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Rule 144A
 
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In this microtalk, we discuss the exemption available under Rule 144A of the Securities Act for resales of certain securities to qualified institutional buyers.
Views: 382 Mayer Brown
Regulation S
 
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In this microtalk, we discuss the exclusion from the Section 5 registration requirements available under Regulation S for sales to non-U.S. persons in offshore offerings.
Views: 106 Mayer Brown
What is Regulation S?
 
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What is Regulation S? | Ahpaly Coradin | Coradin Law P.A. | Committed to Excellence | Contact Us | +1-305-714-9532 | http://coradinlaw.com/ | 200 South Biscayne Blvd, Suite 2790, Miami, FL 33131
Views: 1256 Coradin Law P.A.
Restricted Securities and Rule 144
 
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http://thebusinessprofessor.com/restricted-securities-and-rule-144/ Restricted Securities and Rule 144
Rule 144: Everything You Need to Know
 
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Have more questions? Hire an attorney on UpCounsel today and Post a Job: https://www.upcounsel.com/jobs/new What Is Rule 144? The regulation gives a specific set of conditions that a shareholder must meet in order to sell unregistered, "restricted," or "controlled" securities in the public marketplace. For a shareholder to sell securities on the public stock market, the securities and sale need to be registered with the U.S. Securities and Exchange Commission (SEC).
Views: 704 UpCounsel
Rule 144
 
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Rule 144- Rule 144 sets forth certain requirements for the use of Section 4(1) for the resale of securities. Section 4(1) of the Securities Act provides an exemption for a transaction “by a person other than an issuer, underwriter, or dealer.” The terms “Issuer” and “dealer” have pretty straightforward meanings under the Securities Act, but the term “underwriter” does not. Rule 144 provides a safe harbor from the definition of “underwriter.” If all the requirements for Rule 144 are met, the seller will not be deemed an underwriter and the purchaser will receive unrestricted securities. Although not set out in the statute, all transfer agents and Issuers, along with most clearing and brokerage firms, require an opinion of counsel as to the application of Rule 144 prior to removing the legend from securities and allowing their sale under Rule 144. The opinion letter must set forth that the facts regarding that Issuer, particular stock and selling shareholder comply with the requirements under Rule 144. Rule 144 only addresses the resale of restricted or control securities, not unrestricted securities or sales directly by an Issuer. Unrestricted securities (such as securities that have been registered under the Securities Act) may be sold without reference or regard to the Rule. Control securities are those securities held by an affiliate of the issuing company, and restricted securities are securities acquired in unregistered, private sales from the issuing company or from an affiliate of the Issuer. Rule 144 provides certain conditions that must be met for sales by both affiliates and non-affiliates which conditions vary depending on whether the Issuer of the securities is a reporting or non-reporting Issuer. The following chart summarizes the Rule 144 requirements... Laura Anthony, Esq. Founding Partner Legal & Compliance LLC. 330 Clematis Street, Ste. 217 West Palm Beach, FL 33401 Phone: Toll Free: (800) 341-2684 FREE Local: (561) 514-0936 Email: [email protected] #LawCast
EVERYTHING To Know About REGULATION S Under ONE MINUTE!
 
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Follow Us Here! WEBSITE: https://www.benemeritolaw.com/ INSTAGRAM: https://www.instagram.com/benemeritolaw/
Views: 83 Benemerito Law
144a movement 2
 
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Views: 11 MrHeinzer1990
Rule 144
 
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In this microtalk, we discuss the Rule 144 safe harbor for resales of control and restricted securities.
Views: 52 Mayer Brown
144a movement 3
 
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Views: 6 MrHeinzer1990
SEC Rule 144 Trap for the Unwary
 
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Http://www.reverse-merger.info SEC Rule 144 Trap for the Unwary The doctrine of "Acting in Concert" can be a trap for the unwary under SEC Rule 144. SEC Rule 144 is the primary tool for making sales in the public market of securities acquired from a public company or its affiliates in a transaction that did not involve a public offering. If you bought stock in a public company in a private transaction, you may sell into the public market if you meet certain conditions. Rule 144 has different requirements for affiliates and non-affiliates. Generally, affiliates are persons that directly, or indirectly control or are controlled by the issuer. For non-affiliates, these limitations generally involve adequate current public information on the company and an adequate holding period after the securities are acquired and fully paid for. For affiliates there are also restrictions on the manner of sale, volume limitations and a notice requirement. We focus here on the volume limitations. Rule 144(3)(e )(vi) provides that "When two or more affiliates or other persons agree to act in concert for the purpose of selling securities of an issuer, all securities of the same class sold for the account of all such persons during any three-month period shall be aggregated for the purpose of determining the limitation on the amount of securities sold; . . . ." In other words, when two or more persons agree to act in concert to sell securities, all securities sold by them during any three-month period are aggregated for the volume limitations. We find that affiliates may overlook the fact that their sales will be aggregated with sales of others with whom they are "acting in concert" There are many fact situations where people would be acting in concert. For example, two persons coordinating the timing of sales of their securities might be deemed to be acting in concert. More subtly, if both sellers' accounts were run by the same investment advisor, these sellers might be deemed to be acting in concert. If an affiliate of an issuer is the general partner of limited partnerships which hold or held restricted securities of the issuer the affiliate may be aggregated with the partnerships and their partners. Further aggregation may also be required if the affiliate is "acting in concert" with other persons under Rule 144(e)(3)(vi) We therefore warn you to be aware of this provision of Rule 144 and act accordingly. Violating Rule 144 is selling restricted stock as free trading stock and the penalties are severe. Non-affiliates can be aggregated with other holders so they control enough stock to be affiliates. Seek competent legal counsel to make sure you are in compliance. Get the Data You Need Questions -- email me at John.Lux @ securities-law.info Subscribe to my blogs: Www. Reverse-merger.info & Www. Securities-law.info Disclaimer: This is not legal or investment advice of any kind. Consult qualified securities attorneys. Your situation may vary.
Views: 1983 John Lux
rule 144
 
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Views: 29 alex whiting
Pricing a Regulation A Offering
 
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Pricing a Regulation A Offering - All Regulation A offerings must be at a fixed price. That is, no offerings may be made “at the market” or for other than a fixed price. Moreover, no part of a Regulation A offering may be variably priced. Accordingly Regulation A cannot be used to qualify shares underlying variably priced derivative securities such as convertible notes or warrants. It could be used if the securities convert at a fixed price. Regulation A cannot be used for an indirect primary offering. Accordingly, a Regulation A cannot be used for an equity line of credit or ELOC even where the company’s put options are at a fixed price. Though at this time this interpretation is based on SEC staff prerogative and could change without a formal rule change. Any staff interpretation in this regard would hopefully address whether an indirect primary offering, would non-the-less be considered “resale” and therefore limited to 30% of the total amount of securities included in the offering circular. Since Regulation A is treated as a public offering, broker-dealers acting as placement or marketing agent are required to comply with FINRA Rule 5110 regarding the filing and approval of underwriting compensation. Securities issued to non-affiliates in a Regulation A offering will be freely tradable. Securities issued to affiliates in a Regulation A offering will be subject to the affiliate resale restrictions in Rule 144, except for a holding period. The same resale restrictions for affiliates and non-affiliates apply to securities registered in a Form S-1. However, since neither Tier 1 nor Tier 2 Regulation A issuers are subject to the SEC reporting requirements if they only report under Regulation A, the shareholders of companies that were once a shell company at any time in their history, would not be able to rely on Rule 144. Moreover, the twice a year Tier 2 reports would not always constitute reasonably current public information for the support of the use of Rule 144 in the future. Current information under Rule 144 requires information that is no more than 3 months old. Tier 2 companies that file a Form 8-A and become subject to the Exchange Act reporting requirements may use Rule 144 as can any other Exchange Act reporting company. Also, a Regulation A reporting company can opt to file “quarterly” reports using a form 1-U and thereby maintain current information.
لماذا توجه الاستثمار المؤسسي الامريكي لسندات سابك وتجاهل صكوك الكهرباء ؟‎- Rule 144A + Reg S
 
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أوضح المصرفي المتخصص بأسواق الدين والائتمان محمد الخنيفر أنه من المتعارف عليه بأسواق الدخل الثابت أنه مع الطرح الدولاري، يتم تحديد اذا ما كان الإصدار ممتثل لمعاير معينة تسمح بترويج هذه الورقة المالية داخل الولايات المتحدة (عبر جعل الإصدار يمتثل لقاعدة 144 (أ) وأشار في مقابلة له مع قناة العربية الى أنه في بعض الأحيان تفضل جهة الإصدار استهداف مستثمرين خارج الولايات المتحدة عبر (regulation s ) وهذا ما قامت به شركة الكهرباء وقد يكون ذلك قد أثر على تسعير صكوك ال10 سنوات وأشار الى أن ميزة سندات سابك أنه سيتم ترويجها لشريحة أوسع من المستثمرين من داخل وخارج الولايات المتحدة وهذه الاستراتيجية ستزيد الطلب على الإصدار
Views: 29 Mohammed KHNIFER
Can issuers conduct exempt offerings of securities concurrently with Regulation S?
 
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Can issuers conduct exempt offerings of securities concurrently with Regulation S? | Ahpaly Coradin | Coradin Law P.A. | Committed to Excellence | Contact Us | +1-305-714-9532 | http://coradinlaw.com/ | 200 South Biscayne Blvd, Suite 2790, Miami, FL 33131
Views: 170 Coradin Law P.A.
144a Private Placement and Private Equity Placement Agent F
 
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http://princetoncorporatesolutions.com/downloadbook.php 144a Private Placement, Taking Your Company Public and much more in this Free downloadable eBook from Princeton Corporate Solutions
Views: 1793 photosandgeothermal
Rule 144
 
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An Easy Overview Of Rule 144
Views: 2128 Christopher Hunt
Section 4(a)(1) Exemption
 
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Section 4(a)(1) Exemption- Just like for an issuer, when a shareholder sells or transfers shares that sale or transfer must either be registered or exempt from registration. The most common exemption relied upon is Section 4(a)(1) and the Rule 144 safe harbor under Section 4(a)(1). Section 4(a)(1) provides an exemption for a transaction "by a person other than an issuer, underwriter, or dealer." Rule 144 provides a non-exclusive safe harbor for the sale of securities under Section 4(a)(1). In the event that Rule 144 is unavailable, a holder of securities may still rely upon Section 4(a)(1). Section 4(a)(2) of the Securities Act provides an exemption for sales by the issuer not involving a public offering. The issuer itself may not rely on Section 4(a)(1), and selling security holders may not rely on Section 4(a)(2). Case law and the SEC unilaterally conclude that an affiliate which is an officer, director or greater than 10% shareholder may not rely on Section 4(a)(1) for the resale of securities that results in the purchaser receiving freely tradeable shares. In particular, an affiliate is presumptively deemed an underwriter unless that affiliate meets the requirements for use of Rule 144. The Rule 144 requirements cannot always be satisfied by an affiliate, such as when such affiliate desires to sell securities in a private transaction without the use of a broker-dealer. The court system, recognizing this gap in the statutory regime, developed the Section 4(a)(1½) exemption. When an affiliate sells a control block of a public company, they are in essence relying on Section 4(a)(1½) as no other exemption would technically be available. Separately, in 2008, the SEC amended Rule 144 to make its use unavailable for the sale of securities initially issued by a shell company or any issuer that has, at any time, previously been a shell company unless all the requirements of Rule 144(i) are met. These requirements include that the issuer no longer be a shell company, is subject to the reporting requirements of the Securities Exchange Act for 12 months following the time that it filed Form 10 information indicating it was no longer a shell company, and is current with all Exchange Act reporting requirements. In an effort to gain liquidity in securities of companies that do not meet the Rule 144(i) requirements due to current or former shell status, selling security holders have begun to rely directly on Section 4(a)(1), disregarding the Rule 144 safe harbor. However, as noted, Section 4(a)(1) is not available for use by affiliates, who instead rely on the Section 4(a)(1½) exemption. The same series of cases define both exemptions. In the next Lawcast in this series I will discuss the requirements for use of the Section 4(a)(1) and 4(a)(1½) exemptions. Laura Anthony, Esq. Founding Partner Legal & Compliance LLC. 330 Clematis Street, Ste. 217 West Palm Beach, FL 33401 Phone: Toll Free: (800) 341-2684 FREE Local: (561) 514-0936 Email: [email protected] #LawCast
NATIONAL TREASURER  ARE THE MOORS HEIRS WE ARE RICH  Rule 144A we are rich Jonah Bey thank you
 
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THE PEN IS MIGHTIER THAN THE SWORD WE CREATE OUR OWN WEALTH BY WRITING OUR NINE BILLION NEGOTIABLE INSTRUMENTS WHICH WE DID A FEW AND SENT ALL INTERNATIONALLY WITH OUR NEW NATIONAL STATUS for private consultation email me at [email protected] hence not sure how much longer i will be doing these for the public lol Rule 144A https://www.investopedia.com/terms/r/rule144a.asp go and read a few times once we expatriate properly we are then bankrupted then we create negotiable instruments as we are now in the private fully those instruments are traded using the CAFRE accounts with the strawman account then traded as bonds for government in the private go and send some donations to Johah Bey and us here for sharing this knowledge and all we did to get here thank you https://www.youtube.com/watch?v=y-eyZuliWUM share like subscibe go and watch the movie National treasure all of them as we are the National treasures its the heirs moors once we claim our birth right and correct our status to the Marianna Islands Judges and create our own negotiable instruments steps involved we must sign onto the Constitution in our state so we signed the last page for the 1867 Canada Constitution and served all to the Supreme Court justices honorable ones in the Santa Suit Pat you were right all along and to the chief justices here for the Marianna islands then all to the fraud department and the Sheriff Mildred Scott in New Jersey and send ones negotiable instruments to the Federal Reserve Bank agents and the Post master general and so much other things in the past to get here hence all international aurhoties do what you are instructed this instant to correct all records thank you
Views: 438 Nobel El
What is LawCast?
 
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What is LawCast?- I’ve been practicing securities law for more than 20 years. In that time the small cap marketplace, including the OTC market, have substantially evolved. Rudimentary business practices have become increasingly technical due to more expansive regulatory requirements by the SEC, FINRA, DTC, NASDAQ and other exchanges and the OTC Markets itself. This escalation in operational complexity has been accompanied by an equally intensified atmosphere of competition amongst public companies. More than 10,000 Companies trade on the OTC Markets and more than 10,000 small cap companies trade on an exchange such as the NASDAQ and NYSE MKT, and each one vies for attention in order to attract the most qualified investors. Consequently, each small-cap company has its own specific legal needs. Pubco Officers and Directors do not need to become experts in securities law, but they must possess a fundamental understanding of the rules and regulations that govern their Companies. Securities law is extremely technical and not easily understood, even by attorneys not versed in this particular area of law. Hence, the creation of LawCast, the Securities Law Network. Each LawCast episode is approximately five minutes in run time, and provides comprehensive yet succinct answers to some of the most common questions asked by OTC and exchange traded small-cap Issuers and other industry professionals, including for example; • What is the role of a securities attorney? • How do I remove a DTC Chill? • What is the process to complete a merger or acquisition? • What are the benefits of a reverse merger? • How does a Company go public by IPO? • How do I choose an investment banker and can I complete an IPO without one? • What is Rule 144 and how does it work? • How do I take my Company public by S-1? • What is a Form 10 Registration Statement? • How many shareholders do I need to go public? • What are SEC filing requirements? LawCast profiles current industry developments such as proposed rule changes, continuing rule making and implementation of the JOBS Act provisions, SEC and FINRA enforcement initiatives and real world issues with depositing small cap securities with brokerage firms or establishing trading markets. LawCast was designed to be a news service that satisfies the informational needs of a very specific sector of the American economy; the OTC and exchange traded Small-Cap Markets; the platforms where concepts become realities and burgeoning businesses become multi-million dollar household names. LawCast perpetually strives to stay current with the needs of the OTC, NASDAQ and NYSE MKT Small-Cap Industry. In addition to the law itself, industry trends and practices are perpetually changing; established ones fall to the wayside and are quickly replaced with contemporary, lesser known practices. Private placement offerings, direct public offerings, OTC and Exchange listing requirements, state blue sky laws, FINRA disclosure requirements, market maker responsibilities and 15c-211 applications are just a handful of the subjects we clarify in clear, understandable language. Whether you an OTC, NASDAQ or NYSE MKT Issuer, Market Maker, PCAOB Auditor, Investment Banking Firm, Transfer Agent, Securities Attorney or even a small-cap enthusiast, we produce a LawCast FOR YOU. Since the inception of LawCast viewership has grown dramatically, and small-cap marketplace Industry professionals have grown to depend on us. We do more than just expound on securities law, we strive to stay AHEAD of the news and information forefront, anticipating potential regulatory changes whenever possible. LawCast can be viewed in three ways; via our station on Apple TV, on YouTube and of course, on our proprietary website LawCast.com. #LawCast
144A Bond Funding - 144a Bond Project Funding
 
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If you are looking for a low cost, non-recourse way to finance your project, we can help. A 144A Bond funding program is a great way to finance many types of real estate and non real estate type projects. http://www.144Abond.com. 144A Bond Funding - 144a Bond Financing
How to Get a CMBS Loan | Ask a Lender
 
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A commercial mortgage-backed security loan is one that is pooled with other loans and transferred into bonds, which are then sold to investors, who recoup the interest payments of the loans. This selling of bonds allows lenders to offer borrowers a wider range of loans at competitive rates. #BorrowWisely Search for CMBS loans using Ask a Lender by selecting "CMBS" under Loan Scenario in the advanced search menu: https://www.askalender.com/find/commercial-purchase-lenders/ Learn More About Commercial Real Estate Loans Here: https://www.askalender.com/advice/commercial-real-estate-loans/?utm_medium=social-organic&utm_source=youtube&utm_campaign=content-marketing&utm_content=how-to-get-a-cmbs-loan
144a Private Placement and Private Equity Placement Agent F
 
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http://princetoncorporatesolutions.com/downloadbook.php 144a Private Placement and Private Equity Placement Agent Fees, Taking Your Company Public and much more in this Free downloadable eBook from Princeton Corporate Solutions
Views: 159 photosandgeothermal
Securities Act of 1933
 
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United States Congress enacted the Securities Act of 1933 (the 1933 Act, the Securities Act, the Truth in Securities Act, the Federal Securities Act, or the '33 Act, Title I of Pub. L. 73-22, 48 Stat. 74, enacted May 27, 1933, codified at 15 U.S.C. § 77a et seq.), in the aftermath of the stock market crash of 1929 and during the ensuing Great Depression. Legislated pursuant to the interstate commerce clause of the Constitution, it requires that any offer or sale of securities using the means and instrumentalities of interstate commerce be registered with the SEC pursuant to the 1933 Act, unless an exemption from registration exists under the law. "Means and instrumentalities of interstate commerce" is extremely broad, and it is virtually impossible to avoid the operation of this statute by attempting to offer or sell a security without using an "instrumentality" of interstate commerce. Any use of a telephone, for example, or the mails, would probably be enough to subject the transaction to the statute. The 1933 Act was the first major federal legislation to regulate the offer and sale of securities. Prior to the Act, regulation of securities was chiefly governed by state laws, commonly referred to as blue sky laws. When Congress enacted the 1933 Act, it left existing state securities laws ("blue sky laws") in place. The '33 Act is based upon a philosophy of disclosure, meaning that the goal of the law is to require issuers to fully disclose all material information that a reasonable shareholder would require in order to make up his or her mind about the potential investment. This is very different from the philosophy of the blue sky laws, which generally impose so-called "merit reviews." Blue sky laws often impose very specific, qualitative requirements on offerings, and if a company does not meet the requirements in that state then it simply will not be allowed to do a registered offering there, no matter how fully its faults are disclosed in the prospectus. Recently, however, NSMIA added a new Section 18 to the '33 Act which preempts blue sky law merit review of certain kinds of offerings. This video is targeted to blind users. Attribution: Article text available under CC-BY-SA Creative Commons image source in video
Views: 10902 Audiopedia
SEC Regulation S-X
 
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SEC Regulation S-X- Today is the continuation in a Lawcast series discussing SEC disclosure requirements and in particular the 341 page Regulation S-K concept release and request for public comment issued by the SEC on April 15, 2016. Regulation S-X... Laura Anthony, Esq. Founding Partner Legal & Compliance LLC. 330 Clematis Street, Ste. 217 West Palm Beach, FL 33401 Phone: Toll Free: (800) 341-2684 FREE Local: (561) 514-0936 Email: [email protected] #LawCast
SEC Decision on Rule 144 Sales Will Save REITs Money, Lawyer Says
 
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Michael McTiernan, a partner at Hogan Lovells LLP, joined REIT.com for a video interview at REITWise 2016: NAREIT’s Law, Accounting and Finance Conference at the Marriott Marquis in Washington, D.C. McTiernan discussed the Securities and Exchange Commission’s (SEC) recently released no-action letter that will allow holders of shares of a publicly traded REIT that they received in exchange for privately placed units of the REIT’s operating partnership to sell those shares under Rule 144 without having to start a new holding period. McTiernan said the SEC’s letter will allow REITs to avoid “what were a lot of silly expenses at having those types of transactions be registered with the SEC. It’s a good, cost-saving move for REITs.” McTiernan also observed that the SEC appears to be taking a less relaxed approach than in the past with regard to the use of metrics outside of Generally Accepted Accounting Principles (GAAP). However, “I don’ think the abuses that have triggered some of the statements coming out of the SEC are relevant to the REIT space,” he said. Meanwhile, McTiernan commented on the SEC’s proposed clawback rule, which requires executive officers to pay back incentive-based compensation that they were awarded erroneously. Most of the clawback policies of REITs contain a fault component, whereas the SEC rules are likely to contain a no-fault basis, according to McTiernan. Most REITs will probably wait until the final rules are issued before making any changes to their policies, McTiernan said. 4/26/2016 | By Sarah Borchersen-Keto
Views: 141 Nareit1
Rule 506(c) Offerings
 
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Rule 506(c) Offerings- Only Accredited Investors May Invest In A Rule 506(c) offering. In prior Lawcasts in this series I have talked about the fact that only accredited investors may invest in a Rule 506(c) offerings... #LawCast
Qualified institutional buyer
 
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A qualified institutional buyer, in United States law and finance, is a purchaser of securities that is deemed financially sophisticated and is legally recognized by securities market regulators to need less protection from issuers than most public investors. Typically, the qualifications for this designation are based on an investor's total assets under management and specific legal conditions in the country where the fund is located. Rule 144A requires an institution to manage at least $100 million in securities from issuers not affiliated with the institution to be considered a QIB. If the institution is a bank or savings and loans thrift they must have a net worth of at least $25 million. If the institution is a registered dealer acting for its own account it must in the aggregate own and invest on a discretionary basis at least $10 million of securities of issuers not affiliated with the dealer. Certain private placements of stocks and bonds are made available only to qualified institutional buyers to limit regulatory restrictions and public filing requirements. This video is targeted to blind users. Attribution: Article text available under CC-BY-SA Creative Commons image source in video
Views: 3189 Audiopedia
New Guidelines Under Reg D of the JOBS Act
 
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In this video interview, New York Corporate partner Walter Van Dorn examines the US Securities and Exchange Commission's (SEC) adoption of the final rules implementing Section 201(a) of the Jumpstart Our Business Startups (JOBS) Act to eliminate the prohibition against general solicitation and advertising in offerings exempt from registration pursuant to Rule 506 and Rule 144A under the Securities Act of 1933. The video addresses: • The SEC's new rules for private placements under the JOBS Act; • The conditions established by the new rules for general solicitation and advertising; • The opportunities available to public and private companies; and • The impact of the rules on non-US companies.
Views: 243 Dentons
Dan Cotter Interviews Daniel Winterfeldt and D'Arcy Kemnitz
 
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CBA President Dan Cotter recently interviewed Daniel Winterfeld, The InterLaw Diversity Forum, London, and D’Arcy Kemnitz, The LGBT Bar, comparing the issues, laws and experiences pertaining to LGBT lawyers in the U.S. and the U.K. www.chicagobar.org www.theiilp.com ------------------------------------------------------------------------------------- Daniel Winterfeldt Partner, CMS London Daniel is Head of International Capital Markets at CMS and a US securities lawyer with over fourteen years of experience in London and New York. His practice focuses on representing US, UK, European and Asian investment banks and corporate issuers in a wide range of securities transactions, including Rule 144A and Regulation S equity and debt offerings; Regulation S, Category 3 transactions for US companies listing in the United Kingdom; rights offerings; exchange offers; equity-linked securities offerings; initial public offerings and secondary and follow-on offerings of equity securities, including SEC-registered transactions. Daniel also provides ongoing US securities advice to The London Stock Exchange on Regulation S, Rule 144A and Regulation D. Daniel is the founder and co-chair of the Forum for US Securities Lawyers in London a trade association representing over 1,500 US-qualified lawyers and market participants from law firms and financial institutions in the London capital markets. He is also the Diversity and Inclusion Partner for CMS and the founder and co-chair of the InterLaw Diversity Forum. Daniel was named the Legal Innovator of the Year at the 2012 FT Innovative Lawyers Awards as well as being selected second in the category of Client Service at the same awards. In 2013 he was further recognised with the honour of being admitted to the Bar of the Supreme Court of the United States. ------------------------------------------------------------------------------------- D’Arcy Kemnitz, Esq. Executive Director, The LGBT Bar D’Arcy brings more than two decades of non-profit and social justice experience to her role as The LGBT Bar’s executive director. Under her leadership, The Bar has become the largest and most recognized organization of LGBT legal professionals in the country. In addition to orchestrating a coalition of more than 25 local, state and regional LGBT bar associations, and dozens of LGBT law student associations, D’Arcy has overseen the annual “Lavender Law” Conference and Career Fair with thousands of attendees each year. D’Arcy is a frequently quoted expert on LGBT legal issues, appearing in media outlets including The ABA Journal, ABC News, Time Magazine and others. She is a distinguished graduate of the University of Wisconsin and the Hamline University School of Law.
RERvideo - Rule 44: The Definitive Interview with Jeremy Blosser
 
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There has been nothing like it in Texas politics. It's #Rule44. Rule 44 of the Republican Party of Texas, if applied correctly and strategically without mercy, could change the political ecosystem and the balance of power in Texas. Jeremy Blosser is the author of Rule 44. Who better to interview on how it is best and properly applied? And, who better to conduct the definitive interview on #Rule44 than the preeminent communicator in all of Texas, Apostle Claver T. Kamau-Imani? Every question on about the t"RINO Gun" (Rule 44)is asked by Claver. Jeremy Blosser is impeccable in his coverage of the history and power of his activism. #RULE44.
Views: 149 RERvideo
Contract Drafting & Negotiation Skills
 
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Tempat : Merchantile Athletic Club, Jakarta Gedung WTC lantai 18, Jl. Jend. Sudirman Kav. 29 – 31 Latar Belakang Training ini didesain secara khusus untuk memberikan pemahaman komprehensif tentang metode penyusunan kontrak-kontrak bisnis di Indonesia. Training ini akan mengupas tuntas bagaimana aspek hukum perjanjian, teori, praktek dan teknik penyusunan perjanjian disertai dengan contoh-contoh bentuk perjanjian berdasarkan praktek terbaik (best practice). Training juga akan fokus pada bagaimana melakukan negosiasi agar kontrak bisnis yang disusun sesuai dengan yang kita kehendaki. Keahlian dalam melakukan negosiasi kontrak adalah faktor yang sangat mendukung keberhasilan suatu proses transaksi bisnis yang dituangkan dalam kontrak. Materi Training 1. Aspek Hukum Perjanjian dalam Pembuatan Kontrak - Syarat sahnya Perjanjian - Syarat Subjektif dan Objektif - Asas kebebasan berkontrak - Hapusnya perikatan dalam kontrak - Pengertian dasar kontrak dan definisi kontrak 2. Tahapan pembuatan kontrak - Persiapan penyusunan Kontrak - Pre contractual issue - Legalitas Para Pihak - Jenis kontrak - Format kontrak - Dokumen pendukung pembuatan kontrak 3. Teknik Penulisan Kontrak - Penentuan Anatomi Kontrak - Bahasa dalam pembuatan kontrak - Pemahaman terhadap klausul – klausul tertentu dalam kontrak - Klausul Boilerplate - Case study/Simulasi penyusunan kontrak 4. Teknik Negosiasi Kontrak - Tahapan-tahapan dalam proses negosiasi - Persiapan yang harus dilakukan sebelum negosiasi kontrak - Teknik dan strategi dalam perundingan negosiasi - Praktek merumuskan hasil negosiasi ke dalam klausul kontrak - Simulasi negosiasi Trainer Prof. Hikmahanto Juwana, S.H., LL.M* Mendapatkan gelar dari Fakultas Hukum Universitas Indonesia pada tahun 1987 dan berhasil meraih gelar LL.M dan Ph.d berturut – turut dari Keio University, Jepang dan University of Nottingham, Inggris. Pada usianya yang relative muda beliau telah memperoleh jabatan sebagai Guru Besar dibidang Hukum Internasional Fakultas Hukum Universitas Indonesia dan dikukuhkan menjadi Profesor diusia 36 tahun. Beliau adalah Profesor termuda di FHUI. Kini beliau aktif sebagai tenaga pengajar, ahli dalam bidang hukum ekonomi dan internasional diberbagai institusi baik Universitas maupun pemerintahan serta swasta dalam bidang hukum ekonomi dan hukum internasional. Pramudya A Oktavinanda, S.H., LL.M. Senior Associate di salah satu Firma hukum terbesar di Indonesia dengan pengalaman kerja lebih dari 10 tahun menangani pekerjaan di bidang hukum korporasi dan pasar modal yang meliputi: penawaran umum efek ekuitas dan hutang (baik lokal maupun internasional berdasarkan Rule 144A atau Regulation S dari US Securities Act of 1933), transaksi afiliasi dan benturan kepentingan, penawaran tender, Merger dan Akuisisi perusahaan terbuka, Restrukturisasi Korporasi, finansial dan hutang, divestasi aset atau unit usaha, pembiayaan (konvensional maupun syariah), serta kontrak pengadaan/konstruksi. Pramudya berspesialisasi dalam industri telekomunikasi, penyiaran, perbankan, energi, dan infrastruktur, serta dalam pekerjaan-pekerjaan terkait Badan Usaha Milik Negara. Indra Kusuma, S.H., LL.M Mendapatkan gelar S.H pada tahun 1996 dari Fakultas Hukum Universitas Indonesia dan berhasil mendapatkan gelar LL.M dalam bidang European Law (business) dan International Business Law berturut-turut dari Universiteit Van Amsterdam, the Netherlands dan Vrije Universiteit, Amsterdam, the Netherlands pada tahun 2000. Praktisi hukum dan telah memiliki pengalaman selama lebih dari 15 tahun dalam bidang hukum dan perbankan serta keuangan terutama dalam bidang Loan trade finance, derivatives,dan operasional umum perbankan. Beliau mendapatkan pengalaman cukup besar dalam menangani permasalahan hukum perbankan dan keuangan karena sejak tahun 1996 telah bergabung sebagai Legal Counsel pada beberapa Bank baik lokal maupun asing diantaranya adalah Bank Niaga, ABN AMRO Bank, RBS Bank dan saat ini adalah partner pada boutique law firm yang khusus menangani kasus perbankan yaitu NARTOJO & CO Law Firm sejak tahun 2009. Beliau juga aktif memberikan seminar, training dan workshop dibidang hukum dan korporasi *Diundang dan dalam tahap konfirmasi Peserta Contract Specialist, Compliance Manager, Legal Manager, Corporate Secretary, konsultan hukum dll Investasi 4.000.000/orang Investasi workshop termasuk CD Module, Sertifikat, Makan Siang, 2 kali Coffee Break dan tempat pelatihan. 50% diskon untuk peserta ke – 5 dari perusahaan/institusi yang sama Hubungi : http://bit.ly/CDN_Lexmundus
Views: 112 Agung hoho
Private Offering Exemption and Placement Agents Private Equ
 
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http://princetoncorporatesolutions.com/downloadbook.php Private Offering Exemption, Placement Agents Private Equity, Taking Your Company Public and much more in this Free downloadable eBook from Princeton Corporate Solutions
Rule 145 – Registration and Resale Requirements
 
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Rule 145 – Registration and Resale Requirements For Securities Issued in Merger, Consolidation or Acquisition- Rule 145 addresses the registration and resale requirements for securities issued in a merger, consolidation, acquisition of assets or reclassification of securities. In accordance with Rule 145 an offer or sale of securities occurs when shareholders are asked to vote on an exchange of their existing securities for new securities in a merger, consolidation, acquisition of assets or reclassification of securities. Like any other offer or sale of securities, a Rule 145 transaction must either be registered or there must be an available exemption... Laura Anthony, Esq. Founding Partner Legal & Compliance LLC. 330 Clematis Street, Ste. 217 West Palm Beach, FL 33401 Phone: Toll Free: (800) 341-2684 FREE Local: (561) 514-0936 Email: [email protected] #LawCast
DTCC Blockchain Symposium, Revisit Existing Regulations, ft. Christopher Giancarlo 4/4
 
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The DTCC Blockchain Symposium 2016 brings together leading experts to cut through the hype and discuss collaboration, use cases and innovations on March 29 at the Grand Hyatt New York. Featuring Keynote Speaker Blythe Masters, CEO, Digital Asset Holdings and Special Address by J. Christopher Giancarlo, Commissioner, U.S. Commodity Futures Trading Commission. http://www.dtcc.com
Views: 62 The DTCC
Bobby Majumder Attorney Profile - Perkins Coie
 
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Bobby Majumder is a partner in the firm's Corporate practice and Firmwide Co-Chair of the firm's India Practice who focuses on corporate and securities transactions primarily in the following industry verticals: energy (oil & gas and coal), mining, healthcare and information technology. He represents underwriters, placement agents and issuers in both public and private offerings of securities; public and private companies in mergers and acquisitions (both cross-border and domestic); private equity funds, hedge funds and venture capital funds in connection with both their formation and their investments; and companies receiving venture capital and private equity funding. Bobby advises established companies as well as new and emerging issuers on raising capital from both the public and private markets in the United States and Europe (including Rule 144A/Regulation S offerings). He also advises U.S. and foreign companies in connection with their SEC reporting and compliance requirements. Bobby has extensive experience in mergers and acquisitions involving companies in the information technology, telecommunications, mining, coal, oil and gas, and health care industries. He also has extensive experience in representing private equity, hedge funds and venture capital funds in their investments in both public companies and closely held entities.
Views: 452 Perkins Coie
Transocean Announces Pricing of U.S. $600 Million of Secured Notes Due 2025
 
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Transocean Announces Pricing of U.S. $600 Million of Secured Notes Due 2025 STEINHAUSEN, Switzerland, July 10, 2018 (GLOBE NEWSWIRE) -- Transocean Ltd. (NYSE:RIG) announced today that Transocean Pontus Limited (“Transocean Pontus”), a wholly owned indirect subsidiary of Transocean, has priced an offering of senior secured notes. Transocean Pontus will issue U.S. $600 million in aggregate principal amount of senior secured notes due 2025 (the “Notes”) to eligible purchasers pursuant to Rule 144A/Regulation S. The Notes will be guaranteed by Transocean Ltd., Transocean In... -------------------- Don't Forget Subscribe: https://www.youtube.com/channel/UCg2rpIm-MUrlQP16e_dyRSQ?sub_confirmation=1
Views: 1 CH News
Recommendations of the SEC Government Business Forum- Part 3
 
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Recommendations of the SEC Government Business Forum- Part 3- Over the last couple of LawCasts I have been summarizing the 15 recommendations of the Forum in the order of priority.Today I am starting with the 9th recommendation and completing my summary. 9. The eligibility requirements for the use of Form S-3 should be revised to include all reporting companies. 10. The SEC should clarify the relationship of exempt offerings in which general solicitation is not permitted, such as in Section 4(a)(2) and Rule 506(b) offerings, with Rule 506(c) offerings involving general solicitation in the following ways: (i) the facts and circumstances analysis regarding whether general solicitation is attributable to purchasers in an exempt offering should apply equally to offerings that allow general solicitation as to those that do not (such that even if an offering is labeled 506(c), if in fact no general solicitation is used, it can be treated as a 506(b); and (ii) to clarify that Rule 152 applies to Rule 506(c) so that an issuer using Rule 506(c) may subsequently engage in a registered public offering without adversely affecting the Rule 506(c) exemption. I note that within days of the forum, the SEC did indeed issue guidance on the use of Rule 152 as applies to Rule 506(c) offerings, at least as relates to an integration analysis between 506(b) and 506(c) offerings. 11. The SEC should amend Regulation ATS to allow for the resale of unregistered securities including those traded pursuant to Rule 144 and 144A and issued pursuant to Sections 4(a)(2), 4(a)(6) and 4(a)(7) and Rules 504 and 506. 12. The SEC should permit an ATS to file a 15c2-11 with FINRA and review the FINRA process to make sure that there is no undue burden on applicants and issuers. An ATS is an “alternative trading system.” The OTC Markets’ trading platform is an ATS. This recommendation would allow OTC Markets to directly file 15c2-11 applications on behalf of companies. A 15c2-11 application is the application submitted to FINRA to obtain a trading symbol and allow market makers to quote the securities of companies that trade on an ATS, such as the OTC Markets. Today, only market makers seeking to quote the trading in securities can submit the application. Also today, the application process can be difficult and lack clear guidance or timelines for the market makers and companies involved. This process definitely needs attention and this recommendation would be an excellent start. 13. Regulation CF should be amended to (i) permit the usage of special-purpose vehicles so that many small investors may be grouped together into one entity which then makes a single investment in a company raising capital under Regulation CF; and (ii) harmonize the Regulation CF advertising rules to avoid traps in situations where an issuer advertises or engages in general solicitations under Regulation A or Rule 506(c) and then converts to or from a Regulation CF offering. 14. The SEC should provide greater clarity on when trading activities require ATS registration, and when an entity or technology platform needs to a funding portal, broker-dealer, ATS and/or exchange in order to “be engaged in the business” of secondary trading transactions. 15. Reduce the Rule 144 holding period to 3 months for reporting companies. I fully support this recommendation.
Deepwater Horizon US Senate Hearing
 
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Watch BP America's President and Chairman testify before the US Senate's Energy and Natural Resources Committee.
Views: 1018 RepJeffMiller
​100% INTERNATIONAL, GLOBAL, PRIVATE EQUITY, JOINT VENTURE, ACQUISITION & MERGERS, 144A BOND, LBO,
 
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An International Commercial lender up to 100% funding either debt or equity or combination worldwide! We fund Energy, Technology, Mining, Real Estate and Business based projects. The Venture Capital Cash process is simple, consistent and fully transparent with information provided for your due diligence of our capital providers, their history and performance to ensure that you are comfortable in allowing us to be your financial partner in this and future opportunities. We believe that the relationship is as important as the funds if we are to work in harmony to achieve your goals. Don't be fooled though, 100% funding is very rare and requires top notch quality documentation such as a business plan made by a professional company or institution and a feasibility study. The business plan needs to include detailed information on the management team, a marketing study, a sensitivity analysis, a risk analysis, financial projections, detailed information about your existing company, the amount of money spent and invested already in the project by yourself or your company and partners, and a detailed explanation on how you will deal with the risk factors, such as project and payment insurances. Exit options have to be clearly outlined and the ROI for the investors needs to be attractive and convincing. Venture Capital Cash is an international funding agency offering several programs including an International Investment Banking Group up to 90% funding either debt or equity or combination worldwide- $20M and above! Funding based on strength of project not LTV or LTC. Some of our investors participating in funding projects are wealth funds, hedge funds, family offices, banks and institutions, high net worth individuals and more. Some are based in Europe, the US, the Middle East, China, Australia... Venture Capital Cash is interested in Energy, Technology, Mining, Real Estate and Business based markets. We provide up to 100% of borrower’s capital request in the form of debt, equity or a combination and allow all documented expense paid by the borrower to be stacked on top of the funds requested. Projects need to be shovel ready, permitted, agreements in place and ready for due diligence. Venture Capital Cash is arrange for a moratorium on payments until the project is stabilized and cash flowing if the timeline to stabilization is reasonable. (Determined on a case-by-case basis). Venture Capital Cash will provide information for you to make an intelligent decision on doing business with us. If the project has merit with strong principal, a very good plan, capital to support the project until funding we can offer you good options. Venture Capital Cash offers bank rate or better pricing, not hard money. Our rates are market competitive. Minimum loan amount is $20M US with no maximums on asset based lending. Immediate Required Documentation to get your project submitted: The following documents will be necessary to successfully underwrite and fund your project: First of all we want to see a clearly written overview in the form of an Executive Summary, while you have the following documents available: • Business Plan or Executive Summary with actual or pro forma income statements 3 -5 years • Balance Sheet/Financial Statement/Cash Flow/P & L with YTD less than 90 days old (if applicable) • Copy of Appraisal or other valuation (if available) • Expanded Resumes of all principals • Line Item Detailed Use of Funds for short-term and long-term projections • Exit strategy and ROI/IRR • Financial statement-Personal We at Venture Capital Cash will need principal(s) to show proof of funds to cover any third party fee’s that potentially may be required by the lender proof of funds invested to date in the project (if applicable), ability to pay for third party expenses which includes a site visit along with legal and due diligence. Venture Capital Cash requires a consultancy agreement with a fixed success fee, no upfront fees. Once we have an interested funding source looking at your project our agreement needs to become exclusive: we will be your only partner arranging for funding. You can contact us at by phone at 312-550-3753 or email [email protected] or www.venturecapital.cash If your project looks viable and worthwhile to any funding source we will contact you back immediately.
Ben Hron, JOBS Act Expert, Discusses Changes to Regulation D: Interview
 
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Ben Hron, special counsel for law firm McCarter & English LLP, discusses how recent changes to the JOBS Act will impact offerings that use Rule 506 of Regulation D. The new Rule 506(c) allows issuers to use "general solicitation" to reach accredited investors, a step many believe will improve capital markets access for smaller emerging growth companies and open up new opportunities for investors. "The RedChip Money Report: Small Stocks Big Money"™ delivers insightful commentary on small-cap investing, interviews with Wall Street analysts, financial book reviews, as well as featured interviews with executives of public companies. For more information, visit: http://www.redchip.com/tv
Views: 2553 RedChip Companies
Breaking News | The Stars Group Announces Upsizing and Pricing of Private Offering of $1.0 Billion
 
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Breaking News | The Stars Group Announces Upsizing and Pricing of Private Offering of $1.0 Billion of Unsecured Senior Notes Breaking News | The Stars Group Announces Upsizing and Pricing of Private Offering of $1.0 Billion of Unsecured Senior Notes The Stars Group intends to use the net proceeds from the Notes Offering, together with the Company's previously announced equity offering, bank financing and cash on hand to fund the previously announced acquisition of Sky Betting & Gaming. The notes will be offered and sold in the United States only to qualified institutional buyers in accordance with Rule 144A under the Securities Act of 1933, as amended (the "Securities Act"), and outside the United States in reliance on Regulation S under th... SUBSCRIBE To Our Channel : https://www.youtube.com/channel/UCPMjaOmdSqkcKmrntN5TF4Q Facebook : https://www.facebook.com/World-Breaking-News-1801911953358902/ Twitter : https://twitter.com/trinhhuuminhly Google+ : https://plus.google.com/u/0/101746655803030079868 Pinterest : https://www.pinterest.com/adanjanuzai/ Wedsite : http://www.bbc.com/news Instagram : https://www.instagram.com/world_breaking_news_tv/ Source : http://c.newsnow.co.uk/A/2/944298324?-: Thanks For Watching Video. Please SUBSCRIBE
Jobs Act Update: SEC Acts to Help Take the "Private" Out of Private Placements
 
01:08:27
In this program in our 2013 NDI Checkpoint Web Conference Series we will discussed the SEC's lifting of the ban on general solicitation and advertising for certain private placement offerings under Rule 506 and under Reg.144A under the Securities Act of 1933, and the implications for issuers of securities in such offerings. For more information, please visit the event site: http://www.foley.com/jobs-act-update-sec-acts-to-help-take-the-private-out-of-private-placements/.
Views: 245 Foley & Lardner LLP
what is section 144 (CRPC) /  Dhara 144
 
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Detail about section 144 Code of criminal procedure (CRPC), what general people can do in section 144. Kya kare agar Dhara 144 Dand prakiraeya sanhita aap ke area me lagi ho to. All detail present in both hindi and english & for more detail visit our blog site : http://law4i.blogspot.in/
Views: 22557 Shraddha Singh
Blockchain for Human Need & Future Digitized Investment Opportunities | J. Todd Morley & V. Molinari
 
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https://www.tradetemplum.com/ Digital Assets Report: Weekly Blockchain & Cryptocurrency Series. Recorded Live at the New York Stock Exchange. SCN Corporate Connect's Jane Kings sits down with Vincent Molinari - CEO of Templum Markets LLC and Special Guest J. Todd Morley, Founder, G2 Investment Group. Established by a group of veteran executives, technologists, and entrepreneurs, Y2X specializes in regulated token issuances and innovative capital raising mechanisms. Y2X maintains stakes in companies it helps finance and utilizes its network of expert advisors to help those companies grow. Y2X APPROACH Y2X Continuing Support: Y2X selects its partners carefully and maintains equity stakes in the companies it works with. We provide ongoing support through management and advisors, and serve on the boards and advisory boards of portfolio companies. Valuable Network: Y2X develops opportunities for shareholders to participate in financing rounds conducted by the company and its partners, including venture rounds and co-investments. Managed Regulatory Risk: Y2X ensures full compliance with AML/KYC, accredited investor, and other regulations pertaining to securities issuance and trading in the U.S. and elsewhere. Global Reach: Y2X can access investors globally in the traditional investment arena as well as in cryptocurrency. Our tokens will be marketed to investors globally, as permitted by local regulation. Liquid Secondary Markets: Y2X is working with partners to develop secondary markets for its tokens in the U.S and other key venues to ensure liquidity in its tokens once trading is permitted. Mr. Molinari is a nationally recognized Thought Leader in the investment industry and is an active Global Speaker on Market Infrastructure, Capital Formation, Impact Investing, and The JOBS Act. He has also served as the Correspondent for Impact Investing for Clear Channel. He has been invited to testify before the U.S. House of Representatives Committee on Financial Services, Subcommittee on Capital Markets, and Government Sponsored Enterprises. Mr. Molinari has also testified before The Securities and Exchange Commission's Advisory Committee on Small and Emerging Companies regarding secondary market liquidity. He has participated in authoring 16 Comment Letters to the SEC, Proposals for Rule Changes, and Amendments to Securities Laws. Vince also led authorship of a Patent for Systems and Methods for Trading, Clearing and Settling Securities Transactions Using Blockchain Technology. In addition, he consults with members of Congress and Senate on these issues. He believes new market infrastructure brings transparency, efficiency, and liquidity to the unstructured global alternative asset markets. His vision is based on the core beliefs that "actionable knowledge" drives investments and that technology can close the gap between traditional and emerging alternative markets. Vince believes opening the private market for investment can spearhead economic growth and job creation. The company's initiatives in Impact Investing reflect a commitment to bringing positive change through financial innovation and access to capital. He has established and operated innovative Alternative Trading Systems (ATS) and Quotation Bureau for 144A and Private Securities. He also helped to create taxonomies and unique identifiers for the clearance, settlement and depository for these unregistered securities. Additionally, he formed and operated a Qualified Matching Service (QMS) for LPs pursuant to a Private Letter Ruling from the US Department of Treasury. Templum was established by a group of principals with extensive experience in both the blockchain space and the securities industry, helping shape the innovative technology into a viable and scalable industry. They have leveraged their background to develop a model for the sale of digital assets as securities and to bring a new form of capital formation to market, the Tokenized Asset Offering (ICOs as securities). About Liquid M Capital / Templum Markets Liquid M Capital is a registered broker-dealer and the operator of an Alternative Trading System (ATS) that brings together blockchain technology and facilitates the secondary trading of tokenized assets.
Investment Banking, Project Funding, and Capital Raising! 0 $ Upfront!
 
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An International Commercial lender up to 100% funding either debt or equity or combination worldwide! We fund Energy, Technology, Mining, Real Estate and Business based projects. The Venture Capital Cash process is simple, consistent and fully transparent with information provided for your due diligence of our capital providers, their history and performance to ensure that you are comfortable in allowing us to be your financial partner in this and future opportunities. We believe that the relationship is as important as the funds if we are to work in harmony to achieve your goals. Don't be fooled though, 100% funding is very rare and requires top notch quality documentation such as a business plan made by a professional company or institution and a feasibility study. The business plan needs to include detailed information on the management team, a marketing study, a sensitivity analysis, a risk analysis, financial projections, detailed information about your existing company, the amount of money spent and invested already in the project by yourself or your company and partners, and a detailed explanation on how you will deal with the risk factors, such as project and payment insurances. Exit options have to be clearly outlined and the ROI for the investors needs to be attractive and convincing. Venture Capital Cash is an international funding agency offering several programs including an International Investment Banking Group up to 90% funding either debt or equity or combination worldwide- $20M and above! Funding based on strength of project not LTV or LTC. Some of our investors participating in funding projects are wealth funds, hedge funds, family offices, banks and institutions, high net worth individuals and more. Some are based in Europe, the US, the Middle East, China, Australia... Venture Capital Cash is interested in Energy, Technology, Mining, Real Estate and Business based markets. We provide up to 100% of borrower’s capital request in the form of debt, equity or a combination and allow all documented expense paid by the borrower to be stacked on top of the funds requested. Projects need to be shovel ready, permitted, agreements in place and ready for due diligence. Venture Capital Cash is arrange for a moratorium on payments until the project is stabilized and cash flowing if the timeline to stabilization is reasonable. (Determined on a case-by-case basis). Venture Capital Cash will provide information for you to make an intelligent decision on doing business with us. If the project has merit with strong principal, a very good plan, capital to support the project until funding we can offer you good options. Venture Capital Cash offers bank rate or better pricing, not hard money. Our rates are market competitive. Minimum loan amount is $20M US with no maximums on asset based lending. Immediate Required Documentation to get your project submitted: The following documents will be necessary to successfully underwrite and fund your project: First of all we want to see a clearly written overview in the form of an Executive Summary, while you have the following documents available: • Business Plan or Executive Summary with actual or pro forma income statements 3 -5 years • Balance Sheet/Financial Statement/Cash Flow/P & L with YTD less than 90 days old (if applicable) • Copy of Appraisal or other valuation (if available) • Expanded Resumes of all principals • Line Item Detailed Use of Funds for short-term and long-term projections • Exit strategy and ROI/IRR • Financial statement-Personal We at Venture Capital Cash will need principal(s) to show proof of funds to cover any third party fee’s that potentially may be required by the lender proof of funds invested to date in the project (if applicable), ability to pay for third party expenses which includes a site visit along with legal and due diligence. Venture Capital Cash requires a consultancy agreement with a fixed success fee, no upfront fees. Once we have an interested funding source looking at your project our agreement needs to become exclusive: we will be your only partner arranging for funding. You can contact us at by phone at 312-550-3753 or email [email protected] or www.venturecapital.cash If your project looks viable and worthwhile to any funding source we will contact you back immediately.
[Wikipedia] Qualified institutional buyer
 
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A qualified institutional buyer (QIB), in United States law and finance, is a purchaser of securities that is deemed financially sophisticated and is legally recognized by securities market regulators to need less protection from issuers than most public investors. Typically, the qualifications for this designation are based on an investor's total assets under management and specific legal conditions in the country where the fund is located. Rule 144A requires an institution to manage at least $100 million in securities from issuers not affiliated with the institution to be considered a QIB. If the institution is a bank or savings and loans thrift they must have a net worth of at least $25 million. If the institution is a registered dealer acting for its own account it must in the aggregate own and invest on a discretionary basis at least $10 million of securities of issuers not affiliated with the dealer. Certain private placements of stocks and bonds are made available only to qualified institutional buyers to limit regulatory restrictions and public filing requirements. https://en.wikipedia.org/wiki/Qualified_institutional_buyer Please support this channel and help me upload more videos. Become one of my Patreons at https://www.patreon.com/user?u=3823907
Views: 194 WikiTubia
Hot News - Sotheby's price 400 million of senior notes due in 2025
 
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Hot News - Hot News - Sothebys price 400 million of senior notes due in 2025 Hot News - Hot News - Sothebys price 400 million of senior notes due in 2025 NEW YORK, Dec. 07, 2017 — Sotheby’s NYSEBID today announced the pricing of $ 400 million of its senior unsecured notes due 2025 through an offering to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended the “Securities Act” and to nonU.S. persons under Regulation S under the Securities Act.  The closing of the offering is expected to occur on or about December 12, 2017. The notes will be sold to investors at a price of 100% of the principal amount th... Source: http://c.newsnow.co.uk/A/2/914379978?-1938:2386:3 © Hot News THANK YOU for your watching SUBSCRIBE my channel for more videos: http://xuri.co/4ZNaIu ─────────────────── ▼ DISCLAIMER : ➤ If you have problems about copyright or label, please contact me via email or YT inbox. Thank you :) ➤ If you wanna use my uploads in your videos/streams, please give a link back to my original video, thats all ;) #LatestNews #News #WorldNews #SportsNews #TopNews #NewsToday #TodayNews #Breaking #BreakingNews #BreakingNewsToday #BreakingNewsLatestNews #LatestNews #LatestNewsToday #CNNNews #CNNBreakingNews #LocalNewsToday #HeadlineNews #RecentNews #UpdateNews #LastNews #Trump #TrumpNews #DonaldTrumpNews #News24h
Views: 0 Hot News
Hot News - Sotheby's price 400 million of senior notes due in 2025
 
03:55
Hot News - Hot News - Sothebys price 400 million of senior notes due in 2025 Hot News - Hot News - Sothebys price 400 million of senior notes due in 2025 NEW YORK, Dec. 07, 2017 — Sotheby’s NYSEBID today announced the pricing of $ 400 million of its senior unsecured notes due 2025 through an offering to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended the “Securities Act” and to nonU.S. persons under Regulation S under the Securities Act.  The closing of the offering is expected to occur on or about December 12, 2017. The notes will be sold to investors at a price of 100% of the principal amount th... Source: http://c.newsnow.co.uk/A/2/914379978?-1938:2386:0 © Hot News THANK YOU for your watching SUBSCRIBE my channel for more videos: http://xuri.co/4ZNaIu ─────────────────── ▼ DISCLAIMER : ➤ If you have problems about copyright or label, please contact me via email or YT inbox. Thank you :) ➤ If you wanna use my uploads in your videos/streams, please give a link back to my original video, thats all ;) #LatestNews #News #WorldNews #SportsNews #TopNews #NewsToday #TodayNews #Breaking #BreakingNews #BreakingNewsToday #BreakingNewsLatestNews #LatestNews #LatestNewsToday #CNNNews #CNNBreakingNews #LocalNewsToday #HeadlineNews #RecentNews #UpdateNews #LastNews #Trump #TrumpNews #DonaldTrumpNews #News24h
Views: 0 Hot News