set out the cost and market value of each investment, whether the investment is subject to a deferred sales charge, and whether the account is covered by an investor protection fund. The video also explains the meaning of the terms deferred sales charge and investor protection fund coverage. Knowing this information will enable you to determine whether your investments continue to be right for you. You can discuss with your registered investment advisor how these investments can help you meet your goals or whether you need to make changes in your portfolio.
Views: 2836 BCSCInvestRight
Careers in the PPF's Investment Team
The PPF is a great place for investment professionals to build their careers. Find out what it's like to work in the PPF's investment team.
Capital Protection Oriented Fund - Hindi
Looking for an long term investment avenue but worried about the reducing interest rates? Do you know that adding a small amount of Equities to the portfolio has a potential to enhance overall returns? Capital Protection Oriented Funds are products which invest predominantly in Debt and some portion in equity. Additionally, the lock in period helps enhance the true earning potential of the fund. Follow us here: http://www.facebook.com/CanaraRobeco http://www.twitter.com/CanaraRobeco https://plus.google.com/u/0/+CanaraRobecoMutualFund https://www.linkedin.com/company/canara-robeco-asset-management-company-limited
Risk Free Stock Investment - Is it Possible | HINDI
Risk Free Stock Investment is one in which the investment is protected against any loss. The same logic is used by the capital protection funds for risk free investment. The basic principle is to identify a safe investment with assured returns. For example, debt funds/bond/fixed deposit with assured return of 8%. If the time horizon is 1 year and amount invested is Rs 1000. In this case, i will find out how much amount i should invest in safe investment so that after 1 year, it becomes Rs 1000 with returns. It will be approx Rs 930. Therefore, in SIP mode i will invest Rs 930 in a safe investment and Rs 70 in stocks. Thus my investment is protected. On the other hand in case of lump sum investment, the amount can be invested in safe option & you may wait for the returns to be tax free like investment in arbitrage funds for 1 year. After that, through monthly interest payout or systematic withdrawal plan you can invest that amount in the stocks. The investment, in this case, will be risk free stock investment. If you liked this video, You can "Subscribe" to my YouTube Channel. The link is as follows https://goo.gl/nsh0Oh By subscribing, You can daily watch a new Educational and Informative video in your own Hindi language. For more such interesting and informative content, join me at: Website: http://www.nitinbhatia.in/ T: http://twitter.com/nitinbhatia121 G+: https://plus.google.com/+NitinBhatia #NitinBhatia
Views: 39335 Nitin Bhatia
How to differentiate between the #VanguardETF's will help to understand which of the #Passive InvestmentFunds will be the most useful in meeting your #LongTermGoals in investing. Vanguard funds can help any new investor who wishes to #GrowWealthPassively stay on track with financial goals by keeping expenses to a minimum and maximizing diversification. ⬆🔺⬆🔺⬆🔺⬆🔺⬆ ABOUT THIS VIDEO ⬆🔺⬆🔺⬆🔺⬆🔺⬆ ⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺⎺ 💬 FROM THE CREATOR: My sole mission in every message is to empower individual investors by explaining two key aspects of Self Directed Investing or investing on your own. The first is tax protection. Second, is wealth preservation through drastic reduction or elimination of fees present in most managed accounts. The saving over time is indisputable and I'm excited to continue to share my story as a testimonial on what is possible and how anyone can participate in this powerful wealth building strategy over time. 🔵 𝗙𝗜𝗥𝗦𝗧𝗥𝐀𝗗𝗘: AFFILIATE PROGRAM LINK: 🔗 "ACTIVE OPTION" https://affiliate.firstrade.com/affiliate/idevaffiliate.php?id=490 ⚫️ 𝗠𝟭 𝗙𝗜𝗡𝐀𝗡𝗖𝗘: AFFILIATE PROGRAM LINK: 🔗 "PASSIVE OPTION" https://mbsy.co/sl8rN ✅ FACEBOOK GROUP LINK: 🔗 https://www.facebook.com/groups/selfdirectedinvestor/ ✅ INVESTOR TOOLS: 🛠 ⚙️http://www.tradingacademy.com/resources/calculators/compare-investment-fees.aspx ✅ TOP INVESTING BOOKS AND VIDEOS: 📚 📼 "Becoming Warren Buffet": http://amzn.to/2g616t1 📘"America 20/20" by Stansberry Res.: http://amzn.to/2fGXWLr 📔"Unshakeable" by Tony Robbins: http://amzn.to/2kihGul 📒"Real Money" by Jim Cramer: http://amzn.to/2xOQzdn 📕"The Intelligent Investor": http://amzn.to/2xbQMdn 🛑 DISCLAIMER: This video and description contains affiliate links, which means that if you click on one of the product links, I’ll receive a small commission. This helps support the channel and allows us to continue to make videos like this. Thank you for the support! 🛑 DISCLAIMER: I do not provide personal investment advice and I am not a qualified licensed investment advisor. All information found here, including any ideas, opinions, views, predictions, forecasts, commentaries, suggestions, or stock picks, expressed or implied herein, are for informational, entertainment or educational purposes only and should not be construed as personal investment advice. While the information provided is believed to be accurate, it may include errors or inaccuracies. I will not and cannot be held liable for any actions you take as a result of anything you read and/or view here.
Views: 2172 Independent Investor
Perspective is Everything!
Temporary, short-term gyrations are rarely significant when it comes to reaching your financial objectives. Unless you allow them to become a distraction! Brad Brain, CFP, R.F.P., CLU, CH.F.C. CIM, FSCI, TEP Portfolio Manager, Aligned Capital Partners Inc. [email protected] The opinions expressed are those of the portfolio manager and not necessarily those of ACPI. ACPI is a member of the Investment Industry Regulatory Organization of Canada (www.IIROC.ca) and the Canadian Investor Protection Fund (www.CIPF.ca). Comments are meant to be general in nature and not investment advice or an attempt to solicit transactions.
Views: 41 Brad Brain
The SIPC Insurance Fund Does Not Have the Funds to Protect Investors
"It shouldn't be such a difficult issue but it is," testified Mary Schapiro, "the newly appointed chairman of the Securities and Exchange Commission, at a Congressional Hearing. "The tragic truth is there is not enough money available to payoff all the customer claims." For 19 years SIPC charged only a token premium of $150 per year allowing their members to advertise that accounts were insured for $500,000 exposing the investing public to the risk that the SIPC fund would be inadequate to meet the demands of a large liquidation. The $150 per year fee was not even adequate to print the decals that brokers display in brokerage offices across the entire country. It was not until April Fool's Day 2009 that they increased the premium to 0.25% of net operating revenue — an amount that might have provided for protection against billions of exposure if not for the free ride that lasted for 19 years. SIPC continues to fail the investing public today by not increasing the amount of coverage from the $500,000 limit set in 1978 to today's equivalent dollars of $1.8 million. Or another way to say it is instead of charging real premiums to its members they effectively reduced the coverage by two-thirds resulting in coverage in today's dollars of only $167,000. The illusions that the SEC was regulating and SIPC was insuring while at the same time allowing brokers to hold customer securities in their own name (Street Name) created Perfect Storm of frauds.
Views: 215 tp1murray
Synchronizing your Finances
Coleman Wealth Management Synchronizing your Finances The opinions expressed are those of Coleman Wealth and not necessarily those of Raymond James Ltd. Statistics and factual data and other information presented are from sources RJL believes to be reliable but their accuracy cannot be guaranteed. It is furnished on the basis and understanding that Raymond James is to be under no liability whatsoever in respect thereof. It is for information purposes only and is not to be construed as an offer or solicitation for the sale or purchase of securities. Securities are offered through Raymond James Ltd., member - Canadian Investor Protection Fund. Insurance products and services are offered through Raymond James Financial Planning Ltd., which is not a member-Canadian Investor Protection Fund.
Views: 485 Coleman Wealth
Digital Advice from VirtualWealth | Sunova Credit Union
Offering convenience and expert advice is our middle name. (Well, not really, but we wish!) To continue to live up to our standard for excellence, Sunova has partnered with Aviso to offer VirtualWealth, a cutting-edge digital wealth solution. VirtualWealth is for people who want a simple, low-cost way to build wealth without spending time selecting, monitoring, and rebalancing their investments. With VirtualWealth you get expert management with low fees, to help you achieve your financial goals. Learn more: https://www.sunovacu.ca/virtualwealth/ VirtualWealth is a trade name of Qtrade Securities Inc., Member of the Canadian Investor Protection Fund.
Views: 8830 SunovaCU
Should I Purchase Inflation Protection For My Mutual Fund?
Brenda has a Vanguard Target 2020 mutual fund, and she wants to know if inflation protection is a good idea. Wes discusses some of the potential considerations Brenda should make first. Original air date: July 9, 2017 - Hour 1, Call 1. Wes Moss is the host of MONEY MATTERS – the country’s longest running live call-in, investment and personal finance radio show – on News 95-5FM and AM 750 WSB. You Can Retire Sooner Than You Think, by Wes Moss - Buy it here: http://a.co/4Srbldy These audio clips are recordings from the Money Matters radio show. The provided discussions are general in nature and based on the financial and economic events at the time and/or minimal information disclosed by call-in participants. The responses to questions are not meant to be personalized investment advice. Every person's financial situation is unique and there is no one-size-fits all advice and requires more detailed analysis than what can be conducted for a call-in participant. Any information obtained in the audio should not be accepted as investment advice and should be discussed with a financial professional. Any actions taken should only be done after evaluation and analysis of your specific situation. All investing involves risk including the loss of an investor's principal. No guarantees can be offered that any of the call-in participants were successful or that any information provided assisted the call-in participant in achieving their financial goals.
FS Energy & Power Fund Investment Losses
Investigation into FS Energy & Power Fund Are you concerned about your losses in FS Energy & Power Fund? If so, The White Law Group may be able to help you by filing a FINRA arbitration claim against the brokerage firm that sold you the investment. As a non-traded BDC, the FS Energy & Power Fund limits how much stock “exiting” investors can sell. Unfortunately investors may want to exit since performance has been sub-par due to oil prices. The trouble with alternative investment products, like FS Energy & Power Fund and other similar BDCs, is that they involve a high degree of risk and are typically sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks or bonds. The White Law Group continues to investigate the liability that brokerage firms may have for improperly selling BDCs like FS Energy & Power Fund. Broker dealers that sell alternative investments are required to perform adequate due diligence on all investment recommendations to ensure that each investment recommendation that is made is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience. To determine whether you may be able to recover investment losses incurred as a result of your purchase of FS Energy and Power Fund or another FS Investments BDC, please contact The White Law Group at 1-888-637-5510 for a free consultation. The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. The firm represents investors throughout the country in claims against their brokerage firm. For more information on the firm and its representation of investors, visit www.WhiteSecuritiesLaw.com.
How do you limit your losses in the stock market? Use options to hedge your portfolio.
This seminar will explain the safe usage of options as a means to hedge a portfolio against market risk. Participants will learn to use options to help maintain profits & limit losses, as well as how to use options to lower their average cost. Investors should review the document that describes the risks inherent in negotiating options. Options do involve risk and are not a suitable investment for everyone. Desjardins Securities Inc. uses the trade name "Desjardins Online Brokerage" for its discount brokerage activities. Discount brokerage products and services are consolidated under the trademark "Disnat". Desjardins Securities is a member of the Investment Industry Regulatory Organization of Canada (IIROC) and the Canadian Investor Protection Fund (CIPF).
Views: 7417 desjardinsgroup
Richardson GMP Opens Toronto Stock Exchange, January 17, 2019
Darren Molloy, Director, Retail Trading, GMP Securities, joined Matthew Lee, Senior Account Manager, Equities Trading, TMX Group, to open the market to congratulate the winners of the annual University of Guelph case competition sponsored by Richardson GMP. Third-year Management, Economics and Finance students at the University of Guelph compete to win a day building experience and networking in Toronto at Richardson GMP’s head office. Richardson GMP is a national independent wealth management firm serving Canadian families and business owners across the country. Richardson GMP Limited is a member of the Canadian Investor Protection Fund.
Views: 211 TMX Group
Bernie Madoff - The Scamming Of America (FULL) Documentary
The story of Bernie Madoff's colossal confidence scam and how it both reflected and contributed to the 2008 economic crash. Bernard Lawrence "Bernie" Madoff (April 29, 1938) is an American fraudster and a former stockbroker, investment advisor, and financier. He is the former non-executive chairman of the NASDAQ stock market, and the admitted operator of a Ponzi scheme that is considered the largest financial fraud in U.S. history. Madoff founded the Wall Street firm Bernard L. Madoff Investment Securities LLC in 1960, and was its chairman until his arrest on December 11, 2008. The firm was one of the top market maker businesses on Wall Street, which bypassed "specialist" firms by directly executing orders over the counter from retail brokers. He employed at the firm his brother Peter, as senior managing director and chief compliance officer; Peter's daughter Shana Madoff, as the firm's rules and compliance officer and attorney; and his sons Andrew and Mark. Peter has since been sentenced to 10 years in prison and Mark committed suicide by hanging exactly two years after his father's arrest. Andrew died of lymphoma on September 3, 2014. On December 10, 2008, Madoff's sons told authorities that their father had confessed to them that the asset management unit of his firm was a massive Ponzi scheme, and quoted him as describing it as "one big lie". The following day, FBI agents arrested Madoff and charged him with one count of securities fraud. The U.S. Securities and Exchange Commission (SEC) had previously conducted multiple investigations into Madoff's business practices, but had not uncovered the massive fraud. On March 12, 2009, Madoff pleaded guilty to 11 federal felonies and admitted to turning his wealth management business into a massive Ponzi scheme. The Madoff investment scandal defrauded thousands of investors of billions of dollars. Madoff said he began the Ponzi scheme in the early 1990s. However, federal investigators believe the fraud began as early as the mid-1980s and may have begun as far back as the 1970s. Those charged with recovering the missing money believe the investment operation may never have been legitimate. The amount missing from client accounts, including fabricated gains, was almost $65 billion. The Securities Investor Protection Corporation (SIPC) trustee estimated actual losses to investors of $18 billion. On June 29, 2009, Madoff was sentenced to 150 years in prison, the maximum allowed. Consider Supporting: https://www.paypal.com/cgi-bin/webscr?cmd=_s-xclick&hosted_button_id=7C8ZTAKLNNE78
Views: 361757 JMC RSA